JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)
CUSIP: 409735206
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / Common
- Shares outstanding
- 19,806,989
- Total 13F shares
- 4,046,601
- Share change
- +16,783
- Total reported value
- $130,315,586
- Price per share
- $32.20
- Number of holders
- 68
- Value change
- +$548,103
- Number of buys
- 27
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 409735206:
Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.3%
|
1,453,605
|
$46,370,000 | — | 31 Mar 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.5%
|
295,031
|
$9,411,000 | — | 31 Mar 2019 | |
| PATTEN & PATTEN INC/TN |
13F
|
Company |
1.4%
|
280,840
|
$8,959,000 | — | 31 Mar 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.4%
|
278,252
|
$8,876,000 | — | 31 Mar 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.1%
|
217,236
|
$6,929,000 | — | 31 Mar 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
1.1%
|
211,598
|
$6,750,000 | — | 31 Mar 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1%
|
201,651
|
$6,433,000 | — | 31 Mar 2019 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.76%
|
150,871
|
$4,813,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.75%
|
148,697
|
$4,743,000 | — | 31 Mar 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.72%
|
142,573
|
$4,548,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
0.64%
|
127,739
|
$4,075,000 | — | 31 Mar 2019 | |
| FCA CORP /TX |
13F
|
Company |
0.49%
|
97,658
|
$3,115,000 | — | 31 Mar 2019 | |
| ORLEANS CAPITAL MANAGEMENT CORP/LA |
13F
|
Company |
0.31%
|
61,892
|
$1,974,000 | — | 31 Mar 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.21%
|
41,237
|
$1,315,000 | — | 31 Mar 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.15%
|
30,061
|
$959,000 | — | 31 Mar 2019 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.14%
|
28,537
|
$910,000 | — | 31 Mar 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.14%
|
26,843
|
$856,000 | — | 31 Mar 2019 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.09%
|
18,261
|
$583,000 | — | 31 Mar 2019 | |
| Community Bank of Raymore |
13F
|
Company |
0.08%
|
16,750
|
$534,000 | — | 31 Mar 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.08%
|
16,665
|
$531,000 | — | 31 Mar 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.07%
|
14,465
|
$466,000 | — | 31 Mar 2019 | |
| Patten Group, Inc. |
13F
|
Company |
0.07%
|
13,775
|
$439,000 | — | 31 Mar 2019 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.06%
|
12,650
|
$406,000 | — | 31 Mar 2019 | |
| NICOLET BANKSHARES INC |
13F
|
Company |
0.06%
|
12,175
|
$388,000 | — | 31 Mar 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.06%
|
12,058
|
$384,000 | — | 31 Mar 2019 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
11,143
|
$355,000 | — | 31 Mar 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
10,783
|
$344,000 | — | 31 Mar 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.04%
|
8,746
|
$279,000 | — | 31 Mar 2019 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.04%
|
8,340
|
$266,000 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
8,105
|
$259,000 | — | 31 Mar 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.04%
|
8,000
|
$255,000 | — | 31 Mar 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.04%
|
7,736
|
$247,000 | — | 31 Mar 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.04%
|
7,469
|
$239,000 | — | 31 Mar 2019 | |
| Hudson Capital Management LLC |
13F
|
Company |
0.04%
|
7,014
|
$223,747 | — | 31 Mar 2019 | |
| BUCKINGHAM STRATEGIC WEALTH, LLC |
13F
|
Company |
0.03%
|
6,573
|
$210,000 | — | 31 Mar 2019 | |
| &PARTNERS |
13F
|
Company |
0.03%
|
6,375
|
$203,000 | — | 31 Mar 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.02%
|
3,325
|
$106,000 | — | 31 Mar 2019 | |
| Sound Income Strategies, LLC |
13F
|
Company |
0.01%
|
2,750
|
$88,000 | — | 31 Mar 2019 | |
| CWM, LLC |
13F
|
Company |
0.01%
|
2,270
|
$85,000 | — | 31 Mar 2019 | |
| Legacy Financial Advisors, Inc. |
13F
|
Company |
0.01%
|
2,298
|
$73,000 | — | 31 Mar 2019 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.01%
|
2,000
|
$64,000 | — | 31 Mar 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,875
|
$59,000 | — | 31 Mar 2019 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.01%
|
1,125
|
$36,000 | — | 31 Mar 2019 | |
| Cordasco Financial Network |
13F
|
Company |
0.01%
|
1,000
|
$32,000 | — | 31 Mar 2019 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0.01%
|
1,000
|
$31,000 | — | 31 Mar 2019 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
0.01%
|
1,000
|
$31,000 | — | 31 Mar 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
972
|
$31,000 | — | 31 Mar 2019 | |
| Essex Bank |
13F
|
Company |
0%
|
900
|
$29,000 | — | 31 Mar 2019 | |
| C-J Advisory, Inc. |
13F
|
Company |
0%
|
865
|
$28,000 | — | 31 Mar 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0%
|
875
|
$27,913 | — | 31 Mar 2019 |
Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q2 2019
As of 30 Jun 2019,
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by
68 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,046,601 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., PATTEN & PATTEN INC/TN, Janney Montgomery Scott LLC, RAYMOND JAMES & ASSOCIATES, BANK OF AMERICA CORP /DE/, NORTH STAR ASSET MANAGEMENT INC, ROYAL BANK OF CANADA, and COHEN & STEERS, INC..
This page lists
68
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
65
Q2 2019 holders
68
Holder diff
3
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.