JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)
CUSIP: 41021P103
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 4,242,756
- Share change
- +554,027
- Total reported value
- $75,311,000
- Price per share
- $17.74
- Number of holders
- 46
- Value change
- +$9,771,079
- Number of buys
- 24
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 41021P103?
CUSIP 41021P103 identifies HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 41021P103:
Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
860,635
|
$16,645,000 | — | 30 Sep 2016 | |
| Spectrum Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
646,421
|
$12,502,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
587,862
|
$11,369,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
440,814
|
$8,525,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
285,124
|
$5,514,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
142,571
|
$2,697,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
111,065
|
$2,148,000 | — | 30 Sep 2016 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
76,142
|
$1,473,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
60,386
|
$1,168,000 | — | 30 Sep 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
56,672
|
$1,096,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
53,705
|
$1,038,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
42,472
|
$821,000 | — | 30 Sep 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
33,790
|
$654,000 | — | 30 Sep 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
32,783
|
$634,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
27,984
|
$541,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
27,912
|
$540,000 | — | 30 Sep 2016 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
25,382
|
$491,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
25,354
|
$490,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
25,078
|
$485,000 | — | 30 Sep 2016 | |
| Partnervest Advisory Services LLC |
13F
|
Company |
—
class O/S missing
|
23,432
|
$453,000 | — | 30 Sep 2016 | |
| OLD NATIONAL BANCORP /IN/ |
13F
|
Company |
—
class O/S missing
|
15,170
|
$293,000 | — | 30 Sep 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
—
class O/S missing
|
14,717
|
$285,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
14,238
|
$275,000 | — | 30 Sep 2016 | |
| Brown Advisory Securities, LLC |
13F
|
Company |
—
class O/S missing
|
12,072
|
$232,000 | — | 30 Sep 2016 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
10,901
|
$211,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
8,738
|
$169,000 | — | 30 Sep 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
6,106
|
$118,000 | — | 30 Sep 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
5,244
|
$101,000 | — | 30 Sep 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
5,058
|
$97,000 | — | 30 Sep 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
3,070
|
$59,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
2,605
|
$50,000 | — | 30 Sep 2016 | |
| ARROW FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
948
|
$18,000 | — | 30 Sep 2016 | |
| Advisory Alpha, LLC |
13F
|
Company |
—
class O/S missing
|
658
|
$13,000 | — | 30 Sep 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
600
|
$12,000 | — | 30 Sep 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
453
|
$8,000 | — | 30 Sep 2016 | |
| Integrated Wealth Management |
13F
|
Company |
—
class O/S missing
|
400
|
$8,000 | — | 30 Sep 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
350
|
$7,000 | — | 30 Sep 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
341
|
$7,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
62
|
$1,000 | — | 30 Sep 2016 |
Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q4 2016
As of 31 Dec 2016,
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by
46 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,242,756 shares.
The largest 10 holders included
MORGAN STANLEY, Nuveen Asset Management, LLC, Spectrum Asset Management, Inc., UBS Group AG, BANK OF AMERICA CORP /DE/, Invesco Ltd., GUGGENHEIM CAPITAL LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, LPL Financial LLC, and NWAM LLC.
This page lists
46
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
39
Q4 2016 holders
46
Holder diff
7
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.