What does CUSIP 409735206 represent in this 13F holders report?

CUSIP 409735206 is the security identifier for BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common used to aggregate holder disclosures.

How many institutions held BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in Q4 2018?

60 institutional investors reported BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common for Q4 2018. Use the holders table for investor-level position and value details.

JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)

CUSIP: 409735206

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class: Equity / Common
Shares outstanding: 19,806,989
Total 13F shares: 4,027,312
Share change: -180,454
Total reported value: $112,481,439
Price per share: $27.93
Number of holders: 60
Value change: -$6,648,402
Number of buys: 26
Number of sells: 38

Quarterly Holders Quick Answers

What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2019
Previous quarter: Q3 2018

Recent filing periods for CUSIP 409735206:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	7.7%	1,521,662	$56,302,000	—	30 Sep 2018	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	1.6%	312,263	$11,554,000	—	30 Sep 2018	13F
PATTEN & PATTEN INC/TN	13F	Company	1.4%	287,089	$10,622,000	—	30 Sep 2018	13F
BANK OF AMERICA CORP /DE/	13F	Company	1.4%	285,260	$10,555,000	—	30 Sep 2018	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	1.3%	250,535	$9,270,000	—	30 Sep 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.3%	247,967	$9,175,000	—	30 Sep 2018	13F
Janney Montgomery Scott LLC	13F	Company	0.96%	189,851	$7,024,000	—	30 Sep 2018	13F
NORTH STAR ASSET MANAGEMENT INC	13F	Company	0.8%	158,252	$5,855,000	—	30 Sep 2018	13F
COHEN & STEERS, INC.	13F	Company	0.61%	120,617	$4,463,000	—	30 Sep 2018	13F
UBS Group AG	13F	Company	0.54%	106,742	$3,949,000	—	30 Sep 2018	13F
FCA CORP /TX	13F	Company	0.5%	98,816	$3,656,000	—	30 Sep 2018	13F
ROYAL BANK OF CANADA	13F	Company	0.5%	98,413	$3,641,000	—	30 Sep 2018	13F
ORLEANS CAPITAL MANAGEMENT CORP/LA	13F	Company	0.31%	62,067	$2,296,000	—	30 Sep 2018	13F
Arlington Financial Advisors, LLC	13F	Company	0.25%	49,611	$1,766,000	—	30 Sep 2018	13F
Point View Wealth Management, Inc.	13F	Company	0.14%	28,631	$1,059,000	—	30 Sep 2018	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.14%	28,536	$1,055,000	—	30 Sep 2018	13F
CLOUGH CAPITAL PARTNERS L P	13F	Company	0.14%	27,300	$1,010,000	—	30 Sep 2018	13F
LPL Financial LLC	13F	Company	0.13%	24,898	$921,000	—	30 Sep 2018	13F
FIRST TRUST ADVISORS LP	13F	Company	0.11%	22,380	$828,000	—	30 Sep 2018	13F
NINE MASTS CAPITAL Ltd	13F	Company	0.09%	18,200	$673,000	—	30 Sep 2018	13F
J.P. Morgan Private Wealth Advisors LLC	13F	Company	0.09%	17,098	$633,000	—	30 Sep 2018	13F
Community Bank of Raymore	13F	Company	0.08%	16,750	$620,000	—	30 Sep 2018	13F
Formidable Asset Management, LLC	13F	Company	0.08%	16,590	$611,000	—	30 Sep 2018	13F
Private Advisor Group, LLC	13F	Company	0.08%	16,509	$611,000	—	30 Sep 2018	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	0.08%	15,701	$579,000	—	30 Sep 2018	13F
MML INVESTORS SERVICES, LLC	13F	Company	0.08%	15,419	$571,000	—	30 Sep 2018	13F
Patten Group, Inc.	13F	Company	0.07%	14,380	$532,000	—	30 Sep 2018	13F
Winslow, Evans & Crocker, Inc.	13F	Company	0.07%	13,300	$494,000	—	30 Sep 2018	13F
BB&T SECURITIES, LLC	13F	Company	0.06%	12,402	$458,000	—	30 Sep 2018	13F
NICOLET BANKSHARES INC	13F	Company	0.06%	12,375	$458,000	—	30 Sep 2018	13F
Creative Planning	13F	Company	0.06%	12,053	$446,000	—	30 Sep 2018	13F
Institute for Wealth Management, LLC.	13F	Company	0.06%	11,143	$413,000	—	30 Sep 2018	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.05%	10,427	$386,000	—	30 Sep 2018	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.05%	10,218	$378,000	—	30 Sep 2018	13F
D.A. DAVIDSON & CO.	13F	Company	0.05%	9,000	$333,000	—	30 Sep 2018	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.04%	7,815	$289,000	—	30 Sep 2018	13F
Hudson Capital Management LLC	13F	Company	0.04%	7,014	$260,000	—	30 Sep 2018	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.04%	6,967	$258,000	—	30 Sep 2018	13F
BANK OF MONTREAL /CAN/	13F	Company	0.03%	6,836	$253,000	—	30 Sep 2018	13F
WEDBUSH SECURITIES INC	13F	Company	0.03%	6,719	$249,000	—	30 Sep 2018	13F
BUCKINGHAM STRATEGIC WEALTH, LLC	13F	Company	0.03%	6,573	$243,000	—	30 Sep 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.03%	5,947	$220,000	—	30 Sep 2018	13F
BANK OF NOVA SCOTIA	13F	Company	0.03%	5,730	$212,000	—	30 Sep 2018	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.03%	5,646	$209,000	—	30 Sep 2018	13F
Ancora Advisors LLC	13F	Company	0.03%	5,000	$185,000	—	30 Sep 2018	13F
Legacy Financial Advisors, Inc.	13F	Company	0.01%	2,298	$85,000	—	30 Sep 2018	13F
Steward Partners Investment Advisory, LLC	13F	Company	0.01%	2,016	$75,000	—	30 Sep 2018	13F
Proficio Capital Partners LLC	13F	Company	0.01%	2,000	$74,000	—	30 Sep 2018	13F
Stratos Wealth Partners, LTD.	13F	Company	0.01%	1,444	$53,000	—	30 Sep 2018	13F
Cordasco Financial Network	13F	Company	0.01%	1,000	$37,000	—	30 Sep 2018	13F

Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q4 2018

As of 31 Dec 2018, JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by 60 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,027,312 shares. The largest 10 holders included MORGAN STANLEY, Raymond James Financial Services Advisors, Inc., PATTEN & PATTEN INC/TN, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, Janney Montgomery Scott LLC, RAYMOND JAMES & ASSOCIATES, COHEN & STEERS INC, NORTH STAR ASSET MANAGEMENT INC, and ROYAL BANK OF CANADA. This page lists 60 institutional shareholders reporting positions in this security for the Q4 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders

Q4 2018 holders

Holder diff

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Investor	Q3 2018 Shares	Q4 2018 Shares	Share Diff	Share Chg %	Q3 2018 Value $	Q4 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.