GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF)
CUSIP: 40167F101
Q1 2026 13F Holders as of 31 Mar 2026
- Type / Class
- Equity / COM SBI
- Total 13F shares
- 5,541,890
- Share change
- -22,731
- Total reported value
- $61,098,517
- Price per share
- $11.02
- Number of holders
- 75
- Value change
- -$735,683
- Number of buys
- 45
- Number of sells
- 30
Quarterly Holders Quick Answers
What is CUSIP 40167F101?
CUSIP 40167F101 identifies GOF - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
- Previous quarter: Q4 2025
Recent filing periods for CUSIP 40167F101:
Top shareholders of GOF - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
7,020,414
|
$90,422,938 | — | 31 Dec 2025 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
2,552,235
|
$32,872,780 | — | 31 Dec 2025 | |
| VERUS CAPITAL PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
2,326,544
|
$29,965,890 | — | 31 Dec 2025 | |
| Estate Planners Group, LLC |
13F
|
Company |
—
class O/S missing
|
2,292,778
|
$29,530,974 | — | 31 Dec 2025 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,692,259
|
$21,796,295 | — | 31 Dec 2025 | |
| BlackRock, Inc. |
13F
|
Company |
—
class O/S missing
|
1,621,127
|
$20,880,122 | — | 31 Dec 2025 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
1,496,450
|
$19,274,281 | — | 31 Dec 2025 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,322,981
|
$17,039,995 | — | 31 Dec 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
1,261,043
|
$16,242,230 | — | 31 Dec 2025 | |
| Logan Stone Capital, LLC |
13F
|
Company |
—
class O/S missing
|
990,476
|
$12,757,331 | — | 31 Dec 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
982,206
|
$12,650,000 | — | 31 Dec 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
953,441
|
$12,280,217 | — | 31 Dec 2025 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
927,245
|
$11,942,916 | — | 31 Dec 2025 | |
| CreativeOne Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
899,165
|
$11,581,249 | — | 31 Dec 2025 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
811,692
|
$10,454,593 | — | 31 Dec 2025 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
795,221
|
$10,242,444 | — | 31 Dec 2025 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
771,789
|
$9,941,000 | — | 31 Dec 2025 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
766,936
|
$9,878,137 | — | 31 Dec 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
731,073
|
$9,416,216 | — | 31 Dec 2025 | |
| Secure Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
545,539
|
$7,026,538 | — | 31 Dec 2025 | |
| PETRA FINANCIAL ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
458,316
|
$5,903,114 | — | 31 Dec 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
457,837
|
$5,896,945 | — | 31 Dec 2025 | |
| Prime Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
421,719
|
$5,431,739 | — | 31 Dec 2025 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
406,306
|
$5,233,000 | — | 31 Dec 2025 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
368,341
|
$4,744,232 | — | 31 Dec 2025 | |
| Kera Capital Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
362,801
|
$4,636,597 | — | 31 Dec 2025 | |
| INTEGRITY ALLIANCE, LLC. |
13F
|
Company |
—
class O/S missing
|
333,371
|
$4,293,829 | — | 31 Dec 2025 | |
| U.S. Capital Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
306,743
|
$3,950,847 | — | 31 Dec 2025 | |
| Retirement Planning Group, LLC |
13F
|
Company |
—
class O/S missing
|
287,555
|
$3,703,709 | — | 31 Dec 2025 | |
| ELEVATION POINT WEALTH PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
247,477
|
$3,187,502 | — | 31 Dec 2025 | |
| Vestmark Advisory Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
247,477
|
$3,187,502 | — | 31 Dec 2025 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
244,701
|
$3,151,749 | — | 31 Dec 2025 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
241,284
|
$3,107,745 | — | 31 Dec 2025 | |
| Richmond Brothers, Inc. |
13F
|
Company |
—
class O/S missing
|
240,545
|
$3,098,216 | — | 31 Dec 2025 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
—
class O/S missing
|
240,518
|
$3,097,867 | — | 31 Dec 2025 | |
| Illumine Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
227,223
|
$2,926,635 | — | 31 Dec 2025 | |
| MOSAIC FAMILY WEALTH PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
222,618
|
$2,867,314 | — | 31 Dec 2025 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
222,545
|
$2,866,378 | — | 31 Dec 2025 | |
| Harpswell Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
198,923
|
$2,562,128 | — | 31 Dec 2025 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
198,020
|
$2,550,500 | — | 31 Dec 2025 | |
| Marks Group Wealth Management, Inc |
13F
|
Company |
—
class O/S missing
|
196,262
|
$2,527,855 | — | 31 Dec 2025 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
191,607
|
$2,468,000 | — | 31 Dec 2025 | |
| XTX Topco Ltd |
13F
|
Company |
—
class O/S missing
|
170,088
|
$2,190,733 | — | 31 Dec 2025 | |
| PRINCIPAL SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
169,603
|
$2,184,486 | — | 31 Dec 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
169,483
|
$2,182,940 | — | 31 Dec 2025 | |
| CARY STREET PARTNERS FINANCIAL LLC |
13F
|
Company |
—
class O/S missing
|
161,629
|
$2,081,782 | — | 31 Dec 2025 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
154,281
|
$1,987,000 | — | 31 Dec 2025 | |
| Tennessee Valley Asset Management Partners |
13F
|
Company |
—
class O/S missing
|
151,386
|
$1,949,847 | — | 31 Dec 2025 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
150,959
|
$1,944,354 | — | 31 Dec 2025 | |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
142,091
|
$1,830,132 | — | 31 Dec 2025 |
Institutional Holders of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF) as of Q1 2026
As of 31 Mar 2026,
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF) was held by
75 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,541,890 shares.
The largest 10 holders included
Secure Asset Management, LLC, TRUIST FINANCIAL CORP, Janney Montgomery Scott LLC, Harpswell Capital Advisors, LLC, U.S. Capital Wealth Advisors, LLC, Private Advisor Group, LLC, ELEVATION POINT WEALTH PARTNERS, LLC, MOSAIC FAMILY WEALTH PARTNERS, LLC, Cambridge Investment Research Advisors, Inc., and WEDBUSH SECURITIES INC.
This page lists
75
institutional shareholders reporting positions in this security
for the Q1 2026 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2026 vs Q4 2025 Across Filers
Q4 2025 holders
195
Q1 2026 holders
75
Holder diff
-120
| Investor | Q4 2025 Shares | Q1 2026 Shares | Share Diff | Share Chg % | Q4 2025 Value $ | Q1 2026 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.