JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)
CUSIP: 41021P103
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / COM
- Total 13F shares
- 3,454,806
- Share change
- -61,140
- Total reported value
- $64,785,037
- Price per share
- $18.75
- Number of holders
- 44
- Value change
- -$1,146,281
- Number of buys
- 17
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 41021P103?
CUSIP 41021P103 identifies HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 41021P103:
Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
796,464
|
$14,974,000 | — | 30 Sep 2017 | |
| Spectrum Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
646,421
|
$12,153,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
547,315
|
$10,290,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
256,576
|
$4,824,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
236,067
|
$4,438,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
165,368
|
$3,109,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
157,347
|
$2,958,000 | — | 30 Sep 2017 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
75,992
|
$1,429,000 | — | 30 Sep 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
70,850
|
$1,332,000 | — | 30 Sep 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
58,862
|
$1,113,000 | — | 30 Sep 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
53,750
|
$1,011,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
50,993
|
$958,000 | — | 30 Sep 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
33,281
|
$626,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
32,949
|
$619,000 | — | 30 Sep 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
30,472
|
$573,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
25,849
|
$486,000 | — | 30 Sep 2017 | |
| Partnervest Advisory Services LLC |
13F
|
Company |
—
class O/S missing
|
21,797
|
$410,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
21,331
|
$401,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
17,296
|
$325,000 | — | 30 Sep 2017 | |
| Annex Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
17,000
|
$320,000 | — | 30 Sep 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
15,880
|
$299,000 | — | 30 Sep 2017 | |
| OLD NATIONAL BANCORP /IN/ |
13F
|
Company |
—
class O/S missing
|
15,170
|
$285,000 | — | 30 Sep 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
15,098
|
$284,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
14,056
|
$265,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
13,128
|
$247,000 | — | 30 Sep 2017 | |
| Brown Advisory Securities, LLC |
13F
|
Company |
—
class O/S missing
|
12,976
|
$245,000 | — | 30 Sep 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
—
class O/S missing
|
11,073
|
$209,000 | — | 30 Sep 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
10,787
|
$203,000 | — | 30 Sep 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
10,512
|
$198,000 | — | 30 Sep 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
10,906
|
$197,000 | — | 30 Sep 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
10,428
|
$196,000 | — | 30 Sep 2017 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
10,319
|
$194,000 | — | 30 Sep 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
10,149
|
$191,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
8,388
|
$157,000 | — | 30 Sep 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
3,625
|
$68,000 | — | 30 Sep 2017 | |
| IHT Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
3,622
|
$67,000 | — | 30 Sep 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
3,394
|
$63,000 | — | 30 Sep 2017 | |
| Parallel Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
2,939
|
$54,000 | — | 30 Sep 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
1,370
|
$26,000 | — | 30 Sep 2017 | |
| Sandy Spring Bank |
13F
|
Company |
—
class O/S missing
|
1,000
|
$19,000 | — | 30 Sep 2017 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
785
|
$14,758 | — | 30 Sep 2017 | |
| Global Retirement Partners, LLC |
13F
|
Company |
—
class O/S missing
|
764
|
$14,000 | — | 30 Sep 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
737
|
$14,000 | — | 30 Sep 2017 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
—
class O/S missing
|
150
|
$3,000 | — | 30 Sep 2017 |
Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q4 2017
As of 31 Dec 2017,
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by
44 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,454,806 shares.
The largest 10 holders included
MORGAN STANLEY, Spectrum Asset Management, Inc., UBS Group AG, ROYAL BANK OF CANADA, Invesco Ltd., GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, BURNEY CO/, COHEN & STEERS INC, and NWAM LLC.
This page lists
44
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
44
Q4 2017 holders
44
Holder diff
0
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.