JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)
CUSIP: 41021P103
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / COM
- Total 13F shares
- 3,541,836
- Share change
- +95,344
- Total reported value
- $67,852,019
- Price per share
- $19.16
- Number of holders
- 41
- Value change
- +$1,891,561
- Number of buys
- 20
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 41021P103?
CUSIP 41021P103 identifies HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 41021P103:
Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
798,244
|
$14,719,000 | — | 31 Mar 2017 | |
| Spectrum Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
646,421
|
$11,920,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
526,907
|
$9,716,000 | — | 31 Mar 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
286,831
|
$5,289,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
272,028
|
$5,016,000 | — | 31 Mar 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
116,243
|
$2,143,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
84,791
|
$1,582,000 | — | 31 Mar 2017 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
74,992
|
$1,383,000 | — | 31 Mar 2017 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
64,867
|
$1,196,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
64,365
|
$1,187,000 | — | 31 Mar 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
58,380
|
$1,077,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
57,209
|
$1,055,000 | — | 31 Mar 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
53,756
|
$991,000 | — | 31 Mar 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
42,183
|
$778,000 | — | 31 Mar 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
34,853
|
$643,000 | — | 31 Mar 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
24,074
|
$444,000 | — | 31 Mar 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
23,471
|
$433,000 | — | 31 Mar 2017 | |
| Partnervest Advisory Services LLC |
13F
|
Company |
—
class O/S missing
|
22,593
|
$417,000 | — | 31 Mar 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
20,893
|
$389,000 | — | 31 Mar 2017 | |
| Annex Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
20,100
|
$371,000 | — | 31 Mar 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
18,964
|
$350,000 | — | 31 Mar 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
16,472
|
$302,000 | — | 31 Mar 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
15,784
|
$291,000 | — | 31 Mar 2017 | |
| OLD NATIONAL BANCORP /IN/ |
13F
|
Company |
—
class O/S missing
|
15,170
|
$280,000 | — | 31 Mar 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
14,056
|
$259,000 | — | 31 Mar 2017 | |
| Brown Advisory Securities, LLC |
13F
|
Company |
—
class O/S missing
|
12,924
|
$236,000 | — | 31 Mar 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
11,725
|
$216,000 | — | 31 Mar 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
—
class O/S missing
|
11,210
|
$210,000 | — | 31 Mar 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
11,328
|
$208,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
7,252
|
$134,000 | — | 31 Mar 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
4,658
|
$85,000 | — | 31 Mar 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
3,790
|
$72,000 | — | 31 Mar 2017 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
2,980
|
$55,000 | — | 31 Mar 2017 | |
| Parallel Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
2,939
|
$55,000 | — | 31 Mar 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,070
|
$38,000 | — | 31 Mar 2017 | |
| IHT Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,000
|
$18,000 | — | 31 Mar 2017 | |
| Global Retirement Partners, LLC |
13F
|
Company |
—
class O/S missing
|
764
|
$14,000 | — | 31 Mar 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
737
|
$14,000 | — | 31 Mar 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
443
|
$8,000 | — | 31 Mar 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
62
|
$1,000 | — | 31 Mar 2017 |
Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q2 2017
As of 30 Jun 2017,
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by
41 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,541,836 shares.
The largest 10 holders included
MORGAN STANLEY, Spectrum Asset Management, Inc., UBS Group AG, Invesco Ltd., ROYAL BANK OF CANADA, BANK OF AMERICA CORP /DE/, GUGGENHEIM CAPITAL LLC, NWAM LLC, WELLS FARGO & COMPANY/MN, and Capital Investment Advisors, LLC.
This page lists
41
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
40
Q2 2017 holders
41
Holder diff
1
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.