Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)
CUSIP: 670699107
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / COM SHS
- Total 13F shares
- 5,694,614
- Share change
- -2,878
- Total reported value
- $126,076,474
- Price per share
- $22.13
- Number of holders
- 59
- Value change
- -$29,139
- Number of buys
- 29
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 670699107:
Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,237,282
|
$26,862,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
570,108
|
$12,377,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
545,834
|
$11,850,000 | — | 30 Jun 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
488,806
|
$10,612,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
368,472
|
$8,000,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
294,390
|
$6,391,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
271,423
|
$5,893,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
270,217
|
$5,866,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
237,114
|
$5,148,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
216,041
|
$4,690,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
210,765
|
$4,576,000 | — | 30 Jun 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
101,110
|
$2,195,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
100,909
|
$2,191,000 | — | 30 Jun 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
77,982
|
$1,693,000 | — | 30 Jun 2017 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
58,232
|
$1,264,000 | — | 30 Jun 2017 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
55,866
|
$1,213,000 | — | 30 Jun 2017 | |
| Tuttle Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
50,960
|
$1,106,000 | — | 30 Jun 2017 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
48,627
|
$1,062,000 | — | 30 Jun 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
43,987
|
$954,000 | — | 30 Jun 2017 | |
| SIGNET FINANCIAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
35,646
|
$774,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
32,494
|
$705,000 | — | 30 Jun 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
32,095
|
$697,000 | — | 30 Jun 2017 | |
| WADE G W & INC |
13F
|
Company |
—
class O/S missing
|
25,332
|
$550,000 | — | 30 Jun 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
24,786
|
$538,000 | — | 30 Jun 2017 | |
| Allegis Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
21,429
|
$465,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
20,940
|
$455,000 | — | 30 Jun 2017 | |
| Weiss Asset Management LP |
13F
|
Company |
—
class O/S missing
|
19,754
|
$429,000 | — | 30 Jun 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
16,950
|
$365,000 | — | 30 Jun 2017 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
16,282
|
$353,000 | — | 30 Jun 2017 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
14,597
|
$317,000 | — | 30 Jun 2017 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
13,838
|
$300,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
13,688
|
$298,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
12,880
|
$280,000 | — | 30 Jun 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
11,341
|
$246,000 | — | 30 Jun 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
10,803
|
$235,000 | — | 30 Jun 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
10,727
|
$233,000 | — | 30 Jun 2017 | |
| AMERICAN NATIONAL BANK & TRUST |
13F
|
Company |
—
class O/S missing
|
10,000
|
$217,000 | — | 30 Jun 2017 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
—
class O/S missing
|
7,077
|
$154,000 | — | 30 Jun 2017 | |
| Jacobi Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
5,475
|
$119,000 | — | 30 Jun 2017 | |
| Advocacy Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
5,209
|
$113,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
5,160
|
$112,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
4,629
|
$100,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
4,105
|
$89,000 | — | 30 Jun 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
3,928
|
$85,000 | — | 30 Jun 2017 | |
| Allworth Financial LP |
13F
|
Company |
—
class O/S missing
|
3,591
|
$78,000 | — | 30 Jun 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
2,878
|
$62,000 | — | 30 Jun 2017 | |
| MCF Advisors LLC |
13F
|
Company |
—
class O/S missing
|
2,809
|
$61,000 | — | 30 Jun 2017 | |
| Evercore Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
2,500
|
$54,000 | — | 30 Jun 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
1,580
|
$34,000 | — | 30 Jun 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
1,500
|
$33,000 | — | 30 Jun 2017 |
Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q3 2017
As of 30 Sep 2017,
Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by
59 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,694,614 shares.
The largest 10 holders included
MORGAN STANLEY, ROYAL BANK OF CANADA, UBS Group AG, Advisors Asset Management, Inc., RAYMOND JAMES & ASSOCIATES, Raymond James Financial Services Advisors, Inc., Invesco Ltd., GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, and LADENBURG THALMANN FINANCIAL SERVICES INC..
This page lists
59
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
59
Q3 2017 holders
59
Holder diff
0
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.