JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)
CUSIP: 409735206
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common
- Shares outstanding
- 19,806,989
- Total 13F shares
- 4,071,033
- Share change
- +20,711
- Total reported value
- $147,785,089
- Price per share
- $36.30
- Number of holders
- 70
- Value change
- +$1,114,019
- Number of buys
- 38
- Number of sells
- 21
Quarterly Holders Quick Answers
What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 409735206:
Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.8%
|
1,337,264
|
$43,020,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.9%
|
380,314
|
$12,235,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.6%
|
324,411
|
$10,436,000 | — | 30 Sep 2019 | |
| PATTEN & PATTEN INC/TN |
13F
|
Company |
1.4%
|
269,465
|
$8,669,000 | — | 30 Sep 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
1.1%
|
211,256
|
$6,796,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.99%
|
196,076
|
$6,308,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.79%
|
156,770
|
$5,043,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.73%
|
144,510
|
$4,649,000 | — | 30 Sep 2019 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.73%
|
143,897
|
$4,629,000 | — | 30 Sep 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.57%
|
112,635
|
$3,623,000 | — | 30 Sep 2019 | |
| FCA CORP /TX |
13F
|
Company |
0.49%
|
97,773
|
$3,145,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.46%
|
90,827
|
$2,922,000 | — | 30 Sep 2019 | |
| ORLEANS CAPITAL MANAGEMENT CORP/LA |
13F
|
Company |
0.33%
|
65,658
|
$2,112,000 | — | 30 Sep 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.3%
|
59,360
|
$1,909,000 | — | 30 Sep 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.22%
|
43,296
|
$1,393,000 | — | 30 Sep 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.21%
|
42,000
|
$1,351,000 | — | 30 Sep 2019 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.13%
|
26,441
|
$851,000 | — | 30 Sep 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.13%
|
25,802
|
$830,000 | — | 30 Sep 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.13%
|
25,136
|
$808,000 | — | 30 Sep 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.13%
|
24,897
|
$800,000 | — | 30 Sep 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.12%
|
24,464
|
$787,000 | — | 30 Sep 2019 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.11%
|
20,935
|
$673,000 | — | 30 Sep 2019 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.09%
|
18,220
|
$586,000 | — | 30 Sep 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.09%
|
18,101
|
$585,000 | — | 30 Sep 2019 | |
| Community Bank of Raymore |
13F
|
Company |
0.08%
|
16,750
|
$539,000 | — | 30 Sep 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.07%
|
13,678
|
$462,000 | — | 30 Sep 2019 | |
| Patten Group, Inc. |
13F
|
Company |
0.07%
|
13,910
|
$447,000 | — | 30 Sep 2019 | |
| SANDERS MORRIS HARRIS LLC |
13F
|
Company |
0.06%
|
12,386
|
$386,000 | — | 30 Sep 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.06%
|
11,728
|
$377,000 | — | 30 Sep 2019 | |
| NICOLET BANKSHARES INC |
13F
|
Company |
0.06%
|
11,625
|
$374,000 | — | 30 Sep 2019 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
11,143
|
$358,000 | — | 30 Sep 2019 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.06%
|
11,000
|
$356,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
10,828
|
$348,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
10,213
|
$328,000 | — | 30 Sep 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
9,341
|
$301,000 | — | 30 Sep 2019 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
9,088
|
$292,000 | — | 30 Sep 2019 | |
| Weiss Asset Management LP |
13F
|
Company |
0.04%
|
8,400
|
$270,000 | — | 30 Sep 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.04%
|
8,286
|
$267,000 | — | 30 Sep 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.04%
|
8,158
|
$262,000 | — | 30 Sep 2019 | |
| Hudson Capital Management LLC |
13F
|
Company |
0.03%
|
6,814
|
$219,206 | — | 30 Sep 2019 | |
| BUCKINGHAM STRATEGIC WEALTH, LLC |
13F
|
Company |
0.03%
|
6,573
|
$211,000 | — | 30 Sep 2019 | |
| &PARTNERS |
13F
|
Company |
0.03%
|
6,375
|
$205,000 | — | 30 Sep 2019 | |
| CWM, LLC |
13F
|
Company |
0.01%
|
2,270
|
$85,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
2,147
|
$68,000 | — | 30 Sep 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,800
|
$57,000 | — | 30 Sep 2019 | |
| Capital Investment Advisory Services, LLC |
13F
|
Company |
0.01%
|
1,598
|
$51,000 | — | 30 Sep 2019 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.01%
|
1,125
|
$36,000 | — | 30 Sep 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,005
|
$32,000 | — | 30 Sep 2019 | |
| Cordasco Financial Network |
13F
|
Company |
0.01%
|
1,000
|
$32,000 | — | 30 Sep 2019 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
0.01%
|
1,000
|
$32,000 | — | 30 Sep 2019 |
Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q4 2019
As of 31 Dec 2019,
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by
70 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,071,033 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., PATTEN & PATTEN INC/TN, Janney Montgomery Scott LLC, RAYMOND JAMES & ASSOCIATES, ROYAL BANK OF CANADA, NORTH STAR ASSET MANAGEMENT INC, BANK OF AMERICA CORP /DE/, and FCA CORP /TX.
This page lists
70
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
64
Q4 2019 holders
70
Holder diff
6
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.