What does CUSIP 409735206 represent in this 13F holders report?

CUSIP 409735206 is the security identifier for BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common used to aggregate holder disclosures.

How many institutions held BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in Q2 2018?

60 institutional investors reported BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common for Q2 2018. Use the holders table for investor-level position and value details.

JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)

CUSIP: 409735206

Q2 2018 13F Holders as of 30 Jun 2018

Type / Class: Equity / Common
Shares outstanding: 19,806,989
Total 13F shares: 4,131,226
Share change: +111,700
Total reported value: $153,798,559
Price per share: $37.21
Number of holders: 60
Value change: +$4,124,570
Number of buys: 27
Number of sells: 23

Security key

409735206

Report period

Q2 2018

Institutions

Top holders

BTO full security history Newer quarter: Q3 2018 Previous quarter: Q1 2018 JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 409735206

Newer quarter: Q3 2018 Previous quarter: Q1 2018

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	7.9%	1,560,732	$59,854,000	—	31 Mar 2018	13F
BANK OF AMERICA CORP /DE/	13F	Company	1.5%	302,824	$11,613,000	—	31 Mar 2018	13F
PATTEN & PATTEN INC/TN	13F	Company	1.5%	302,615	$11,605,000	—	31 Mar 2018	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	1.2%	238,444	$9,144,000	—	31 Mar 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.2%	230,639	$8,846,000	—	31 Mar 2018	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	1.1%	211,554	$8,113,000	—	31 Mar 2018	13F
Janney Montgomery Scott LLC	13F	Company	0.98%	193,400	$7,417,000	—	31 Mar 2018	13F
NORTH STAR ASSET MANAGEMENT INC	13F	Company	0.81%	161,252	$6,184,000	—	31 Mar 2018	13F
ROYAL BANK OF CANADA	13F	Company	0.56%	110,097	$4,222,000	—	31 Mar 2018	13F
FCA CORP /TX	13F	Company	0.52%	103,044	$3,952,000	—	31 Mar 2018	13F
UBS Group AG	13F	Company	0.51%	100,168	$3,842,000	—	31 Mar 2018	13F
COHEN & STEERS, INC.	13F	Company	0.49%	96,969	$3,719,000	—	31 Mar 2018	13F
ORLEANS CAPITAL MANAGEMENT CORP/LA	13F	Company	0.31%	61,942	$2,375,000	—	31 Mar 2018	13F
Arlington Financial Advisors, LLC	13F	Company	0.24%	47,785	$1,840,000	—	31 Mar 2018	13F
Point View Wealth Management, Inc.	13F	Company	0.15%	29,790	$1,142,000	—	31 Mar 2018	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.14%	27,734	$1,063,000	—	31 Mar 2018	13F
LPL Financial LLC	13F	Company	0.09%	17,687	$678,000	—	31 Mar 2018	13F
Community Bank of Raymore	13F	Company	0.08%	16,750	$642,000	—	31 Mar 2018	13F
Patten Group, Inc.	13F	Company	0.07%	13,865	$532,000	—	31 Mar 2018	13F
J.P. Morgan Private Wealth Advisors LLC	13F	Company	0.07%	13,774	$528,000	—	31 Mar 2018	13F
NICOLET BANKSHARES INC	13F	Company	0.07%	13,565	$520,000	—	31 Mar 2018	13F
BB&T SECURITIES, LLC	13F	Company	0.07%	13,490	$517,000	—	31 Mar 2018	13F
Winslow, Evans & Crocker, Inc.	13F	Company	0.07%	13,450	$515,808	—	31 Mar 2018	13F
Weiss Asset Management LP	13F	Company	0.06%	11,927	$457,000	—	31 Mar 2018	13F
Formidable Asset Management, LLC	13F	Company	0.06%	11,919	$458,000	—	31 Mar 2018	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.06%	11,446	$439,000	—	31 Mar 2018	13F
Institute for Wealth Management, LLC.	13F	Company	0.06%	11,143	$432,000	—	31 Mar 2018	13F
BANK OF MONTREAL /CAN/	13F	Company	0.06%	11,117	$426,000	—	31 Mar 2018	13F
Private Advisor Group, LLC	13F	Company	0.05%	10,128	$388,000	—	31 Mar 2018	13F
D.A. DAVIDSON & CO.	13F	Company	0.04%	8,866	$340,000	—	31 Mar 2018	13F
WEDBUSH SECURITIES INC	13F	Company	0.04%	7,247	$278,000	—	31 Mar 2018	13F
Hudson Capital Management LLC	13F	Company	0.04%	7,014	$269,000	—	31 Mar 2018	13F
BUCKINGHAM STRATEGIC WEALTH, LLC	13F	Company	0.03%	6,573	$252,000	—	31 Mar 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.03%	6,103	$233,000	—	31 Mar 2018	13F
M&T BANK CORP	13F	Company	0.03%	5,974	$229,000	—	31 Mar 2018	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.03%	5,556	$213,000	—	31 Mar 2018	13F
CULLEN/FROST BANKERS, INC.	13F	Company	0.03%	5,360	$206,000	—	31 Mar 2018	13F
US BANCORP \DE\	13F	Company	0.02%	3,330	$128,000	—	31 Mar 2018	13F
Legacy Financial Advisors, Inc.	13F	Company	0.01%	2,298	$88,000	—	31 Mar 2018	13F
Steward Partners Investment Advisory, LLC	13F	Company	0.01%	1,625	$62,000	—	31 Mar 2018	13F
Stratos Wealth Partners, LTD.	13F	Company	0.01%	1,294	$50,000	—	31 Mar 2018	13F
Winthrop Partners - WNY, LLC	13F	Company	0.01%	1,217	$46,221	—	31 Mar 2018	13F
Cordasco Financial Network	13F	Company	0.01%	1,000	$38,000	—	31 Mar 2018	13F
American Portfolios Advisors	13F	Company	0%	935	$35,857	—	31 Mar 2018	13F
Royal Fund Management, LLC	13F	Company	0%	848	$32,000	—	31 Mar 2018	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	0%	809	$31,000	—	31 Mar 2018	13F
SEI INVESTMENTS CO	13F	Company	0%	750	$29,000	—	31 Mar 2018	13F
Oakworth Capital, Inc.	13F	Company	0%	700	$27,000	—	31 Mar 2018	13F
Geneos Wealth Management Inc.	13F	Company	0%	505	$19,000	—	31 Mar 2018	13F
JOYN Advisors, Inc.	13F	Company	0%	475	$18,000	—	31 Mar 2018	13F

Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q2 2018

As of 30 Jun 2018, JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by 60 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,131,226 shares. The largest 10 holders included MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, PATTEN & PATTEN INC/TN, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., Janney Montgomery Scott LLC, NORTH STAR ASSET MANAGEMENT INC, ROYAL BANK OF CANADA, and UBS Group AG. This page lists 60 institutional shareholders reporting positions in this security for the Q2 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2018 vs Q1 2018 Across Filers

Q1 2018 holders

Q2 2018 holders

Holder diff

Investor	Q1 2018 Shares	Q2 2018 Shares	Share Diff	Share Chg %	Q1 2018 Value $	Q2 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.