Security key
670699107
Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)
CUSIP: 670699107
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / COM SHS
- Total 13F shares
- 6,135,223
- Share change
- +118,859
- Total reported value
- $151,281,701
- Price per share
- $24.66
- Number of holders
- 68
- Value change
- +$2,978,161
- Number of buys
- 27
- Number of sells
- 28
Report period
Q1 2018
Institutions
68
Top holders
10
QQQX full security history
Newer quarter: Q2 2018
Previous quarter: Q4 2017
Nuveen NASDAQ 100 Dynamic Overwrite Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 670699107
Recent filing periods:
Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,461,751
|
$35,389,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
666,201
|
$16,129,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
617,258
|
$14,944,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
390,771
|
$9,461,000 | — | 31 Dec 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
369,061
|
$8,935,000 | — | 31 Dec 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
310,642
|
$7,521,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
303,117
|
$7,338,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
267,015
|
$6,465,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
228,347
|
$5,528,000 | — | 31 Dec 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
217,207
|
$5,259,000 | — | 31 Dec 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
189,531
|
$4,589,000 | — | 31 Dec 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
114,932
|
$2,783,000 | — | 31 Dec 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
89,817
|
$2,174,000 | — | 31 Dec 2017 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
68,012
|
$1,647,000 | — | 31 Dec 2017 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
—
class O/S missing
|
62,060
|
$1,502,000 | — | 31 Dec 2017 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
55,475
|
$1,343,000 | — | 31 Dec 2017 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
51,619
|
$1,250,000 | — | 31 Dec 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
47,693
|
$1,155,000 | — | 31 Dec 2017 | |
| Belpointe Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
44,899
|
$1,087,000 | — | 31 Dec 2017 | |
| Harborview Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
43,389
|
$1,050,000 | — | 31 Dec 2017 | |
| Planning Professional |
13F
|
Individual |
—
class O/S missing
|
37,943
|
$919,000 | — | 31 Dec 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
34,512
|
$836,000 | — | 31 Dec 2017 | |
| SIGNET FINANCIAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
27,596
|
$668,000 | — | 31 Dec 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
27,065
|
$655,000 | — | 31 Dec 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
24,241
|
$587,000 | — | 31 Dec 2017 | |
| WADE G W & INC |
13F
|
Company |
—
class O/S missing
|
23,281
|
$564,000 | — | 31 Dec 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
20,600
|
$499,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
20,513
|
$497,000 | — | 31 Dec 2017 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
16,247
|
$393,000 | — | 31 Dec 2017 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
16,865
|
$371,000 | — | 31 Dec 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
14,531
|
$352,000 | — | 31 Dec 2017 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
13,354
|
$323,000 | — | 31 Dec 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
13,195
|
$319,000 | — | 31 Dec 2017 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
12,528
|
$303,000 | — | 31 Dec 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
12,267
|
$297,000 | — | 31 Dec 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
10,341
|
$250,000 | — | 31 Dec 2017 | |
| AMERICAN NATIONAL BANK & TRUST |
13F
|
Company |
—
class O/S missing
|
10,000
|
$242,000 | — | 31 Dec 2017 | |
| GRIFFIN ASSET MANAGEMENT, INC. |
13F
|
Company |
—
class O/S missing
|
9,355
|
$226,000 | — | 31 Dec 2017 | |
| Allegis Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
9,276
|
$225,000 | — | 31 Dec 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
8,949
|
$223,000 | — | 31 Dec 2017 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
8,322
|
$201,000 | — | 31 Dec 2017 | |
| Jacobi Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
7,482
|
$186,000 | — | 31 Dec 2017 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
—
class O/S missing
|
4,211
|
$105,000 | — | 31 Dec 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
4,025
|
$97,000 | — | 31 Dec 2017 | |
| Allworth Financial LP |
13F
|
Company |
—
class O/S missing
|
3,591
|
$87,000 | — | 31 Dec 2017 | |
| Advocacy Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
3,068
|
$74,000 | — | 31 Dec 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
2,953
|
$71,000 | — | 31 Dec 2017 | |
| IHT Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
2,500
|
$62,000 | — | 31 Dec 2017 | |
| Evercore Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
2,500
|
$61,000 | — | 31 Dec 2017 | |
| Pathway Financial Advisors LLC |
13F
|
Company |
—
class O/S missing
|
2,500
|
$61,000 | — | 31 Dec 2017 |
Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q1 2018
As of 31 Mar 2018,
Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by
68 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,135,223 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, ROYAL BANK OF CANADA, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., Invesco Ltd., BANK OF AMERICA CORP /DE/, LADENBURG THALMANN FINANCIAL SERVICES INC., and GUGGENHEIM CAPITAL LLC.
This page lists
68
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
67
Q1 2018 holders
68
Holder diff
1
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.