What does CUSIP 670699107 represent in this 13F holders report?

CUSIP 670699107 is the security identifier for QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS used to aggregate holder disclosures.

How many institutions held QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in Q1 2016?

55 institutional investors reported QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS for Q1 2016. Use the holders table for investor-level position and value details.

Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)

CUSIP: 670699107

Q1 2016 13F Holders as of 31 Mar 2016

Type / Class: Equity / COM SHS
Total 13F shares: 6,237,226
Share change: -358,250
Total reported value: $115,175,845
Price per share: $18.47
Number of holders: 55
Value change: -$6,794,049
Number of buys: 22
Number of sells: 24

Quarterly Holders Quick Answers

What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.

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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2016
Previous quarter: Q4 2015

Recent filing periods for CUSIP 670699107:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	— class O/S missing	959,544	$18,587,000	—	31 Dec 2015	13F
UBS Group AG	13F	Company	— class O/S missing	726,296	$14,068,000	—	31 Dec 2015	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	605,125	$11,721,000	—	31 Dec 2015	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	597,538	$11,574,000	—	31 Dec 2015	13F
Karpus Management, Inc.	13F	Company	— class O/S missing	450,724	$8,731,000	—	31 Dec 2015	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	438,257	$8,489,000	—	31 Dec 2015	13F
Invesco Ltd.	13F	Company	— class O/S missing	368,618	$7,140,000	—	31 Dec 2015	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	325,934	$6,313,000	—	31 Dec 2015	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	297,096	$5,755,000	—	31 Dec 2015	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	278,242	$5,389,000	—	31 Dec 2015	13F
1832 Asset Management L.P.	13F	Company	— class O/S missing	255,096	$5,003,000	—	31 Dec 2015	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	225,128	$4,361,000	—	31 Dec 2015	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	212,005	$4,106,000	—	31 Dec 2015	13F
Advocacy Wealth Management, LLC	13F	Company	— class O/S missing	157,429	$3,054,000	—	31 Dec 2015	13F
LPL Financial LLC	13F	Company	— class O/S missing	146,397	$2,789,000	—	31 Dec 2015	13F
BANK OF NOVA SCOTIA	13F	Company	— class O/S missing	118,438	$2,294,000	—	31 Dec 2015	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	72,616	$1,407,000	—	31 Dec 2015	13F
Financial Sense Advisors, Inc.	13F	Company	— class O/S missing	60,534	$1,173,000	—	31 Dec 2015	13F
VICUS CAPITAL	13F	Company	— class O/S missing	54,536	$1,056,000	—	31 Dec 2015	13F
Aviance Capital Partners, LLC	13F	Company	— class O/S missing	51,778	$1,003,000	—	31 Dec 2015	13F
WADE G W & INC	13F	Company	— class O/S missing	44,540	$863,000	—	31 Dec 2015	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	— class O/S missing	41,897	$812,000	—	31 Dec 2015	13F
MSI Financial Services Inc	13F	Company	— class O/S missing	32,685	$633,000	—	31 Dec 2015	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	31,252	$605,000	—	31 Dec 2015	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	29,621	$573,000	—	31 Dec 2015	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	29,024	$562,000	—	31 Dec 2015	13F
SG Americas Securities, LLC	13F	Company	— class O/S missing	28,022	$543,000	—	31 Dec 2015	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	27,299	$528,000	—	31 Dec 2015	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	26,227	$508,000	—	31 Dec 2015	13F
Matisse Capital	13F	Company	— class O/S missing	22,586	$437,000	—	31 Dec 2015	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	— class O/S missing	22,223	$430,000	—	31 Dec 2015	13F
Global Endowment Management, LP	13F	Company	— class O/S missing	20,000	$387,000	—	31 Dec 2015	13F
Bank of New York Mellon Corp	13F	Company	— class O/S missing	17,500	$339,000	—	31 Dec 2015	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	16,380	$317,000	—	31 Dec 2015	13F
NATIONAL PLANNING CORP	13F	Company	— class O/S missing	18,412	$309,000	—	31 Dec 2015	13F
Sigma Planning Corp	13F	Company	— class O/S missing	14,260	$276,000	—	31 Dec 2015	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	— class O/S missing	8,253	$160,000	—	31 Dec 2015	13F
TRUST DEPARTMENT MB FINANCIAL BANK N A	13F	Company	— class O/S missing	4,915	$95,000	—	31 Dec 2015	13F
IFP Advisors, Inc	13F	Company	— class O/S missing	4,293	$83,000	—	31 Dec 2015	13F
CITIGROUP INC	13F	Company	— class O/S missing	3,960	$77,000	—	31 Dec 2015	13F
Formidable Asset Management, LLC	13F	Company	— class O/S missing	3,921	$73,000	—	31 Dec 2015	13F
Allworth Financial LP	13F	Company	— class O/S missing	3,591	$70,000	—	31 Dec 2015	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	3,108	$60,000	—	31 Dec 2015	13F
Creative Planning	13F	Company	— class O/S missing	2,955	$57,000	—	31 Dec 2015	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	1,939	$37,000	—	31 Dec 2015	13F
SEI INVESTMENTS CO	13F	Company	— class O/S missing	1,500	$29,000	—	31 Dec 2015	13F
FIFTH THIRD BANCORP	13F	Company	— class O/S missing	1,445	$28,000	—	31 Dec 2015	13F
JAMES INVESTMENT RESEARCH, INC.	13F	Company	— class O/S missing	1,431	$28,000	—	31 Dec 2015	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	— class O/S missing	1,324	$26,000	—	31 Dec 2015	13F
NEXT Financial Group, Inc	13F	Company	— class O/S missing	1,058	$20,000	—	31 Dec 2015	13F

Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q1 2016

As of 31 Mar 2016, Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by 55 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,237,226 shares. The largest 10 holders included MORGAN STANLEY, UBS Group AG, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, Karpus Management, Inc., and Raymond James Financial Services Advisors, Inc.. This page lists 55 institutional shareholders reporting positions in this security for the Q1 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2016 vs Q4 2015 Across Filers

Q4 2015 holders

Q1 2016 holders

Holder diff

-4

Investor	Q4 2015 Shares	Q1 2016 Shares	Share Diff	Share Chg %	Q4 2015 Value $	Q1 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.