What does CUSIP 390320109 represent in this 13F holders report?

CUSIP 390320109 is the security identifier for GECC - GREAT ELM CAP CORP - COM used to aggregate holder disclosures.

How many institutions held GECC - GREAT ELM CAP CORP - COM in Q1 2019?

21 institutional investors reported GECC - GREAT ELM CAP CORP - COM for Q1 2019. Use the holders table for investor-level position and value details.

GREAT ELM CAP CORP - COM (GECC)

CUSIP: 390320109

Q1 2019 13F Holders as of 31 Mar 2019

Security type / class: Equity / COM
Total 13F shares: 1,700,320
Total 13F value: $13,992,000
Share change: +190,933
SEC-reported price per share: $8.26
Number of holders: 21
Value change: +$1,654,851
Number of buys: 11
Number of sells: 8

Security key

390320109

Report period

Q1 2019

Institutions

Top holders

GECC full security history Ownership snapshot Full 13F holder table Great Elm Capital Corp. SEC filings Great Elm Capital Corp. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of GECC - GREAT ELM CAP CORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

PUNCH & ASSOCIATES INVEST...

Disclosed value leader

PUNCH & ASSOCIATES INVEST...

Comparable rows

0/15

Latest evidence

31 Dec 2018

13F Highest disclosed value: $2,770,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. has the largest disclosed position value at $2.77M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.'s linked filing trail.

Disclosed position value Top 5

PUNCH & ASSOCIATES INVESTMENT MAN... $2.77M

QUANTUM CAPITAL MANAGEMENT $2.31M

OTA Financial Group L.P. $992K

UBS Group AG $861K

CSS LLC/IL $667K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	13F Company 13F	— denominator unverified	$2,770,000 352,900 shares	—	31 Dec 2018
QUANTUM CAPITAL MANAGEMENT	13F Company 13F	— denominator unverified	$2,306,000 293,814 shares	—	31 Dec 2018
OTA Financial Group L.P.	13F Company 13F	— denominator unverified	$992,000 126,370 shares	—	31 Dec 2018
UBS Group AG	13F Company 13F	— denominator unverified	$861,000 109,680 shares	—	31 Dec 2018
CSS LLC/IL	13F Company 13F	— denominator unverified	$667,000 84,994 shares	—	31 Dec 2018
Weiss Asset Management LP	13F Company 13F	— denominator unverified	$666,000 84,780 shares	—	31 Dec 2018

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,700,320

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2019 vs Q1 2019 Across Filers

Q1 2019 holders

Holder diff

Investor	Q1 2019 Shares	Q1 2019 Shares	Share Diff	Share Chg %	Q1 2019 value	Q1 2019 value	Value change	Value Chg %