Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)
CUSIP: 670699107
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / COM SHS
- Total 13F shares
- 5,648,963
- Share change
- -545,945
- Total reported value
- $122,642,000
- Price per share
- $21.71
- Number of holders
- 59
- Value change
- -$11,470,991
- Number of buys
- 32
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 670699107:
Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CREDIT AGRICOLE S A |
13F
|
Individual |
—
class O/S missing
|
4,937,734
|
$72,881,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
977,046
|
$20,205,000 | — | 31 Mar 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
689,479
|
$14,258,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
591,236
|
$12,227,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
540,646
|
$11,181,000 | — | 31 Mar 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
430,799
|
$8,909,000 | — | 31 Mar 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
422,147
|
$8,730,000 | — | 31 Mar 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
278,265
|
$5,754,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
274,743
|
$5,682,000 | — | 31 Mar 2017 | |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC |
13F
|
Company |
—
class O/S missing
|
266,394
|
$5,464,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
263,542
|
$5,405,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
247,629
|
$5,121,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
221,234
|
$4,575,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
203,352
|
$4,205,000 | — | 31 Mar 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
96,352
|
$1,993,000 | — | 31 Mar 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
77,982
|
$1,613,000 | — | 31 Mar 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
73,985
|
$1,530,000 | — | 31 Mar 2017 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
61,734
|
$1,277,000 | — | 31 Mar 2017 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
—
class O/S missing
|
54,136
|
$1,120,000 | — | 31 Mar 2017 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
44,653
|
$923,000 | — | 31 Mar 2017 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
44,177
|
$910,000 | — | 31 Mar 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
35,597
|
$736,000 | — | 31 Mar 2017 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
32,550
|
$673,000 | — | 31 Mar 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
31,575
|
$653,000 | — | 31 Mar 2017 | |
| WADE G W & INC |
13F
|
Company |
—
class O/S missing
|
27,486
|
$568,000 | — | 31 Mar 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
24,210
|
$501,000 | — | 31 Mar 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
23,536
|
$486,000 | — | 31 Mar 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
23,235
|
$480,000 | — | 31 Mar 2017 | |
| Allegis Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
21,532
|
$445,000 | — | 31 Mar 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
15,221
|
$315,000 | — | 31 Mar 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
12,561
|
$260,000 | — | 31 Mar 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
10,572
|
$218,000 | — | 31 Mar 2017 | |
| AMERICAN NATIONAL BANK & TRUST |
13F
|
Company |
—
class O/S missing
|
10,000
|
$207,000 | — | 31 Mar 2017 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
8,200
|
$170,000 | — | 31 Mar 2017 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
7,812
|
$162,000 | — | 31 Mar 2017 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
—
class O/S missing
|
7,077
|
$146,000 | — | 31 Mar 2017 | |
| Advocacy Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
6,262
|
$129,000 | — | 31 Mar 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
5,160
|
$107,000 | — | 31 Mar 2017 | |
| Gradient Investments LLC |
13F
|
Company |
—
class O/S missing
|
4,000
|
$83,000 | — | 31 Mar 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
3,895
|
$80,000 | — | 31 Mar 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
3,735
|
$77,000 | — | 31 Mar 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
3,678
|
$76,000 | — | 31 Mar 2017 | |
| Allworth Financial LP |
13F
|
Company |
—
class O/S missing
|
3,591
|
$74,000 | — | 31 Mar 2017 | |
| IHT Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
3,232
|
$67,000 | — | 31 Mar 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
2,994
|
$62,000 | — | 31 Mar 2017 | |
| Evercore Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
2,500
|
$52,000 | — | 31 Mar 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
1,580
|
$34,000 | — | 31 Mar 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
1,500
|
$31,000 | — | 31 Mar 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
1,453
|
$30,000 | — | 31 Mar 2017 | |
| BALDWIN WEALTH PARTNERS LLC/MA |
13F
|
Company |
—
class O/S missing
|
750
|
$16,000 | — | 31 Mar 2017 |
Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q2 2017
As of 30 Jun 2017,
Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by
59 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,648,963 shares.
The largest 10 holders included
MORGAN STANLEY, ROYAL BANK OF CANADA, UBS Group AG, Advisors Asset Management, Inc., Invesco Ltd., Raymond James Financial Services Advisors, Inc., RAYMOND JAMES & ASSOCIATES, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, and BANK OF AMERICA CORP /DE/.
This page lists
59
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
52
Q2 2017 holders
59
Holder diff
7
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.