What does CUSIP 670699107 represent in this 13F holders report?

CUSIP 670699107 is the security identifier for QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS used to aggregate holder disclosures.

How many institutions held QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in Q1 2017?

52 institutional investors reported QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS for Q1 2017. Use the holders table for investor-level position and value details.

Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)

CUSIP: 670699107

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class: Equity / COM SHS
Total 13F shares: 6,197,295
Share change: -63,182
Total reported value: $128,067,000
Price per share: $20.68
Number of holders: 52
Value change: -$570,333
Number of buys: 26
Number of sells: 31

Quarterly Holders Quick Answers

What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2017
Previous quarter: Q4 2016

Recent filing periods for CUSIP 670699107:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	— class O/S missing	937,526	$17,401,000	—	31 Dec 2016	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	737,631	$13,690,000	—	31 Dec 2016	13F
UBS Group AG	13F	Company	— class O/S missing	695,685	$12,911,000	—	31 Dec 2016	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	479,948	$8,908,000	—	31 Dec 2016	13F
Invesco Ltd.	13F	Company	— class O/S missing	461,823	$8,572,000	—	31 Dec 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	433,325	$8,043,000	—	31 Dec 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	274,125	$5,088,000	—	31 Dec 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	237,299	$4,404,000	—	31 Dec 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	233,357	$4,331,000	—	31 Dec 2016	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	228,391	$4,239,000	—	31 Dec 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	197,889	$3,673,000	—	31 Dec 2016	13F
1832 Asset Management L.P.	13F	Company	— class O/S missing	165,655	$3,075,000	—	31 Dec 2016	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	— class O/S missing	142,095	$2,637,000	—	31 Dec 2016	13F
LPL Financial LLC	13F	Company	— class O/S missing	103,753	$1,933,000	—	31 Dec 2016	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	86,837	$1,612,000	—	31 Dec 2016	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	86,642	$1,608,000	—	31 Dec 2016	13F
1607 Capital Partners, LLC	13F	Company	— class O/S missing	85,533	$1,587,000	—	31 Dec 2016	13F
VICUS CAPITAL	13F	Company	— class O/S missing	67,202	$1,247,000	—	31 Dec 2016	13F
BANK OF NOVA SCOTIA	13F	Company	— class O/S missing	65,431	$1,214,000	—	31 Dec 2016	13F
Aviance Capital Partners, LLC	13F	Company	— class O/S missing	53,496	$993,000	—	31 Dec 2016	13F
FLAGSHIP HARBOR ADVISORS, LLC	13F	Company	— class O/S missing	43,354	$838,000	—	31 Dec 2016	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	44,950	$834,000	—	31 Dec 2016	13F
Financial Sense Advisors, Inc.	13F	Company	— class O/S missing	43,815	$813,000	—	31 Dec 2016	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	33,452	$620,000	—	31 Dec 2016	13F
Shaker Financial Services, LLC	13F	Company	— class O/S missing	31,757	$589,000	—	31 Dec 2016	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	30,665	$569,000	—	31 Dec 2016	13F
WADE G W & INC	13F	Company	— class O/S missing	28,688	$532,000	—	31 Dec 2016	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	— class O/S missing	26,107	$485,000	—	31 Dec 2016	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	— class O/S missing	22,347	$415,000	—	31 Dec 2016	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	22,262	$414,000	—	31 Dec 2016	13F
Global Endowment Management, LP	13F	Company	— class O/S missing	20,000	$371,000	—	31 Dec 2016	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	19,136	$370,000	—	31 Dec 2016	13F
STEPHENS INC /AR/	13F	Company	— class O/S missing	17,821	$331,000	—	31 Dec 2016	13F
Allegis Investment Advisors, LLC	13F	Company	— class O/S missing	17,137	$318,000	—	31 Dec 2016	13F
MSI Financial Services Inc	13F	Company	— class O/S missing	15,218	$282,000	—	31 Dec 2016	13F
Formidable Asset Management, LLC	13F	Company	— class O/S missing	12,922	$240,000	—	31 Dec 2016	13F
NATIONAL PLANNING CORP	13F	Company	— class O/S missing	10,854	$215,000	—	31 Dec 2016	13F
Bank of New York Mellon Corp	13F	Company	— class O/S missing	10,780	$201,000	—	31 Dec 2016	13F
AMERICAN NATIONAL BANK & TRUST	13F	Company	— class O/S missing	10,000	$186,000	—	31 Dec 2016	13F
Advocacy Wealth Management, LLC	13F	Company	— class O/S missing	7,420	$138,000	—	31 Dec 2016	13F
Patriot Financial Group Insurance Agency, LLC	13F	Company	— class O/S missing	7,077	$136,000	—	31 Dec 2016	13F
Advisor Group, Inc.	13F	Company	— class O/S missing	6,817	$126,000	—	31 Dec 2016	13F
IFP Advisors, Inc	13F	Company	— class O/S missing	5,160	$96,000	—	31 Dec 2016	13F
Proficio Capital Partners LLC	13F	Company	— class O/S missing	4,500	$84,000	—	31 Dec 2016	13F
Steward Partners Investment Advisory, LLC	13F	Company	— class O/S missing	3,895	$72,000	—	31 Dec 2016	13F
Creative Planning	13F	Company	— class O/S missing	3,855	$72,000	—	31 Dec 2016	13F
Allworth Financial LP	13F	Company	— class O/S missing	3,591	$67,000	—	31 Dec 2016	13F
CITIGROUP INC	13F	Company	— class O/S missing	3,539	$66,000	—	31 Dec 2016	13F
IHT Wealth Management, LLC	13F	Company	— class O/S missing	3,232	$60,000	—	31 Dec 2016	13F
Geneos Wealth Management Inc.	13F	Company	— class O/S missing	3,178	$58,000	—	31 Dec 2016	13F

Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q1 2017

As of 31 Mar 2017, Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by 52 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,197,295 shares. The largest 10 holders included MORGAN STANLEY, Advisors Asset Management, Inc., UBS Group AG, ROYAL BANK OF CANADA, Invesco Ltd., GUGGENHEIM CAPITAL LLC, Raymond James Financial Services Advisors, Inc., BANK OF AMERICA CORP /DE/, Strategic Wealth Advisors Group, LLC, and LPL Financial LLC. This page lists 52 institutional shareholders reporting positions in this security for the Q1 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2017 vs Q4 2016 Across Filers

Q4 2016 holders

Q1 2017 holders

Holder diff

-8

Investor	Q4 2016 Shares	Q1 2017 Shares	Share Diff	Share Chg %	Q4 2016 Value $	Q1 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.