What does CUSIP 427096847 represent in this 13F holders report?

CUSIP 427096847 is the security identifier for HCXY - Hercules Capital, Inc. - Domestic Preferreds used to aggregate holder disclosures.

How many institutions held HCXY - Hercules Capital, Inc. - Domestic Preferreds in Q4 2023?

2 institutional investors reported HCXY - Hercules Capital, Inc. - Domestic Preferreds for Q4 2023. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - Domestic Preferreds (HCXY)

CUSIP: 427096847

Q4 2023 13F Holders as of 31 Dec 2023

Security type / class: Equity / Domestic Preferreds
Total 13F shares: 800
Total 13F value: $20,100
Share change: +800
SEC-reported price per share: $25.12
Number of holders: 2
Value change: +$20,100
Number of buys: 2

Security key

427096847

Report period

Q4 2023

Institutions

Top holders

HCXY full security history Ownership snapshot Full 13F holder table Hercules Capital, Inc. SEC filings Hercules Capital, Inc. company facts

Broader feeds

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Ownership snapshot

Top reported holders of HCXY - Hercules Capital, Inc. - Domestic Preferreds (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Sound Income Strategies, LLC

Disclosed value leader

Sound Income Strategies, LLC

Comparable rows

0/15

Latest evidence

30 Sep 2023

13F Highest disclosed value: $41,396,616 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Sound Income Strategies, LLC has the largest disclosed position value at $41.4M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Sound Income Strategies, LLC's linked filing trail.

Disclosed position value Top 5

Sound Income Strategies, LLC $41.4M

VAN ECK ASSOCIATES CORP $33.39M

MARSHALL WACE, LLP $19.96M

MORGAN STANLEY $17.83M

Legal & General Group Plc $16.96M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Sound Income Strategies, LLC	13F Company 13F	— class O/S missing	$41,396,616 2,521,109 shares	—	30 Sep 2023
VAN ECK ASSOCIATES CORP	13F Company 13F	— class O/S missing	$33,389,000 2,033,429 shares	—	30 Sep 2023
MARSHALL WACE, LLP	13F Company 13F	— class O/S missing	$19,963,764 1,215,820 shares	—	30 Sep 2023
MORGAN STANLEY	13F Company 13F	— class O/S missing	$17,827,171 1,085,698 shares	—	30 Sep 2023
Legal & General Group Plc	13F Company 13F	— class O/S missing	$16,956,201 1,032,341 shares	—	30 Sep 2023
Advisors Capital Management, LLC	13F Company 13F	— class O/S missing	$16,524,000 1,006,309 shares	—	30 Sep 2023

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

800

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2023 vs Q3 2023 Across Filers

Q3 2023 holders

Q4 2023 holders

Holder diff

Investor	Q3 2023 Shares	Q4 2023 Shares	Share Diff	Share Chg %	Q3 2023 value	Q4 2023 value	Value change	Value Chg %