Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 26,916,500
- Total 13F shares
- 3,754,060
- Share change
- +150,772
- Total reported value
- $85,401,000
- Price per share
- $22.75
- Number of holders
- 36
- Value change
- +$3,431,000
- Number of buys
- 16
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.4%
|
1,177,888
|
$26,208,000 | — | 31 Mar 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.6%
|
441,561
|
$9,825,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.5%
|
397,889
|
$8,853,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.5%
|
395,445
|
$8,798,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
0.74%
|
198,527
|
$4,417,000 | — | 31 Mar 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.58%
|
157,266
|
$3,499,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.52%
|
140,441
|
$3,125,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.49%
|
133,046
|
$2,960,000 | — | 31 Mar 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.38%
|
103,456
|
$2,295,000 | — | 31 Mar 2017 | |
| USCA RIA LLC |
13F
|
Company |
0.26%
|
70,305
|
$1,564,000 | — | 31 Mar 2017 | |
| ASHFORD CAPITAL MANAGEMENT INC |
13F
|
Company |
0.24%
|
65,885
|
$1,466,000 | — | 31 Mar 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.23%
|
62,579
|
$1,392,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.22%
|
59,374
|
$1,321,000 | — | 31 Mar 2017 | |
| CONNING INC. |
13F
|
Company |
0.14%
|
38,119
|
$848,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
23,143
|
$517,000 | — | 31 Mar 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.08%
|
20,356
|
$453,000 | — | 31 Mar 2017 | |
| Sigma Planning Corp |
13F
|
Company |
0.06%
|
16,205
|
$361,000 | — | 31 Mar 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.05%
|
14,255
|
$317,000 | — | 31 Mar 2017 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
13,573
|
$302,000 | — | 31 Mar 2017 | |
| Ahrens Investment Partners LLC |
13F
|
Company |
0.05%
|
13,100
|
$291,000 | — | 31 Mar 2017 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.05%
|
12,748
|
$284,000 | — | 31 Mar 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.05%
|
12,250
|
$272,000 | — | 31 Mar 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.04%
|
10,798
|
$240,000 | — | 31 Mar 2017 | |
| New England Private Wealth Advisors LLC |
13F
|
Company |
0.03%
|
9,000
|
$200,000 | — | 31 Mar 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.02%
|
4,487
|
$100,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,962
|
$65,000 | — | 31 Mar 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
2,500
|
$55,000 | — | 31 Mar 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
2,082
|
$46,000 | — | 31 Mar 2017 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0%
|
1,132
|
$25,000 | — | 31 Mar 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
1,000
|
$22,000 | — | 31 Mar 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
750
|
$17,000 | — | 31 Mar 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
456
|
$10,000 | — | 31 Mar 2017 | |
| Creative Planning |
13F
|
Company |
0%
|
301
|
$7,000 | — | 31 Mar 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
245
|
$5,000 | — | 31 Mar 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
230
|
$5,000 | — | 31 Mar 2017 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q2 2017
As of 30 Jun 2017,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,754,060 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, SIT INVESTMENT ASSOCIATES INC, BANK OF AMERICA CORP /DE/, UBS Group AG, WELLS FARGO & COMPANY/MN, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, STIFEL FINANCIAL CORP, and ASHFORD CAPITAL MANAGEMENT INC.
This page lists
36
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
35
Q2 2017 holders
36
Holder diff
1
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.