Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)
CUSIP: 670699107
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / COM SHS
- Total 13F shares
- 6,224,336
- Share change
- -278,133
- Total reported value
- $111,096,966
- Price per share
- $17.86
- Number of holders
- 58
- Value change
- -$4,684,408
- Number of buys
- 21
- Number of sells
- 33
Quarterly Holders Quick Answers
What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 670699107:
Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
938,243
|
$17,330,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
702,919
|
$12,983,000 | — | 31 Mar 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
663,572
|
$12,256,000 | — | 31 Mar 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
591,053
|
$10,917,000 | — | 31 Mar 2016 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
255,096
|
$7,929,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
421,142
|
$7,779,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
355,780
|
$6,571,000 | — | 31 Mar 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
352,708
|
$6,515,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
306,501
|
$5,661,000 | — | 31 Mar 2016 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
299,153
|
$5,525,000 | — | 31 Mar 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
248,362
|
$4,587,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
238,760
|
$4,410,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
204,771
|
$3,782,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
163,013
|
$2,996,000 | — | 31 Mar 2016 | |
| Financial Sense Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
80,264
|
$1,482,000 | — | 31 Mar 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
75,793
|
$1,400,000 | — | 31 Mar 2016 | |
| Advocacy Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
64,469
|
$1,191,000 | — | 31 Mar 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
62,680
|
$1,158,000 | — | 31 Mar 2016 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
57,961
|
$1,071,000 | — | 31 Mar 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
50,305
|
$929,000 | — | 31 Mar 2016 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
48,543
|
$897,000 | — | 31 Mar 2016 | |
| WADE G W & INC |
13F
|
Company |
—
class O/S missing
|
42,833
|
$791,000 | — | 31 Mar 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
30,070
|
$555,000 | — | 31 Mar 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
29,621
|
$547,000 | — | 31 Mar 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
27,534
|
$509,000 | — | 31 Mar 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
26,538
|
$490,000 | — | 31 Mar 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
24,379
|
$450,000 | — | 31 Mar 2016 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
20,000
|
$369,000 | — | 31 Mar 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
17,233
|
$318,000 | — | 31 Mar 2016 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
14,306
|
$264,000 | — | 31 Mar 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
12,494
|
$222,000 | — | 31 Mar 2016 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
10,683
|
$197,000 | — | 31 Mar 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
8,903
|
$165,000 | — | 31 Mar 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
6,992
|
$129,000 | — | 31 Mar 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
5,183
|
$96,000 | — | 31 Mar 2016 | |
| TRUST DEPARTMENT MB FINANCIAL BANK N A |
13F
|
Company |
—
class O/S missing
|
4,915
|
$91,000 | — | 31 Mar 2016 | |
| Formidable Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
4,721
|
$85,000 | — | 31 Mar 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
4,160
|
$77,000 | — | 31 Mar 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
4,055
|
$75,000 | — | 31 Mar 2016 | |
| Allworth Financial LP |
13F
|
Company |
—
class O/S missing
|
3,591
|
$66,000 | — | 31 Mar 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
3,108
|
$57,000 | — | 31 Mar 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
2,843
|
$53,000 | — | 31 Mar 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
2,158
|
$39,000 | — | 31 Mar 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
1,939
|
$35,000 | — | 31 Mar 2016 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
1,500
|
$28,000 | — | 31 Mar 2016 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
—
class O/S missing
|
1,445
|
$27,000 | — | 31 Mar 2016 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
—
class O/S missing
|
1,431
|
$26,000 | — | 31 Mar 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
1,348
|
$25,000 | — | 31 Mar 2016 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
—
class O/S missing
|
1,000
|
$18,000 | — | 31 Mar 2016 | |
| BALDWIN WEALTH PARTNERS LLC/MA |
13F
|
Company |
—
class O/S missing
|
750
|
$14,000 | — | 31 Mar 2016 |
Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q2 2016
As of 30 Jun 2016,
Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by
58 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,224,336 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, ROYAL BANK OF CANADA, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, BANK OF AMERICA CORP /DE/, 1832 Asset Management L.P., and Raymond James Financial Services Advisors, Inc..
This page lists
58
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
55
Q2 2016 holders
58
Holder diff
3
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.