What does CUSIP 670699107 represent in this 13F holders report?

CUSIP 670699107 is the security identifier for QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS used to aggregate holder disclosures.

How many institutions held QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in Q4 2017?

67 institutional investors reported QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS for Q4 2017. Use the holders table for investor-level position and value details.

Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)

CUSIP: 670699107

Q4 2017 13F Holders as of 31 Dec 2017

Type / Class: Equity / COM SHS
Total 13F shares: 6,016,364
Share change: +256,672
Total reported value: $145,633,305
Price per share: $24.21
Number of holders: 67
Value change: +$6,386,740
Number of buys: 26
Number of sells: 27

Quarterly Holders Quick Answers

What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2018
Previous quarter: Q3 2017

Recent filing periods for CUSIP 670699107:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	— class O/S missing	1,278,994	$28,304,000	—	30 Sep 2017	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	596,601	$13,202,000	—	30 Sep 2017	13F
UBS Group AG	13F	Company	— class O/S missing	589,924	$13,055,000	—	30 Sep 2017	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	347,402	$7,688,000	—	30 Sep 2017	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	310,973	$6,882,000	—	30 Sep 2017	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	310,917	$6,881,000	—	30 Sep 2017	13F
Invesco Ltd.	13F	Company	— class O/S missing	309,606	$6,851,000	—	30 Sep 2017	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	277,764	$6,147,000	—	30 Sep 2017	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	263,293	$5,827,000	—	30 Sep 2017	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	216,031	$4,781,000	—	30 Sep 2017	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	214,086	$4,737,000	—	30 Sep 2017	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	112,937	$2,499,000	—	30 Sep 2017	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	91,679	$2,029,000	—	30 Sep 2017	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	90,201	$1,996,000	—	30 Sep 2017	13F
FLAGSHIP HARBOR ADVISORS, LLC	13F	Company	— class O/S missing	55,576	$1,264,000	—	30 Sep 2017	13F
VICUS CAPITAL	13F	Company	— class O/S missing	56,710	$1,255,000	—	30 Sep 2017	13F
Aviance Capital Partners, LLC	13F	Company	— class O/S missing	55,376	$1,225,000	—	30 Sep 2017	13F
Belpointe Asset Management LLC	13F	Company	— class O/S missing	47,649	$1,054,000	—	30 Sep 2017	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	44,387	$982,000	—	30 Sep 2017	13F
DOLIVER ADVISORS, LP	13F	Company	— class O/S missing	38,359	$849,000	—	30 Sep 2017	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	33,759	$747,000	—	30 Sep 2017	13F
SIGNET FINANCIAL MANAGEMENT, LLC	13F	Company	— class O/S missing	27,977	$619,000	—	30 Sep 2017	13F
WADE G W & INC	13F	Company	— class O/S missing	25,332	$561,000	—	30 Sep 2017	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	23,866	$542,000	—	30 Sep 2017	13F
Allegis Investment Advisors, LLC	13F	Company	— class O/S missing	23,554	$521,000	—	30 Sep 2017	13F
Stratos Wealth Partners, LTD.	13F	Company	— class O/S missing	22,276	$493,000	—	30 Sep 2017	13F
LPL Financial LLC	13F	Company	— class O/S missing	21,875	$484,000	—	30 Sep 2017	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	20,716	$458,000	—	30 Sep 2017	13F
NATIONAL PLANNING CORP	13F	Company	— class O/S missing	17,400	$385,000	—	30 Sep 2017	13F
Kovack Advisors, Inc.	13F	Company	— class O/S missing	16,390	$363,000	—	30 Sep 2017	13F
Sigma Planning Corp	13F	Company	— class O/S missing	14,456	$320,000	—	30 Sep 2017	13F
STEPHENS INC /AR/	13F	Company	— class O/S missing	13,916	$308,000	—	30 Sep 2017	13F
Creative Planning	13F	Company	— class O/S missing	13,113	$290,000	—	30 Sep 2017	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	12,247	$271,000	—	30 Sep 2017	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	12,199	$270,000	—	30 Sep 2017	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	— class O/S missing	10,939	$242,000	—	30 Sep 2017	13F
AMERICAN NATIONAL BANK & TRUST	13F	Company	— class O/S missing	10,000	$221,000	—	30 Sep 2017	13F
GRIFFIN ASSET MANAGEMENT, INC.	13F	Company	— class O/S missing	9,355	$207,000	—	30 Sep 2017	13F
Jacobi Capital Management LLC	13F	Company	— class O/S missing	7,911	$180,000	—	30 Sep 2017	13F
Patriot Financial Group Insurance Agency, LLC	13F	Company	— class O/S missing	6,726	$153,000	—	30 Sep 2017	13F
CITIGROUP INC	13F	Company	— class O/S missing	6,188	$137,000	—	30 Sep 2017	13F
Advocacy Wealth Management, LLC	13F	Company	— class O/S missing	4,278	$95,000	—	30 Sep 2017	13F
IFP Advisors, Inc	13F	Company	— class O/S missing	4,232	$94,000	—	30 Sep 2017	13F
Steward Partners Investment Advisory, LLC	13F	Company	— class O/S missing	3,960	$87,000	—	30 Sep 2017	13F
Advisor Group, Inc.	13F	Company	— class O/S missing	3,757	$83,000	—	30 Sep 2017	13F
Allworth Financial LP	13F	Company	— class O/S missing	3,591	$79,000	—	30 Sep 2017	13F
IHT Wealth Management, LLC	13F	Company	— class O/S missing	3,232	$73,000	—	30 Sep 2017	13F
Geneos Wealth Management Inc.	13F	Company	— class O/S missing	2,878	$63,000	—	30 Sep 2017	13F
Evercore Wealth Management, LLC	13F	Company	— class O/S missing	2,500	$55,000	—	30 Sep 2017	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	— class O/S missing	1,502	$33,000	—	30 Sep 2017	13F

Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q4 2017

As of 31 Dec 2017, Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by 67 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,016,364 shares. The largest 10 holders included MORGAN STANLEY, UBS Group AG, ROYAL BANK OF CANADA, RAYMOND JAMES & ASSOCIATES, Invesco Ltd., Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, LADENBURG THALMANN FINANCIAL SERVICES INC., and GUGGENHEIM CAPITAL LLC. This page lists 67 institutional shareholders reporting positions in this security for the Q4 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2017 vs Q3 2017 Across Filers

Q3 2017 holders

Q4 2017 holders

Holder diff

Investor	Q3 2017 Shares	Q4 2017 Shares	Share Diff	Share Chg %	Q3 2017 Value $	Q4 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.