Security key
41021P103
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)
CUSIP: 41021P103
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / COM
- Total 13F shares
- 3,447,492
- Share change
- -743,591
- Total reported value
- $63,594,000
- Price per share
- $18.44
- Number of holders
- 40
- Value change
- -$13,095,515
- Number of buys
- 17
- Number of sells
- 24
Report period
Q1 2017
Institutions
40
Top holders
10
HPS full security history
Newer quarter: Q2 2017
Previous quarter: Q4 2016
JOHN HANCOCK PREFERRED INCOME FUND III SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 41021P103
Recent filing periods:
Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
795,931
|
$14,120,000 | — | 31 Dec 2016 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
646,421
|
$11,468,000 | — | 31 Dec 2016 | |
| Spectrum Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
646,421
|
$11,468,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
590,501
|
$10,476,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
265,942
|
$4,718,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
257,945
|
$4,576,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
123,410
|
$2,189,000 | — | 31 Dec 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
118,993
|
$2,111,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
105,110
|
$1,883,000 | — | 31 Dec 2016 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
69,717
|
$1,237,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
58,867
|
$1,045,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
58,532
|
$1,038,000 | — | 31 Dec 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
57,021
|
$1,012,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
52,023
|
$923,000 | — | 31 Dec 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
42,183
|
$748,000 | — | 31 Dec 2016 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
34,135
|
$606,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
32,862
|
$583,000 | — | 31 Dec 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
28,009
|
$497,000 | — | 31 Dec 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
24,978
|
$464,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
24,159
|
$429,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
24,004
|
$426,000 | — | 31 Dec 2016 | |
| Partnervest Advisory Services LLC |
13F
|
Company |
—
class O/S missing
|
23,237
|
$412,000 | — | 31 Dec 2016 | |
| Annex Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
21,950
|
$389,000 | — | 31 Dec 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
16,450
|
$292,000 | — | 31 Dec 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
16,357
|
$289,000 | — | 31 Dec 2016 | |
| OLD NATIONAL BANCORP /IN/ |
13F
|
Company |
—
class O/S missing
|
15,170
|
$269,000 | — | 31 Dec 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
12,736
|
$226,000 | — | 31 Dec 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
—
class O/S missing
|
12,382
|
$220,000 | — | 31 Dec 2016 | |
| Brown Advisory Securities, LLC |
13F
|
Company |
—
class O/S missing
|
12,098
|
$217,000 | — | 31 Dec 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
10,198
|
$181,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
8,738
|
$155,000 | — | 31 Dec 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
7,935
|
$141,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
6,682
|
$119,000 | — | 31 Dec 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
5,307
|
$94,000 | — | 31 Dec 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
4,658
|
$82,000 | — | 31 Dec 2016 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
—
class O/S missing
|
3,015
|
$53,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
2,980
|
$53,000 | — | 31 Dec 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,070
|
$37,000 | — | 31 Dec 2016 | |
| IHT Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,000
|
$18,000 | — | 31 Dec 2016 | |
| Global Retirement Partners, LLC |
13F
|
Company |
—
class O/S missing
|
764
|
$14,000 | — | 31 Dec 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
509
|
$9,000 | — | 31 Dec 2016 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
500
|
$9,000 | — | 31 Dec 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
341
|
$6,000 | — | 31 Dec 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
300
|
$5,000 | — | 31 Dec 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
153
|
$3,000 | — | 31 Dec 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
62
|
$1,000 | — | 31 Dec 2016 |
Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q1 2017
As of 31 Mar 2017,
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,447,492 shares.
The largest 10 holders included
MORGAN STANLEY, Spectrum Asset Management, Inc., UBS Group AG, Invesco Ltd., BANK OF AMERICA CORP /DE/, GUGGENHEIM CAPITAL LLC, LPL Financial LLC, NWAM LLC, ROBINSON CAPITAL MANAGEMENT, LLC, and ROYAL BANK OF CANADA.
This page lists
40
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
46
Q1 2017 holders
40
Holder diff
-6
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.