Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 26,916,500
- Total 13F shares
- 3,403,393
- Share change
- +231,147
- Total reported value
- $72,884,000
- Price per share
- $21.41
- Number of holders
- 42
- Value change
- +$4,950,452
- Number of buys
- 21
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.7%
|
449,930
|
$10,461,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
1.5%
|
393,399
|
$9,147,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.83%
|
224,624
|
$5,371,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.59%
|
159,471
|
$3,708,000 | — | 30 Sep 2016 | |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC |
13F
|
Company |
0.06%
|
15,460
|
$3,594,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.57%
|
152,082
|
$3,536,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.34%
|
91,144
|
$2,119,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.34%
|
91,007
|
$2,116,000 | — | 30 Sep 2016 | |
| USCA RIA LLC |
13F
|
Company |
0.26%
|
70,105
|
$1,630,000 | — | 30 Sep 2016 | |
| ASHFORD CAPITAL MANAGEMENT INC |
13F
|
Company |
0.24%
|
65,658
|
$1,527,000 | — | 30 Sep 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.21%
|
57,703
|
$1,342,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.16%
|
42,216
|
$1,002,000 | — | 30 Sep 2016 | |
| CONNING INC. |
13F
|
Company |
0.14%
|
38,119
|
$886,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.09%
|
23,625
|
$549,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.07%
|
19,658
|
$453,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.06%
|
17,348
|
$403,000 | — | 30 Sep 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
17,250
|
$401,000 | — | 30 Sep 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.06%
|
16,177
|
$376,000 | — | 30 Sep 2016 | |
| Sigma Planning Corp |
13F
|
Company |
0.06%
|
16,029
|
$373,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
14,758
|
$343,000 | — | 30 Sep 2016 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.05%
|
14,544
|
$338,000 | — | 30 Sep 2016 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
13,073
|
$304,000 | — | 30 Sep 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.02%
|
4,487
|
$104,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
3,649
|
$85,000 | — | 30 Sep 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
2,500
|
$58,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,300
|
$30,000 | — | 30 Sep 2016 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0%
|
1,132
|
$26,000 | — | 30 Sep 2016 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
500
|
$12,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
300
|
$7,000 | — | 30 Sep 2016 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
0%
|
264
|
$6,000 | — | 30 Sep 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
250
|
$5,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
230
|
$5,000 | — | 30 Sep 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
200
|
$5,000 | — | 30 Sep 2016 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q4 2016
As of 31 Dec 2016,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,403,393 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, SIT INVESTMENT ASSOCIATES INC, MORGAN STANLEY, Invesco Ltd., WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, UBS Group AG, USCA RIA LLC, and DOLIVER CAPITAL ADVISORS, INC..
This page lists
42
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
33
Q4 2016 holders
42
Holder diff
9
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.