JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)
CUSIP: 409735206
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common
- Shares outstanding
- 19,806,989
- Total 13F shares
- 3,270,506
- Share change
- -802,099
- Total reported value
- $59,987,075
- Price per share
- $18.34
- Number of holders
- 56
- Value change
- -$28,903,877
- Number of buys
- 23
- Number of sells
- 43
Quarterly Holders Quick Answers
What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 409735206:
Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.8%
|
1,342,692
|
$48,740,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2%
|
393,368
|
$14,280,000 | — | 31 Dec 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.8%
|
350,653
|
$12,729,000 | — | 31 Dec 2019 | |
| PATTEN & PATTEN INC/TN |
13F
|
Company |
1.4%
|
273,250
|
$9,919,000 | — | 31 Dec 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
1.1%
|
222,432
|
$8,074,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.1%
|
213,224
|
$7,740,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.74%
|
147,388
|
$5,351,000 | — | 31 Dec 2019 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.72%
|
143,542
|
$5,211,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.61%
|
120,562
|
$4,377,000 | — | 31 Dec 2019 | |
| FCA CORP /TX |
13F
|
Company |
0.5%
|
98,147
|
$3,563,000 | — | 31 Dec 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.39%
|
77,269
|
$2,805,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
0.37%
|
73,085
|
$2,653,000 | — | 31 Dec 2019 | |
| ORLEANS CAPITAL MANAGEMENT CORP/LA |
13F
|
Company |
0.33%
|
65,833
|
$2,390,000 | — | 31 Dec 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.23%
|
45,762
|
$1,661,000 | — | 31 Dec 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.21%
|
41,995
|
$1,524,000 | — | 31 Dec 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.19%
|
37,622
|
$1,365,000 | — | 31 Dec 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.19%
|
37,269
|
$1,355,000 | — | 31 Dec 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.15%
|
29,677
|
$1,078,000 | — | 31 Dec 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.13%
|
26,681
|
$967,000 | — | 31 Dec 2019 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.13%
|
26,198
|
$951,000 | — | 31 Dec 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.13%
|
25,465
|
$924,000 | — | 31 Dec 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
0.12%
|
24,405
|
$889,000 | — | 31 Dec 2019 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.11%
|
20,935
|
$760,000 | — | 31 Dec 2019 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.09%
|
17,174
|
$623,000 | — | 31 Dec 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.08%
|
16,751
|
$608,000 | — | 31 Dec 2019 | |
| Community Bank of Raymore |
13F
|
Company |
0.08%
|
16,750
|
$608,000 | — | 31 Dec 2019 | |
| Patten Group, Inc. |
13F
|
Company |
0.07%
|
14,195
|
$515,000 | — | 31 Dec 2019 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.06%
|
12,758
|
$463,000 | — | 31 Dec 2019 | |
| SANDERS MORRIS HARRIS LLC |
13F
|
Company |
0.06%
|
12,386
|
$456,000 | — | 31 Dec 2019 | |
| NICOLET BANKSHARES INC |
13F
|
Company |
0.06%
|
11,575
|
$420,000 | — | 31 Dec 2019 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
11,143
|
$404,000 | — | 31 Dec 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.05%
|
10,880
|
$395,000 | — | 31 Dec 2019 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.05%
|
10,800
|
$394,000 | — | 31 Dec 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
10,827
|
$393,000 | — | 31 Dec 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.05%
|
10,000
|
$363,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
9,658
|
$350,000 | — | 31 Dec 2019 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
9,621
|
$349,000 | — | 31 Dec 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.04%
|
8,796
|
$319,000 | — | 31 Dec 2019 | |
| BUCKINGHAM STRATEGIC WEALTH, LLC |
13F
|
Company |
0.03%
|
6,573
|
$239,000 | — | 31 Dec 2019 | |
| &PARTNERS |
13F
|
Company |
0.03%
|
6,375
|
$231,000 | — | 31 Dec 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.03%
|
5,538
|
$201,000 | — | 31 Dec 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.02%
|
3,515
|
$127,000 | — | 31 Dec 2019 | |
| Ancora Advisors LLC |
13F
|
Company |
0.01%
|
2,900
|
$105,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
2,409
|
$86,000 | — | 31 Dec 2019 | |
| CWM, LLC |
13F
|
Company |
0.01%
|
2,270
|
$85,000 | — | 31 Dec 2019 | |
| Eudaimonia Partners, LLC |
13F
|
Company |
0.01%
|
2,187
|
$79,000 | — | 31 Dec 2019 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.01%
|
2,014
|
$73,000 | — | 31 Dec 2019 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.01%
|
1,977
|
$71,765 | — | 31 Dec 2019 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.01%
|
1,776
|
$64,000 | — | 31 Dec 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
1,165
|
$42,000 | — | 31 Dec 2019 |
Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q1 2020
As of 31 Mar 2020,
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by
56 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,270,506 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, Janney Montgomery Scott LLC, BANK OF AMERICA CORP /DE/, NORTH STAR ASSET MANAGEMENT INC, FCA CORP /TX, ROYAL BANK OF CANADA, COHEN & STEERS, INC., and UBS Group AG.
This page lists
56
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
70
Q1 2020 holders
56
Holder diff
-14
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.