What does CUSIP 670699107 represent in this 13F holders report?

CUSIP 670699107 is the security identifier for QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS used to aggregate holder disclosures.

How many institutions held QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in Q4 2015?

59 institutional investors reported QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS for Q4 2015. Use the holders table for investor-level position and value details.

Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)

CUSIP: 670699107

Q4 2015 13F Holders as of 31 Dec 2015

Type / Class: Equity / COM SHS
Total 13F shares: 6,850,184
Share change: +172,885
Total reported value: $132,653,048
Price per share: $19.37
Number of holders: 59
Value change: +$3,831,395
Number of buys: 30
Number of sells: 18

Quarterly Holders Quick Answers

What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.

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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2016
Previous quarter: Q3 2015

Recent filing periods for CUSIP 670699107:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	— class O/S missing	971,813	$16,745,000	—	30 Sep 2015	13F
UBS Group AG	13F	Company	— class O/S missing	677,035	$11,665,000	—	30 Sep 2015	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	636,179	$10,961,000	—	30 Sep 2015	13F
Karpus Management, Inc.	13F	Company	— class O/S missing	556,884	$9,595,000	—	30 Sep 2015	13F
Invesco Ltd.	13F	Company	— class O/S missing	452,934	$7,804,000	—	30 Sep 2015	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	403,314	$6,949,000	—	30 Sep 2015	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	335,837	$5,786,000	—	30 Sep 2015	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	309,306	$5,329,000	—	30 Sep 2015	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	284,010	$4,893,000	—	30 Sep 2015	13F
1832 Asset Management L.P.	13F	Company	— class O/S missing	262,798	$4,545,000	—	30 Sep 2015	13F
CORNERSTONE ADVISORS INC	13F	Company	— class O/S missing	248,959	$4,290,000	—	30 Sep 2015	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	225,603	$3,888,000	—	30 Sep 2015	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	200,147	$3,448,000	—	30 Sep 2015	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	187,292	$3,227,000	—	30 Sep 2015	13F
BANK OF NOVA SCOTIA	13F	Company	— class O/S missing	111,495	$1,919,000	—	30 Sep 2015	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	85,677	$1,476,000	—	30 Sep 2015	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	75,397	$1,299,000	—	30 Sep 2015	13F
LPL Financial LLC	13F	Company	— class O/S missing	63,452	$1,133,000	—	30 Sep 2015	13F
VICUS CAPITAL	13F	Company	— class O/S missing	54,358	$937,000	—	30 Sep 2015	13F
WADE G W & INC	13F	Company	— class O/S missing	43,419	$748,000	—	30 Sep 2015	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	34,914	$601,000	—	30 Sep 2015	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	— class O/S missing	34,274	$591,000	—	30 Sep 2015	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	31,198	$538,000	—	30 Sep 2015	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	30,292	$522,000	—	30 Sep 2015	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	29,091	$501,000	—	30 Sep 2015	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	— class O/S missing	25,887	$446,000	—	30 Sep 2015	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	25,127	$433,000	—	30 Sep 2015	13F
Bank of New York Mellon Corp	13F	Company	— class O/S missing	22,982	$396,000	—	30 Sep 2015	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	— class O/S missing	20,540	$354,000	—	30 Sep 2015	13F
Global Endowment Management, LP	13F	Company	— class O/S missing	20,000	$345,000	—	30 Sep 2015	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	— class O/S missing	14,158	$244,000	—	30 Sep 2015	13F
NINE MASTS CAPITAL Ltd	13F	Company	— class O/S missing	10,400	$180,000	—	30 Sep 2015	13F
MSI Financial Services Inc	13F	Company	— class O/S missing	9,995	$172,000	—	30 Sep 2015	13F
Formidable Asset Management, LLC	13F	Company	— class O/S missing	3,921	$67,000	—	30 Sep 2015	13F
Allworth Financial LP	13F	Company	— class O/S missing	3,591	$62,000	—	30 Sep 2015	13F
CITIGROUP INC	13F	Company	— class O/S missing	3,299	$57,000	—	30 Sep 2015	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	3,108	$54,000	—	30 Sep 2015	13F
Creative Planning	13F	Company	— class O/S missing	1,955	$34,000	—	30 Sep 2015	13F
FIFTH THIRD BANCORP	13F	Company	— class O/S missing	1,445	$25,000	—	30 Sep 2015	13F
JAMES INVESTMENT RESEARCH, INC.	13F	Company	— class O/S missing	1,431	$25,000	—	30 Sep 2015	13F
Tower Research Capital LLC (TRC)	13F	Company	— class O/S missing	1,331	$23,000	—	30 Sep 2015	13F
Windsor Capital Management, LLC	13F	Company	— class O/S missing	1,053	$18,000	—	30 Sep 2015	13F
NEXT Financial Group, Inc	13F	Company	— class O/S missing	1,018	$17,000	—	30 Sep 2015	13F
Chicago Partners Investment Group LLC	13F	Company	— class O/S missing	1,000	$17,000	—	30 Sep 2015	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	755	$13,000	—	30 Sep 2015	13F
HUNTINGTON NATIONAL BANK	13F	Company	— class O/S missing	702	$12,000	—	30 Sep 2015	13F
BENJAMIN F. EDWARDS & COMPANY, INC.	13F	Company	— class O/S missing	640	$11,000	—	30 Sep 2015	13F
First City Capital Management, Inc.	13F	Company	— class O/S missing	533	$9,184	—	30 Sep 2015	13F
Hanson & Doremus Investment Management	13F	Company	— class O/S missing	465	$8,000	—	30 Sep 2015	13F
Blume Capital Management, Inc.	13F	Company	— class O/S missing	210	$4,000	—	30 Sep 2015	13F

Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q4 2015

As of 31 Dec 2015, Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by 59 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,850,184 shares. The largest 10 holders included MORGAN STANLEY, UBS Group AG, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., Karpus Management, Inc., WELLS FARGO & COMPANY/MN, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, BANK OF AMERICA CORP /DE/, and ROYAL BANK OF CANADA. This page lists 59 institutional shareholders reporting positions in this security for the Q4 2015 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2015 vs Q3 2015 Across Filers

Q3 2015 holders

Q4 2015 holders

Holder diff

Investor	Q3 2015 Shares	Q4 2015 Shares	Share Diff	Share Chg %	Q3 2015 Value $	Q4 2015 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.