Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)
CUSIP: 670699107
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / COM SHS
- Total 13F shares
- 6,066,949
- Share change
- -146,196
- Total reported value
- $114,757,402
- Price per share
- $18.92
- Number of holders
- 53
- Value change
- -$2,418,773
- Number of buys
- 26
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.
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- Latest 13F filings for newly reported positions across managers.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 670699107:
Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
932,873
|
$16,661,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
686,904
|
$12,268,000 | — | 30 Jun 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
653,823
|
$11,677,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
484,566
|
$8,654,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
424,908
|
$7,590,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
418,890
|
$7,482,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
296,568
|
$5,297,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
258,999
|
$4,625,000 | — | 30 Jun 2016 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
255,096
|
$4,586,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
245,474
|
$4,384,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
200,611
|
$3,583,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
184,632
|
$3,298,000 | — | 30 Jun 2016 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
168,695
|
$3,013,000 | — | 30 Jun 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
99,053
|
$1,769,000 | — | 30 Jun 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
90,906
|
$1,624,000 | — | 30 Jun 2016 | |
| Financial Sense Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
78,713
|
$1,406,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
72,824
|
$1,305,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
72,969
|
$1,303,000 | — | 30 Jun 2016 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
59,689
|
$1,066,000 | — | 30 Jun 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
54,818
|
$980,000 | — | 30 Jun 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
54,152
|
$970,000 | — | 30 Jun 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
51,272
|
$916,000 | — | 30 Jun 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
50,772
|
$907,000 | — | 30 Jun 2016 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
47,851
|
$855,000 | — | 30 Jun 2016 | |
| WADE G W & INC |
13F
|
Company |
—
class O/S missing
|
39,988
|
$714,000 | — | 30 Jun 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
30,753
|
$549,000 | — | 30 Jun 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
29,932
|
$535,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
26,249
|
$469,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
23,218
|
$414,000 | — | 30 Jun 2016 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
20,000
|
$357,000 | — | 30 Jun 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
19,529
|
$349,000 | — | 30 Jun 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
10,814
|
$200,000 | — | 30 Jun 2016 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
10,733
|
$191,000 | — | 30 Jun 2016 | |
| AMERICAN NATIONAL BANK & TRUST |
13F
|
Company |
—
class O/S missing
|
10,000
|
$179,000 | — | 30 Jun 2016 | |
| Advocacy Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
16,069
|
$172,000 | — | 30 Jun 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
5,183
|
$92,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
4,827
|
$85,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
4,360
|
$78,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
4,170
|
$74,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
3,855
|
$69,000 | — | 30 Jun 2016 | |
| Allworth Financial LP |
13F
|
Company |
—
class O/S missing
|
3,591
|
$64,000 | — | 30 Jun 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
3,545
|
$64,000 | — | 30 Jun 2016 | |
| FineMark National Bank & Trust |
13F
|
Company |
—
class O/S missing
|
3,000
|
$54,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
1,939
|
$34,000 | — | 30 Jun 2016 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
1,500
|
$27,000 | — | 30 Jun 2016 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
—
class O/S missing
|
1,445
|
$26,000 | — | 30 Jun 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
1,374
|
$25,000 | — | 30 Jun 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
1,100
|
$19,000 | — | 30 Jun 2016 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
—
class O/S missing
|
1,000
|
$18,000 | — | 30 Jun 2016 | |
| Livingston Group Asset Management CO (operating as Southport Capital Management) |
13F
|
Company |
—
class O/S missing
|
983
|
$18,000 | — | 30 Jun 2016 |
Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q3 2016
As of 30 Sep 2016,
Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by
53 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,066,949 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, ROYAL BANK OF CANADA, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, Raymond James Financial Services Advisors, Inc., BANK OF AMERICA CORP /DE/, and 1832 Asset Management L.P..
This page lists
53
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
58
Q3 2016 holders
53
Holder diff
-5
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.