GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF)
CUSIP: 40167F101
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / COM SBI
- Total 13F shares
- 23,317,456
- Share change
- +746,392
- Total reported value
- $367,463,311
- Price per share
- $15.76
- Number of holders
- 150
- Value change
- +$11,952,279
- Number of buys
- 86
- Number of sells
- 54
Quarterly Holders Quick Answers
What is CUSIP 40167F101?
CUSIP 40167F101 identifies GOF - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 40167F101:
Top shareholders of GOF - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
7,140,190
|
$106,460,240 | — | 30 Jun 2024 | |
| Strategic Financial Concepts, LLC |
13F
|
Company |
—
class O/S missing
|
326,060
|
$50,489,000 | — | 30 Jun 2024 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,329,544
|
$19,823,499 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,167,926
|
$17,413,777 | — | 30 Jun 2024 | |
| Prime Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
1,069,272
|
$15,942,851 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
775,568
|
$11,564,000 | — | 30 Jun 2024 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
734,940
|
$10,958,000 | — | 30 Jun 2024 | |
| VERUS CAPITAL PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
528,757
|
$7,883,765 | — | 30 Jun 2024 | |
| CreativeOne Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
524,658
|
$7,823,000 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
523,052
|
$7,798,852 | — | 30 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
458,009
|
$6,829,000 | — | 30 Jun 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
412,108
|
$6,144,527 | — | 30 Jun 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
386,984
|
$5,769,934 | — | 30 Jun 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
356,829
|
$5,320,000 | — | 30 Jun 2024 | |
| Secure Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
332,704
|
$4,960,621 | — | 30 Jun 2024 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
312,660
|
$4,661,766 | — | 30 Jun 2024 | |
| TrueMark Investments, LLC |
13F
|
Company |
—
class O/S missing
|
301,053
|
$4,488,700 | — | 30 Jun 2024 | |
| Richmond Brothers, Inc. |
13F
|
Company |
—
class O/S missing
|
296,824
|
$4,425,579 | — | 30 Jun 2024 | |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors |
13F
|
Company |
—
class O/S missing
|
290,741
|
$4,334,941 | — | 30 Jun 2024 | |
| PETRA FINANCIAL ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
268,784
|
$4,007,575 | — | 30 Jun 2024 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
266,162
|
$3,968,000 | — | 30 Jun 2024 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
258,372
|
$3,852,322 | — | 30 Jun 2024 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
244,400
|
$3,644,004 | — | 30 Jun 2024 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
242,379
|
$3,614,000 | — | 30 Jun 2024 | |
| MOSAIC FAMILY WEALTH PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
198,133
|
$2,954,163 | — | 30 Jun 2024 | |
| Marks Group Wealth Management, Inc |
13F
|
Company |
—
class O/S missing
|
195,846
|
$2,920,064 | — | 30 Jun 2024 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
—
class O/S missing
|
188,055
|
$2,803,904 | — | 30 Jun 2024 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
166,738
|
$2,486,000 | — | 30 Jun 2024 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
150,154
|
$2,238,791 | — | 30 Jun 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
144,612
|
$2,156,170 | — | 30 Jun 2024 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
—
class O/S missing
|
141,790
|
$2,114,086 | — | 30 Jun 2024 | |
| PRINCIPAL SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
108,166
|
$1,612,754 | — | 30 Jun 2024 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
106,150
|
$1,582,690 | — | 30 Jun 2024 | |
| Mutual Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
102,573
|
$1,564,240 | — | 30 Jun 2024 | |
| Founders Financial Alliance, LLC |
13F
|
Company |
—
class O/S missing
|
100,994
|
$1,505,822 | — | 30 Jun 2024 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
100,564
|
$1,501,437 | — | 30 Jun 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
100,204
|
$1,494,041 | — | 30 Jun 2024 | |
| Sowell Financial Services LLC |
13F
|
Company |
—
class O/S missing
|
98,025
|
$1,462,000 | — | 30 Jun 2024 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
81,057
|
$1,208,557 | — | 30 Jun 2024 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
80,064
|
$1,193,754 | — | 30 Jun 2024 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
75,693
|
$1,128,576 | — | 30 Jun 2024 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
—
class O/S missing
|
74,596
|
$1,112,228 | — | 30 Jun 2024 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
74,013
|
$1,103,542 | — | 30 Jun 2024 | |
| Brookstone Capital Management |
13F
|
Company |
—
class O/S missing
|
70,723
|
$1,071,457 | — | 30 Jun 2024 | |
| Tennessee Valley Asset Management Partners |
13F
|
Company |
—
class O/S missing
|
62,322
|
$929,225 | — | 30 Jun 2024 | |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
|
Company |
—
class O/S missing
|
62,082
|
$925,637 | — | 30 Jun 2024 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
—
class O/S missing
|
60,753
|
$905,826 | — | 30 Jun 2024 | |
| Parisi Gray Wealth Management |
13F
|
Company |
—
class O/S missing
|
56,181
|
$837,659 | — | 30 Jun 2024 | |
| David J Yvars Group |
13F
|
Company |
—
class O/S missing
|
56,220
|
$835,688 | — | 30 Jun 2024 | |
| CHOREO, LLC |
13F
|
Company |
—
class O/S missing
|
53,419
|
$798,080 | — | 30 Jun 2024 |
Institutional Holders of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF) as of Q3 2024
As of 30 Sep 2024,
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF) was held by
150 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
23,317,456 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, UBS Group AG, Royal Bank of Canada, VERUS CAPITAL PARTNERS, LLC, Prime Capital Investment Advisors, LLC, CreativeOne Wealth, LLC, OSAIC HOLDINGS, INC., COHEN & STEERS, INC., and Cambridge Investment Research Advisors, Inc..
This page lists
151
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
149
Q3 2024 holders
150
Holder diff
1
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.