JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)
CUSIP: 409735206
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 19,806,989
- Total 13F shares
- 3,782,507
- Share change
- +4,548
- Total reported value
- $148,804,538
- Price per share
- $39.33
- Number of holders
- 58
- Value change
- +$322,973
- Number of buys
- 20
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 409735206:
Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.8%
|
1,537,355
|
$57,282,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.6%
|
307,256
|
$11,448,000 | — | 30 Sep 2017 | |
| PATTEN & PATTEN INC/TN |
13F
|
Company |
1.5%
|
303,590
|
$11,312,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.4%
|
276,191
|
$10,291,000 | — | 30 Sep 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.96%
|
189,887
|
$7,075,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.93%
|
184,960
|
$6,892,000 | — | 30 Sep 2017 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.81%
|
160,852
|
$5,993,000 | — | 30 Sep 2017 | |
| FCA CORP /TX |
13F
|
Company |
0.54%
|
106,745
|
$3,977,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.52%
|
103,360
|
$3,851,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.34%
|
67,426
|
$2,512,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.34%
|
66,562
|
$2,480,000 | — | 30 Sep 2017 | |
| ORLEANS CAPITAL MANAGEMENT CORP/LA |
13F
|
Company |
0.32%
|
64,167
|
$2,391,000 | — | 30 Sep 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.22%
|
43,679
|
$1,627,000 | — | 30 Sep 2017 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.17%
|
33,180
|
$1,237,000 | — | 30 Sep 2017 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.1%
|
19,183
|
$715,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.09%
|
17,926
|
$668,000 | — | 30 Sep 2017 | |
| Community Bank of Raymore |
13F
|
Company |
0.08%
|
16,750
|
$624,000 | — | 30 Sep 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.08%
|
16,526
|
$616,000 | — | 30 Sep 2017 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.07%
|
14,604
|
$544,000 | — | 30 Sep 2017 | |
| NICOLET BANKSHARES INC |
13F
|
Company |
0.07%
|
14,165
|
$528,000 | — | 30 Sep 2017 | |
| Patten Group, Inc. |
13F
|
Company |
0.07%
|
14,065
|
$524,000 | — | 30 Sep 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.07%
|
14,044
|
$523,000 | — | 30 Sep 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
12,701
|
$473,000 | — | 30 Sep 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
12,385
|
$461,000 | — | 30 Sep 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
12,069
|
$450,000 | — | 30 Sep 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.06%
|
11,871
|
$442,000 | — | 30 Sep 2017 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.06%
|
11,400
|
$424,764 | — | 30 Sep 2017 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
11,143
|
$417,000 | — | 30 Sep 2017 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.04%
|
8,246
|
$307,000 | — | 30 Sep 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.04%
|
8,150
|
$303,000 | — | 30 Sep 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.03%
|
6,117
|
$230,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
5,958
|
$222,000 | — | 30 Sep 2017 | |
| CULLEN/FROST BANKERS, INC. |
13F
|
Company |
0.03%
|
5,771
|
$215,000 | — | 30 Sep 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0.02%
|
3,400
|
$127,000 | — | 30 Sep 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
2,815
|
$104,000 | — | 30 Sep 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.01%
|
1,000
|
$37,000 | — | 30 Sep 2017 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0%
|
759
|
$28,000 | — | 30 Sep 2017 | |
| Oakworth Capital, Inc. |
13F
|
Company |
0%
|
700
|
$23,000 | — | 30 Sep 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
500
|
$19,000 | — | 30 Sep 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
505
|
$18,000 | — | 30 Sep 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
464
|
$17,000 | — | 30 Sep 2017 | |
| Sharkey, Howes & Javer |
13F
|
Company |
0%
|
412
|
$16,000 | — | 30 Sep 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
331
|
$12,000 | — | 30 Sep 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
326
|
$12,000 | — | 30 Sep 2017 | |
| Bogart Wealth, LLC |
13F
|
Company |
0%
|
231
|
$9,000 | — | 30 Sep 2017 | |
| Jacobi Capital Management LLC |
13F
|
Company |
0%
|
225
|
$8,000 | — | 30 Sep 2017 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0%
|
205
|
$8,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
125
|
$5,000 | — | 30 Sep 2017 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
100
|
$4,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
62
|
$2,000 | — | 30 Sep 2017 |
Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q4 2017
As of 31 Dec 2017,
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by
58 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,782,507 shares.
The largest 10 holders included
MORGAN STANLEY, PATTEN & PATTEN INC/TN, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, Janney Montgomery Scott LLC, NORTH STAR ASSET MANAGEMENT INC, Raymond James Financial Services Advisors, Inc., FCA CORP /TX, and ROYAL BANK OF CANADA.
This page lists
58
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
51
Q4 2017 holders
58
Holder diff
7
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.