JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)
CUSIP: 409735206
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common
- Shares outstanding
- 19,806,989
- Total 13F shares
- 4,019,526
- Share change
- +236,908
- Total reported value
- $154,156,886
- Price per share
- $38.35
- Number of holders
- 58
- Value change
- +$9,039,707
- Number of buys
- 27
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 409735206:
Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.7%
|
1,530,699
|
$60,202,000 | — | 31 Dec 2017 | |
| PATTEN & PATTEN INC/TN |
13F
|
Company |
1.5%
|
303,140
|
$11,922,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.5%
|
291,072
|
$11,448,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.1%
|
216,239
|
$8,504,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.99%
|
196,899
|
$7,744,000 | — | 31 Dec 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.89%
|
176,598
|
$6,946,000 | — | 31 Dec 2017 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.82%
|
162,277
|
$6,382,000 | — | 31 Dec 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.65%
|
128,714
|
$5,062,000 | — | 31 Dec 2017 | |
| FCA CORP /TX |
13F
|
Company |
0.53%
|
104,417
|
$4,107,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.5%
|
98,474
|
$3,873,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
0.44%
|
87,984
|
$3,460,000 | — | 31 Dec 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.4%
|
79,629
|
$3,132,000 | — | 31 Dec 2017 | |
| ORLEANS CAPITAL MANAGEMENT CORP/LA |
13F
|
Company |
0.32%
|
62,667
|
$2,465,000 | — | 31 Dec 2017 | |
| Arlington Financial Advisors, LLC |
13F
|
Company |
0.24%
|
47,852
|
$1,927,000 | — | 31 Dec 2017 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.17%
|
33,180
|
$1,305,000 | — | 31 Dec 2017 | |
| Aurora Investment Counsel |
13F
|
Company |
0.14%
|
27,834
|
$1,095,000 | — | 31 Dec 2017 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.09%
|
18,811
|
$740,000 | — | 31 Dec 2017 | |
| Community Bank of Raymore |
13F
|
Company |
0.08%
|
16,750
|
$659,000 | — | 31 Dec 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.08%
|
15,690
|
$617,000 | — | 31 Dec 2017 | |
| NICOLET BANKSHARES INC |
13F
|
Company |
0.07%
|
13,965
|
$549,000 | — | 31 Dec 2017 | |
| Patten Group, Inc. |
13F
|
Company |
0.07%
|
13,865
|
$545,000 | — | 31 Dec 2017 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.07%
|
13,721
|
$540,000 | — | 31 Dec 2017 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.07%
|
13,250
|
$521,124 | — | 31 Dec 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
12,826
|
$504,000 | — | 31 Dec 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.06%
|
11,737
|
$462,000 | — | 31 Dec 2017 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
11,143
|
$438,000 | — | 31 Dec 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
11,007
|
$433,000 | — | 31 Dec 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.04%
|
8,800
|
$346,000 | — | 31 Dec 2017 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
0.04%
|
8,513
|
$335,000 | — | 31 Dec 2017 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.04%
|
8,007
|
$315,000 | — | 31 Dec 2017 | |
| Hudson Capital Management LLC |
13F
|
Company |
0.04%
|
7,014
|
$276,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
6,321
|
$248,000 | — | 31 Dec 2017 | |
| USCA RIA LLC |
13F
|
Company |
0.03%
|
5,900
|
$232,000 | — | 31 Dec 2017 | |
| M&T BANK CORP |
13F
|
Company |
0.03%
|
5,699
|
$224,000 | — | 31 Dec 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.03%
|
5,613
|
$221,000 | — | 31 Dec 2017 | |
| CULLEN/FROST BANKERS, INC. |
13F
|
Company |
0.03%
|
5,360
|
$211,000 | — | 31 Dec 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.02%
|
3,794
|
$149,000 | — | 31 Dec 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0.02%
|
3,358
|
$132,000 | — | 31 Dec 2017 | |
| Legacy Financial Advisors, Inc. |
13F
|
Company |
0.01%
|
2,298
|
$90,000 | — | 31 Dec 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
1,625
|
$63,000 | — | 31 Dec 2017 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,500
|
$59,000 | — | 31 Dec 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.01%
|
1,294
|
$51,000 | — | 31 Dec 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
935
|
$37,000 | — | 31 Dec 2017 | |
| American Portfolios Advisors |
13F
|
Company |
0%
|
875
|
$34,414 | — | 31 Dec 2017 | |
| Royal Fund Management, LLC |
13F
|
Company |
0%
|
848
|
$33,000 | — | 31 Dec 2017 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0%
|
759
|
$29,000 | — | 31 Dec 2017 | |
| Oakworth Capital, Inc. |
13F
|
Company |
0%
|
700
|
$26,000 | — | 31 Dec 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
505
|
$19,000 | — | 31 Dec 2017 | |
| CALTON & ASSOCIATES, INC. |
13F
|
Company |
0%
|
460
|
$18,000 | — | 31 Dec 2017 | |
| Sharkey, Howes & Javer |
13F
|
Company |
0%
|
412
|
$16,000 | — | 31 Dec 2017 |
Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q1 2018
As of 31 Mar 2018,
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by
58 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,019,526 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, PATTEN & PATTEN INC/TN, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., Janney Montgomery Scott LLC, NORTH STAR ASSET MANAGEMENT INC, ROYAL BANK OF CANADA, and FCA CORP /TX.
This page lists
58
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
58
Q1 2018 holders
58
Holder diff
0
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.