Quick Takeaways
- QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund has 16 insiders with reported activity on this page.
- No net insider buy/sell flow is currently reported for the last year.
- Recent transaction rows are not currently available.
Insider Transactions Reported by 16 Insiders of Nuveen NASDAQ 100 Dynamic Overwrite Fund
- Symbol
- QQQX on Nasdaq
- Location
- Chicago, IL
What Changed
- No meaningful buy/sell imbalance is currently visible in the one-year window.
- Activity will update as new Forms 3/4/5 are filed.
Why This Matters
- This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
- Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.
Source Evidence
Filed on Form 4
See Original Filing
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Insider trading overview
Last 12 monthsInsider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 30 Apr 2025.
Buys
$0
Shares: 0
Insiders: 0
Sells
$0
Shares: 0
Insiders: 0
Net
$0
Shares: 0
Insiders: 0
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Nuveen NASDAQ 100 Dynamic Overwrite Fund executives and other stock owners filed with the SEC include:
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| John M. McCann | Vice President | Mixed | 14 Apr 2022 | |||
| Brett Black | Chief Compliance Officer | Mixed | 01 Jun 2022 | |||
| James N. Nelson III | Vice President | Mixed | 28 Feb 2024 | |||
| Mary Beth Ramsay | Vice President | Mixed | 28 Feb 2024 | |||
| Nazar Romanyak | Portfolio Manager | Mixed | 18 Jun 2024 | |||
| Marc Cardella | VP and Controller | Mixed | 02 Dec 2024 | |||
| Joanne Medero | Trustee | Mixed | 02 Jun 2021 | |||
| Trey Stenersen III | Vice President | Mixed | 04 Aug 2022 | |||
| Joseph A. Boateng | consultant | Mixed | 01 Jan 2024 | |||
| Michael A. Forrester | consultant | Mixed | 01 Jan 2024 | |||
| Amy B.r. Lancellotta | Trustee | Mixed | 02 Jun 2021 | |||
| KENNY THOMAS J | Trustee | Mixed | 01 Jan 2024 | |||
| Loren M. Starr | Trustee | Mixed | 01 Jan 2024 | |||
| Nazar Suschko | MD, Multi Asset PM | Mixed | 30 May 2025 | |||
| Robert Tanner Page | VP and Treasurer | Mixed | 10 Sep 2025 | |||
| Joseph Castro | EVP, Chief Risk & Compliance | Mixed | 16 Oct 2025 |
Top shareholders of Nuveen NASDAQ 100 Dynamic Overwrite Fund (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
2,017,428
|
$57,537,069 | — | 31 Dec 2025 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,670,779
|
$47,650,604 | — | 31 Dec 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,240,373
|
$35,375,451 | — | 31 Dec 2025 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
812,997
|
$23,186,674 | — | 31 Dec 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
743,680
|
$21,210,000 | — | 31 Dec 2025 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
726,889
|
$20,730,874 | — | 31 Dec 2025 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
584,905
|
$16,681,487 | — | 31 Dec 2025 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
557,308
|
$15,894,424 | — | 31 Dec 2025 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
526,256
|
$15,008,821 | — | 31 Dec 2025 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
513,820
|
$14,654,146 | — | 31 Dec 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
402,097
|
$11,467,824 | — | 31 Dec 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
364,429
|
$10,393,524 | — | 31 Dec 2025 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
267,683
|
$7,634,000 | — | 31 Dec 2025 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
265,131
|
$7,561,539 | — | 31 Dec 2025 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
233,889
|
$6,671,000 | — | 31 Dec 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
205,505
|
$5,862,117 | — | 31 Dec 2025 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
204,992
|
$5,850,152 | — | 31 Dec 2025 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
203,750
|
$5,810,950 | — | 31 Dec 2025 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
195,036
|
$5,562,427 | — | 31 Dec 2025 | |
| Cypress Capital Management LLC (WY) |
13F
|
Company |
—
class O/S missing
|
162,599
|
$4,637,323 | — | 31 Dec 2025 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
128,349
|
$3,661,000 | — | 31 Dec 2025 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
93,250
|
$2,659,490 | — | 31 Dec 2025 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
91,531
|
$2,610,466 | — | 31 Dec 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
75,820
|
$2,162,390 | — | 31 Dec 2025 | |
| NBC SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
66,507
|
$1,896,792 | — | 31 Dec 2025 | |
| MONECO ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
61,976
|
$1,767,554 | — | 31 Dec 2025 | |
| Ionic Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
61,842
|
$1,763,734 | — | 31 Dec 2025 | |
| PMG Family Office LLC |
13F
|
Company |
—
class O/S missing
|
59,809
|
$1,705,753 | — | 31 Dec 2025 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
51,336
|
$1,464,102 | — | 31 Dec 2025 | |
| AXXCESS WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
48,119
|
$1,372,353 | — | 31 Dec 2025 | |
| SCHNIEDERS CAPITAL MANAGEMENT, LLC. |
13F
|
Company |
—
class O/S missing
|
47,715
|
$1,360,832 | — | 31 Dec 2025 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
47,702
|
$1,360,463 | — | 31 Dec 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
44,973
|
$1,282,626 | — | 31 Dec 2025 | |
| High Point Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
39,613
|
$1,129,773 | — | 31 Dec 2025 | |
| Dakota Wealth Management |
13F
|
Company |
—
class O/S missing
|
36,435
|
$1,039,127 | — | 31 Dec 2025 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
31,672
|
$903,303 | — | 31 Dec 2025 | |
| Arkadios Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
31,517
|
$898,877 | — | 31 Dec 2025 | |
| &PARTNERS |
13F
|
Company |
—
class O/S missing
|
31,400
|
$897,206 | — | 31 Dec 2025 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
30,348
|
$865,534 | — | 31 Dec 2025 | |
| READYSTATE ASSET MANAGEMENT LP |
13F
|
Company |
—
class O/S missing
|
30,295
|
$864,013 | — | 31 Dec 2025 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
29,864
|
$851,716 | — | 31 Dec 2025 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
29,265
|
$834,638 | — | 31 Dec 2025 | |
| HUB Investment Partners, LLC |
13F
|
Company |
—
class O/S missing
|
28,153
|
$802,924 | — | 31 Dec 2025 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
26,913
|
$767,559 | — | 31 Dec 2025 | |
| PFG Investments, LLC |
13F
|
Company |
—
class O/S missing
|
25,925
|
$739,388 | — | 31 Dec 2025 | |
| Huntleigh Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
22,134
|
$631,247 | — | 31 Dec 2025 | |
| Alteri Wealth LLC |
13F
|
Company |
—
class O/S missing
|
20,759
|
$592,046 | — | 31 Dec 2025 | |
| Mutual Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
18,616
|
$530,927 | — | 31 Dec 2025 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
18,089
|
$515,898 | — | 31 Dec 2025 | |
| Moors & Cabot, Inc. |
13F
|
Company |
—
class O/S missing
|
17,636
|
$502,965 | — | 31 Dec 2025 |
Recent Insider Transactions by Companies or Individuals for Nuveen NASDAQ 100 Dynamic Overwrite Fund
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| No insider transactions were found in the last 12 months for this issuer. | ||||||||||
* An asterisk sign (*) next to the price indicates that the price is likely invalid.