What does CUSIP 427096847 represent in this 13F holders report?

CUSIP 427096847 is the security identifier for HCXY - Hercules Capital, Inc. - Domestic Preferreds used to aggregate holder disclosures.

How many institutions held HCXY - Hercules Capital, Inc. - Domestic Preferreds in Q3 2021?

1 institutional investor reported HCXY - Hercules Capital, Inc. - Domestic Preferreds for Q3 2021. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - Domestic Preferreds (HCXY)

CUSIP: 427096847

Q3 2021 13F Holders as of 30 Sep 2021

Security type / class: Equity / Domestic Preferreds
Total 13F shares: 200
Total 13F value: $5,000
Share change: 0
SEC-reported price per share: $25.00
Number of holders: 1

Security key

427096847

Report period

Q3 2021

Institutions

Top holders

HCXY full security history Ownership snapshot Full 13F holder table Hercules Capital, Inc. SEC filings Hercules Capital, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of HCXY - Hercules Capital, Inc. - Domestic Preferreds (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

PRICE T ROWE ASSOCIATES I...

Disclosed value leader

PRICE T ROWE ASSOCIATES I...

Comparable rows

0/15

Latest evidence

30 Jun 2021

13F Highest disclosed value: $39,884,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

PRICE T ROWE ASSOCIATES INC /MD/ has the largest disclosed position value at $39.88M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens PRICE T ROWE ASSOCIATES INC /MD/'s linked filing trail.

Disclosed position value Top 5

PRICE T ROWE ASSOCIATES INC /MD/ $39.88M

Sound Income Strategies, LLC $35.08M

ROYAL BANK OF CANADA $33.03M

VAN ECK ASSOCIATES CORP $23.38M

SHANDA ASSET MANAGEMENT HOLDINGS Ltd $17.06M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
PRICE T ROWE ASSOCIATES INC /MD/	13F Company 13F	— class O/S missing	$39,884,000 2,337,845 shares	—	30 Jun 2021
Sound Income Strategies, LLC	13F Company 13F	— class O/S missing	$35,079,000 2,056,211 shares	—	30 Jun 2021
ROYAL BANK OF CANADA	13F Company 13F	— class O/S missing	$33,027,000 1,935,905 shares	—	30 Jun 2021
VAN ECK ASSOCIATES CORP	13F Company 13F	— class O/S missing	$23,384,000 1,370,718 shares	—	30 Jun 2021
SHANDA ASSET MANAGEMENT HOLDINGS Ltd	13F Company 13F	— class O/S missing	$17,060,000 1,000,000 shares	—	30 Jun 2021
MORGAN STANLEY	13F Company 13F	— class O/S missing	$16,642,000 975,482 shares	—	30 Jun 2021

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

200

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders

Q3 2021 holders

Holder diff

Investor	Q2 2021 Shares	Q3 2021 Shares	Share Diff	Share Chg %	Q2 2021 value	Q3 2021 value	Value change	Value Chg %