Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 26,916,500
- Total 13F shares
- 3,603,288
- Share change
- +201,195
- Total reported value
- $80,164,000
- Price per share
- $22.25
- Number of holders
- 35
- Value change
- +$5,610,091
- Number of buys
- 20
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.7%
|
455,651
|
$9,756,000 | — | 31 Dec 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.3%
|
338,575
|
$7,249,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.92%
|
248,618
|
$5,323,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.57%
|
152,771
|
$3,271,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.49%
|
132,416
|
$2,835,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.46%
|
122,505
|
$2,623,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.28%
|
76,281
|
$1,633,000 | — | 31 Dec 2016 | |
| USCA RIA LLC |
13F
|
Company |
0.26%
|
70,605
|
$1,512,000 | — | 31 Dec 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.24%
|
64,321
|
$1,377,000 | — | 31 Dec 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.23%
|
63,104
|
$1,351,000 | — | 31 Dec 2016 | |
| ASHFORD CAPITAL MANAGEMENT INC |
13F
|
Company |
0.21%
|
57,511
|
$1,231,000 | — | 31 Dec 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.18%
|
49,425
|
$1,057,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.18%
|
48,636
|
$1,041,000 | — | 31 Dec 2016 | |
| CONNING INC. |
13F
|
Company |
0.14%
|
38,119
|
$816,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.14%
|
38,562
|
$814,000 | — | 31 Dec 2016 | |
| Karpus Management, Inc. |
13F
|
Company |
0.13%
|
35,250
|
$755,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.11%
|
30,851
|
$661,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.08%
|
22,566
|
$483,000 | — | 31 Dec 2016 | |
| Weiss Asset Management LP |
13F
|
Company |
0.08%
|
21,065
|
$451,000 | — | 31 Dec 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
17,250
|
$401,000 | — | 31 Dec 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.06%
|
16,182
|
$346,000 | — | 31 Dec 2016 | |
| Sigma Planning Corp |
13F
|
Company |
0.06%
|
16,042
|
$343,000 | — | 31 Dec 2016 | |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC |
13F
|
Company |
0.06%
|
15,460
|
$331,000 | — | 31 Dec 2016 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.05%
|
14,548
|
$311,000 | — | 31 Dec 2016 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.05%
|
13,100
|
$280,000 | — | 31 Dec 2016 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
13,073
|
$280,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.05%
|
12,528
|
$268,000 | — | 31 Dec 2016 | |
| PARK NATIONAL CORP /OH/ |
13F
|
Company |
0.04%
|
12,000
|
$257,000 | — | 31 Dec 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.04%
|
11,810
|
$253,000 | — | 31 Dec 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.02%
|
4,487
|
$96,000 | — | 31 Dec 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.01%
|
3,000
|
$64,000 | — | 31 Dec 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
2,500
|
$53,000 | — | 31 Dec 2016 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.01%
|
2,000
|
$43,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,300
|
$28,000 | — | 31 Dec 2016 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0%
|
1,132
|
$24,000 | — | 31 Dec 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
750
|
$16,000 | — | 31 Dec 2016 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
500
|
$11,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
300
|
$6,000 | — | 31 Dec 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
281
|
$6,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
230
|
$5,000 | — | 31 Dec 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
200
|
$4,000 | — | 31 Dec 2016 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q1 2017
As of 31 Mar 2017,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,603,288 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, SIT INVESTMENT ASSOCIATES INC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, UBS Group AG, Invesco Ltd., WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, STIFEL FINANCIAL CORP, and USCA RIA LLC.
This page lists
35
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
42
Q1 2017 holders
35
Holder diff
-7
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.