JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)
CUSIP: 409735206
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 19,806,989
- Total 13F shares
- 3,690,491
- Share change
- +138,300
- Total reported value
- $137,505,764
- Price per share
- $37.26
- Number of holders
- 51
- Value change
- +$5,229,444
- Number of buys
- 24
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 409735206:
Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.5%
|
1,493,353
|
$53,806,000 | — | 30 Jun 2017 | |
| PATTEN & PATTEN INC/TN |
13F
|
Company |
1.6%
|
309,165
|
$11,139,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.5%
|
305,448
|
$11,005,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.3%
|
250,774
|
$9,036,000 | — | 30 Jun 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.9%
|
177,812
|
$6,407,000 | — | 30 Jun 2017 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.82%
|
162,752
|
$5,864,000 | — | 30 Jun 2017 | |
| FCA CORP /TX |
13F
|
Company |
0.54%
|
107,736
|
$3,882,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.51%
|
100,537
|
$3,622,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.5%
|
99,587
|
$3,588,000 | — | 30 Jun 2017 | |
| ORLEANS CAPITAL MANAGEMENT CORP/LA |
13F
|
Company |
0.32%
|
64,250
|
$2,315,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.31%
|
61,807
|
$2,227,000 | — | 30 Jun 2017 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
0.29%
|
56,804
|
$2,047,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.28%
|
55,131
|
$1,986,000 | — | 30 Jun 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.26%
|
51,357
|
$1,850,000 | — | 30 Jun 2017 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.17%
|
33,947
|
$1,223,000 | — | 30 Jun 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.11%
|
21,762
|
$784,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.09%
|
17,523
|
$631,000 | — | 30 Jun 2017 | |
| Community Bank of Raymore |
13F
|
Company |
0.08%
|
16,750
|
$604,000 | — | 30 Jun 2017 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.08%
|
15,931
|
$573,994 | — | 30 Jun 2017 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.08%
|
15,808
|
$570,000 | — | 30 Jun 2017 | |
| Patten Group, Inc. |
13F
|
Company |
0.08%
|
15,065
|
$538,000 | — | 30 Jun 2017 | |
| NICOLET BANKSHARES INC |
13F
|
Company |
0.07%
|
14,240
|
$513,000 | — | 30 Jun 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
12,321
|
$444,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
11,252
|
$405,000 | — | 30 Jun 2017 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
11,143
|
$403,000 | — | 30 Jun 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
10,988
|
$395,000 | — | 30 Jun 2017 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
8,925
|
$322,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.04%
|
7,230
|
$260,000 | — | 30 Jun 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.03%
|
6,763
|
$247,000 | — | 30 Jun 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.03%
|
5,477
|
$205,000 | — | 30 Jun 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.03%
|
5,350
|
$192,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
3,477
|
$125,000 | — | 30 Jun 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.02%
|
3,337
|
$120,000 | — | 30 Jun 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0.02%
|
3,188
|
$115,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0.02%
|
3,173
|
$114,000 | — | 30 Jun 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
2,815
|
$101,000 | — | 30 Jun 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
2,654
|
$96,000 | — | 30 Jun 2017 | |
| Plante Moran Financial Advisors, LLC |
13F
|
Company |
0.01%
|
1,485
|
$54,000 | — | 30 Jun 2017 | |
| People's United Financial, Inc. |
13F
|
Company |
0.01%
|
1,000
|
$36,000 | — | 30 Jun 2017 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0%
|
759
|
$27,000 | — | 30 Jun 2017 | |
| Oakworth Capital, Inc. |
13F
|
Company |
0%
|
700
|
$25,000 | — | 30 Jun 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
505
|
$18,000 | — | 30 Jun 2017 | |
| Sharkey, Howes & Javer |
13F
|
Company |
0%
|
412
|
$15,000 | — | 30 Jun 2017 | |
| FIRST INTERSTATE BANK |
13F
|
Company |
0%
|
400
|
$14,000 | — | 30 Jun 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
326
|
$12,000 | — | 30 Jun 2017 | |
| V Wealth Advisors LLC |
13F
|
Company |
0%
|
275
|
$10,000 | — | 30 Jun 2017 | |
| Jacobi Capital Management LLC |
13F
|
Company |
0%
|
225
|
$8,000 | — | 30 Jun 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
200
|
$7,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
125
|
$5,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
100
|
$4,000 | — | 30 Jun 2017 |
Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q3 2017
As of 30 Sep 2017,
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,690,491 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, PATTEN & PATTEN INC/TN, BANK OF AMERICA CORP /DE/, Janney Montgomery Scott LLC, RAYMOND JAMES & ASSOCIATES, NORTH STAR ASSET MANAGEMENT INC, FCA CORP /TX, ROYAL BANK OF CANADA, and Raymond James Financial Services Advisors, Inc..
This page lists
51
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
51
Q3 2017 holders
51
Holder diff
0
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.