JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)
CUSIP: 41021P103
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / COM
- Total 13F shares
- 3,503,236
- Share change
- -42,222
- Total reported value
- $65,861,758
- Price per share
- $18.80
- Number of holders
- 44
- Value change
- -$820,797
- Number of buys
- 18
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 41021P103?
CUSIP 41021P103 identifies HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 41021P103:
Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
794,485
|
$15,222,000 | — | 30 Jun 2017 | |
| Spectrum Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
646,421
|
$12,385,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
550,552
|
$10,549,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
278,871
|
$5,343,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
267,263
|
$5,121,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
252,235
|
$4,833,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
134,900
|
$2,585,000 | — | 30 Jun 2017 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
70,717
|
$1,355,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
69,654
|
$1,334,000 | — | 30 Jun 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
50,905
|
$975,000 | — | 30 Jun 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
42,183
|
$808,000 | — | 30 Jun 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
37,782
|
$726,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
28,943
|
$555,000 | — | 30 Jun 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
26,948
|
$516,000 | — | 30 Jun 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
26,725
|
$512,000 | — | 30 Jun 2017 | |
| Partnervest Advisory Services LLC |
13F
|
Company |
—
class O/S missing
|
23,533
|
$451,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
22,834
|
$437,000 | — | 30 Jun 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
22,050
|
$422,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
21,668
|
$415,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
18,780
|
$360,000 | — | 30 Jun 2017 | |
| Annex Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
17,000
|
$326,000 | — | 30 Jun 2017 | |
| OLD NATIONAL BANCORP /IN/ |
13F
|
Company |
—
class O/S missing
|
15,170
|
$291,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
14,897
|
$285,000 | — | 30 Jun 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
14,591
|
$280,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
14,241
|
$273,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
13,128
|
$251,000 | — | 30 Jun 2017 | |
| Brown Advisory Securities, LLC |
13F
|
Company |
—
class O/S missing
|
12,950
|
$246,000 | — | 30 Jun 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
—
class O/S missing
|
12,245
|
$235,000 | — | 30 Jun 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
12,293
|
$228,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
8,855
|
$169,000 | — | 30 Jun 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
4,658
|
$89,000 | — | 30 Jun 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
3,831
|
$73,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
2,980
|
$57,000 | — | 30 Jun 2017 | |
| Parallel Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
2,939
|
$56,000 | — | 30 Jun 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,070
|
$40,000 | — | 30 Jun 2017 | |
| Global Retirement Partners, LLC |
13F
|
Company |
—
class O/S missing
|
764
|
$15,000 | — | 30 Jun 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
737
|
$14,000 | — | 30 Jun 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
487
|
$9,000 | — | 30 Jun 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
400
|
$8,000 | — | 30 Jun 2017 | |
| IHT Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
3,622
|
$6,000 | — | 30 Jun 2017 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
—
class O/S missing
|
150
|
$3,000 | — | 30 Jun 2017 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
1
|
$19 | — | 30 Jun 2017 |
Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q3 2017
As of 30 Sep 2017,
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by
44 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,503,236 shares.
The largest 10 holders included
MORGAN STANLEY, Spectrum Asset Management, Inc., UBS Group AG, ROYAL BANK OF CANADA, Invesco Ltd., GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, NWAM LLC, COHEN & STEERS INC, and Cetera Advisor Networks LLC.
This page lists
44
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
41
Q3 2017 holders
44
Holder diff
3
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.