GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF)
CUSIP: 40167F101
Q4 2024 13F Holders as of 31 Dec 2024
- Type / Class
- Equity / COM SBI
- Total 13F shares
- 23,896,180
- Share change
- +113,306
- Total reported value
- $364,698,387
- Price per share
- $15.26
- Number of holders
- 170
- Value change
- +$1,660,054
- Number of buys
- 83
- Number of sells
- 50
Quarterly Holders Quick Answers
What is CUSIP 40167F101?
CUSIP 40167F101 identifies GOF - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI in SEC institutional holdings data.
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 40167F101:
Top shareholders of GOF - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
7,308,742
|
$115,185,787 | — | 30 Sep 2024 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
473,596
|
$30,051,000 | — | 30 Sep 2024 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,592,313
|
$25,094,852 | — | 30 Sep 2024 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,210,114
|
$19,071,397 | — | 30 Sep 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
806,672
|
$12,714,000 | — | 30 Sep 2024 | |
| VERUS CAPITAL PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
720,544
|
$11,355,775 | — | 30 Sep 2024 | |
| Prime Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
686,319
|
$10,816,387 | — | 30 Sep 2024 | |
| CreativeOne Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
559,378
|
$8,815,799 | — | 30 Sep 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
530,890
|
$8,366,776 | — | 30 Sep 2024 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
499,964
|
$7,879,000 | — | 30 Sep 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
465,501
|
$7,336,000 | — | 30 Sep 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
456,295
|
$7,191,000 | — | 30 Sep 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
449,136
|
$7,078,382 | — | 30 Sep 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
368,244
|
$5,803,524 | — | 30 Sep 2024 | |
| PETRA FINANCIAL ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
338,086
|
$5,328,242 | — | 30 Sep 2024 | |
| Secure Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
333,988
|
$5,263,656 | — | 30 Sep 2024 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
320,347
|
$5,048,662 | — | 30 Sep 2024 | |
| TrueMark Investments, LLC |
13F
|
Company |
—
class O/S missing
|
295,585
|
$4,658,420 | — | 30 Sep 2024 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
293,078
|
$4,619,000 | — | 30 Sep 2024 | |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors |
13F
|
Company |
—
class O/S missing
|
287,696
|
$4,534,096 | — | 30 Sep 2024 | |
| Richmond Brothers, Inc. |
13F
|
Company |
—
class O/S missing
|
284,710
|
$4,487,023 | — | 30 Sep 2024 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
279,267
|
$4,401,247 | — | 30 Sep 2024 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
260,561
|
$4,106,000 | — | 30 Sep 2024 | |
| MOSAIC FAMILY WEALTH PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
214,881
|
$3,386,524 | — | 30 Sep 2024 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
214,503
|
$3,380,567 | — | 30 Sep 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
201,926
|
$3,182,350 | — | 30 Sep 2024 | |
| Marks Group Wealth Management, Inc |
13F
|
Company |
—
class O/S missing
|
196,262
|
$3,093,089 | — | 30 Sep 2024 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
183,350
|
$2,890,000 | — | 30 Sep 2024 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
—
class O/S missing
|
177,692
|
$2,800,426 | — | 30 Sep 2024 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
148,885
|
$2,346,422 | — | 30 Sep 2024 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
—
class O/S missing
|
146,262
|
$2,305,087 | — | 30 Sep 2024 | |
| PRINCIPAL SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
125,886
|
$1,983,962 | — | 30 Sep 2024 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
125,727
|
$1,981,468 | — | 30 Sep 2024 | |
| Founders Financial Alliance, LLC |
13F
|
Company |
—
class O/S missing
|
112,387
|
$1,771,225 | — | 30 Sep 2024 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
108,886
|
$1,716,045 | — | 30 Sep 2024 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
101,476
|
$1,599,266 | — | 30 Sep 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
99,642
|
$1,570,359 | — | 30 Sep 2024 | |
| Mutual Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
95,332
|
$1,493,855 | — | 30 Sep 2024 | |
| Almanack Investment Partners, LLC. |
13F
|
Company |
—
class O/S missing
|
94,244
|
$1,485,283 | — | 30 Sep 2024 | |
| Sowell Financial Services LLC |
13F
|
Company |
—
class O/S missing
|
92,510
|
$1,458,000 | — | 30 Sep 2024 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
82,722
|
$1,303,699 | — | 30 Sep 2024 | |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
|
Company |
—
class O/S missing
|
81,819
|
$1,290,293 | — | 30 Sep 2024 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
76,849
|
$1,211,137 | — | 30 Sep 2024 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
75,363
|
$1,187,716 | — | 30 Sep 2024 | |
| Tennessee Valley Asset Management Partners |
13F
|
Company |
—
class O/S missing
|
75,162
|
$1,184,547 | — | 30 Sep 2024 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
—
class O/S missing
|
74,932
|
$1,180,930 | — | 30 Sep 2024 | |
| PFG Investments, LLC |
13F
|
Company |
—
class O/S missing
|
74,030
|
$1,166,719 | — | 30 Sep 2024 | |
| Brookstone Capital Management |
13F
|
Company |
—
class O/S missing
|
68,529
|
$1,080,019 | — | 30 Sep 2024 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
—
class O/S missing
|
65,791
|
$1,036,867 | — | 30 Sep 2024 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
65,623
|
$1,034,218 | — | 30 Sep 2024 |
Institutional Holders of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF) as of Q4 2024
As of 31 Dec 2024,
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF) was held by
170 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
23,896,180 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, UBS Group AG, VERUS CAPITAL PARTNERS, LLC, Prime Capital Investment Advisors, LLC, RAYMOND JAMES FINANCIAL INC, OSAIC HOLDINGS, INC., Royal Bank of Canada, CreativeOne Wealth, LLC, and BANK OF AMERICA CORP /DE/.
This page lists
171
institutional shareholders reporting positions in this security
for the Q4 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2024 vs Q3 2024 Across Filers
Q3 2024 holders
150
Q4 2024 holders
170
Holder diff
20
| Investor | Q3 2024 Shares | Q4 2024 Shares | Share Diff | Share Chg % | Q3 2024 Value $ | Q4 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.