Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)
CUSIP: 670699107
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / COM SHS
- Total 13F shares
- 6,405,304
- Share change
- +273,695
- Total reported value
- $167,260,051
- Price per share
- $26.18
- Number of holders
- 75
- Value change
- +$7,215,732
- Number of buys
- 37
- Number of sells
- 25
Quarterly Holders Quick Answers
What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 670699107:
Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,646,003
|
$40,591,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
675,588
|
$16,660,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
616,617
|
$15,206,000 | — | 31 Mar 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
376,094
|
$9,275,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
358,006
|
$8,829,000 | — | 31 Mar 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
312,522
|
$7,707,000 | — | 31 Mar 2018 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
298,277
|
$7,356,000 | — | 31 Mar 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
259,530
|
$6,400,000 | — | 31 Mar 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
228,670
|
$5,639,000 | — | 31 Mar 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
210,115
|
$5,181,000 | — | 31 Mar 2018 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
185,551
|
$4,618,000 | — | 31 Mar 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
127,688
|
$3,149,000 | — | 31 Mar 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
102,230
|
$2,516,000 | — | 31 Mar 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
65,510
|
$1,615,000 | — | 31 Mar 2018 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
55,905
|
$1,379,000 | — | 31 Mar 2018 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
54,006
|
$1,331,000 | — | 31 Mar 2018 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
48,442
|
$1,195,000 | — | 31 Mar 2018 | |
| Harborview Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
43,642
|
$1,076,000 | — | 31 Mar 2018 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
40,411
|
$997,000 | — | 31 Mar 2018 | |
| Planning Professional |
13F
|
Individual |
—
class O/S missing
|
36,895
|
$910,000 | — | 31 Mar 2018 | |
| Belpointe Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
34,054
|
$840,000 | — | 31 Mar 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
33,165
|
$818,000 | — | 31 Mar 2018 | |
| SIGNET FINANCIAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
24,644
|
$608,000 | — | 31 Mar 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
23,220
|
$573,000 | — | 31 Mar 2018 | |
| WADE G W & INC |
13F
|
Company |
—
class O/S missing
|
23,079
|
$569,000 | — | 31 Mar 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
22,647
|
$558,000 | — | 31 Mar 2018 | |
| ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA |
13F
|
Company |
—
class O/S missing
|
20,834
|
$499,000 | — | 31 Mar 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
18,860
|
$465,000 | — | 31 Mar 2018 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
16,667
|
$411,000 | — | 31 Mar 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
15,195
|
$375,000 | — | 31 Mar 2018 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
12,313
|
$304,000 | — | 31 Mar 2018 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
10,418
|
$257,000 | — | 31 Mar 2018 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
10,218
|
$252,000 | — | 31 Mar 2018 | |
| AMERICAN NATIONAL BANK & TRUST |
13F
|
Company |
—
class O/S missing
|
10,000
|
$247,000 | — | 31 Mar 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
9,752
|
$240,000 | — | 31 Mar 2018 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
9,602
|
$237,000 | — | 31 Mar 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
9,413
|
$232,000 | — | 31 Mar 2018 | |
| GRIFFIN ASSET MANAGEMENT, INC. |
13F
|
Company |
—
class O/S missing
|
9,355
|
$231,000 | — | 31 Mar 2018 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
10,365
|
$228,000 | — | 31 Mar 2018 | |
| Allegis Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
8,961
|
$221,000 | — | 31 Mar 2018 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
8,531
|
$210,000 | — | 31 Mar 2018 | |
| Jacobi Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
7,340
|
$177,000 | — | 31 Mar 2018 | |
| Integrated Investment Consultants, LLC |
13F
|
Company |
—
class O/S missing
|
5,411
|
$133,000 | — | 31 Mar 2018 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
4,025
|
$99,000 | — | 31 Mar 2018 | |
| Allworth Financial LP |
13F
|
Company |
—
class O/S missing
|
3,591
|
$89,000 | — | 31 Mar 2018 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
—
class O/S missing
|
3,569
|
$86,000 | — | 31 Mar 2018 | |
| Rehmann Capital Advisory Group |
13F
|
Company |
—
class O/S missing
|
3,199
|
$79,000 | — | 31 Mar 2018 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
2,753
|
$67,000 | — | 31 Mar 2018 | |
| Pathway Financial Advisors LLC |
13F
|
Company |
—
class O/S missing
|
2,500
|
$62,000 | — | 31 Mar 2018 | |
| IHT Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
2,500
|
$60,000 | — | 31 Mar 2018 |
Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q2 2018
As of 30 Jun 2018,
Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by
75 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,405,304 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, Raymond James Financial Services Advisors, Inc., BANK OF AMERICA CORP /DE/, Invesco Ltd., LADENBURG THALMANN FINANCIAL SERVICES INC., and Janney Montgomery Scott LLC.
This page lists
75
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
68
Q2 2018 holders
75
Holder diff
7
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.