What does CUSIP 409735206 represent in this 13F holders report?

CUSIP 409735206 is the security identifier for BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common used to aggregate holder disclosures.

How many institutions held BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in Q1 2019?

65 institutional investors reported BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common for Q1 2019. Use the holders table for investor-level position and value details.

JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)

CUSIP: 409735206

Q1 2019 13F Holders as of 31 Mar 2019

Type / Class: Equity / Common
Shares outstanding: 19,806,989
Total 13F shares: 4,029,818
Share change: -7
Total reported value: $128,563,660
Price per share: $31.90
Number of holders: 65
Value change: +$327,453
Number of buys: 28
Number of sells: 24

Quarterly Holders Quick Answers

What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2019
Previous quarter: Q4 2018

Recent filing periods for CUSIP 409735206:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	7.2%	1,419,564	$39,649,000	—	31 Dec 2018	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	1.5%	292,044	$8,157,000	—	31 Dec 2018	13F
PATTEN & PATTEN INC/TN	13F	Company	1.4%	281,215	$7,854,000	—	31 Dec 2018	13F
BANK OF AMERICA CORP /DE/	13F	Company	1.3%	252,923	$7,064,000	—	31 Dec 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.3%	251,046	$7,012,000	—	31 Dec 2018	13F
Janney Montgomery Scott LLC	13F	Company	1.1%	209,695	$5,857,000	—	31 Dec 2018	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	1%	204,851	$5,721,000	—	31 Dec 2018	13F
COHEN & STEERS, INC.	13F	Company	0.86%	170,459	$4,761,000	—	31 Dec 2018	13F
NORTH STAR ASSET MANAGEMENT INC	13F	Company	0.78%	153,660	$4,292,000	—	31 Dec 2018	13F
ROYAL BANK OF CANADA	13F	Company	0.65%	128,934	$3,601,000	—	31 Dec 2018	13F
FCA CORP /TX	13F	Company	0.5%	98,328	$2,746,000	—	31 Dec 2018	13F
UBS Group AG	13F	Company	0.46%	90,332	$2,523,000	—	31 Dec 2018	13F
ORLEANS CAPITAL MANAGEMENT CORP/LA	13F	Company	0.31%	60,692	$1,695,000	—	31 Dec 2018	13F
LPL Financial LLC	13F	Company	0.24%	47,919	$1,338,000	—	31 Dec 2018	13F
STIFEL FINANCIAL CORP	13F	Company	0.16%	31,981	$894,000	—	31 Dec 2018	13F
Point View Wealth Management, Inc.	13F	Company	0.14%	28,537	$797,000	—	31 Dec 2018	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.14%	27,229	$760,000	—	31 Dec 2018	13F
Weiss Asset Management LP	13F	Company	0.12%	24,240	$677,000	—	31 Dec 2018	13F
FIRST TRUST ADVISORS LP	13F	Company	0.11%	22,117	$618,000	—	31 Dec 2018	13F
Karpus Management, Inc.	13F	Company	0.11%	21,480	$600,000	—	31 Dec 2018	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	0.09%	18,347	$512,000	—	31 Dec 2018	13F
J.P. Morgan Private Wealth Advisors LLC	13F	Company	0.09%	17,250	$482,000	—	31 Dec 2018	13F
CORNERSTONE ADVISORS INC	13F	Company	0.09%	17,000	$475,000	—	31 Dec 2018	13F
Community Bank of Raymore	13F	Company	0.08%	16,750	$468,000	—	31 Dec 2018	13F
BB&T SECURITIES, LLC	13F	Company	0.07%	13,299	$371,000	—	31 Dec 2018	13F
Winslow, Evans & Crocker, Inc.	13F	Company	0.06%	12,800	$360,000	—	31 Dec 2018	13F
Patten Group, Inc.	13F	Company	0.06%	12,675	$354,000	—	31 Dec 2018	13F
NICOLET BANKSHARES INC	13F	Company	0.06%	12,175	$340,000	—	31 Dec 2018	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.05%	10,456	$292,000	—	31 Dec 2018	13F
Private Advisor Group, LLC	13F	Company	0.05%	9,679	$270,000	—	31 Dec 2018	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.05%	8,997	$251,000	—	31 Dec 2018	13F
JANE STREET GROUP, LLC	13F	Company	0.04%	8,707	$243,000	—	31 Dec 2018	13F
WEDBUSH SECURITIES INC	13F	Company	0.04%	8,020	$224,000	—	31 Dec 2018	13F
D.A. DAVIDSON & CO.	13F	Company	0.04%	8,000	$223,000	—	31 Dec 2018	13F
BANK OF MONTREAL /CAN/	13F	Company	0.04%	7,019	$196,000	—	31 Dec 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.03%	5,802	$162,000	—	31 Dec 2018	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.03%	5,005	$140,000	—	31 Dec 2018	13F
Sound Income Strategies, LLC	13F	Company	0.01%	2,750	$77,000	—	31 Dec 2018	13F
Legacy Financial Advisors, Inc.	13F	Company	0.01%	2,299	$64,000	—	31 Dec 2018	13F
Proficio Capital Partners LLC	13F	Company	0.01%	2,000	$56,000	—	31 Dec 2018	13F
CONCOURSE FINANCIAL GROUP SECURITIES, INC.	13F	Company	0.01%	1,200	$33,000	—	31 Dec 2018	13F
Advisor Group, Inc.	13F	Company	0.01%	1,056	$30,000	—	31 Dec 2018	13F
Cordasco Financial Network	13F	Company	0.01%	1,000	$28,000	—	31 Dec 2018	13F
GLENMEDE TRUST CO NA	13F	Company	0.01%	1,000	$27,000	—	31 Dec 2018	13F
Essex Bank	13F	Company	0%	900	$25,000	—	31 Dec 2018	13F
American Portfolios Advisors	13F	Company	0%	875	$24,439	—	31 Dec 2018	13F
Royal Fund Management, LLC	13F	Company	0%	848	$23,000	—	31 Dec 2018	13F
Oakworth Capital, Inc.	13F	Company	0%	700	$20,000	—	31 Dec 2018	13F
WealthBridge Capital Management, LLC	13F	Company	0%	530	$15,000	—	31 Dec 2018	13F
TRUSTMARK BANK TRUST DEPARTMENT	13F	Company	0%	500	$14,000	—	31 Dec 2018	13F

Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q1 2019

As of 31 Mar 2019, JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by 65 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,029,818 shares. The largest 10 holders included MORGAN STANLEY, Raymond James Financial Services Advisors, Inc., PATTEN & PATTEN INC/TN, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, Janney Montgomery Scott LLC, RAYMOND JAMES & ASSOCIATES, NORTH STAR ASSET MANAGEMENT INC, ROYAL BANK OF CANADA, and COHEN & STEERS INC. This page lists 65 institutional shareholders reporting positions in this security for the Q1 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2019 vs Q4 2018 Across Filers

Q4 2018 holders

Q1 2019 holders

Holder diff

Investor	Q4 2018 Shares	Q1 2019 Shares	Share Diff	Share Chg %	Q4 2018 Value $	Q1 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.