What does CUSIP 390320109 represent in this 13F holders report?

CUSIP 390320109 is the security identifier for GECC - GREAT ELM CAP CORP - COM used to aggregate holder disclosures.

How many institutions held GECC - GREAT ELM CAP CORP - COM in Q4 2018?

19 institutional investors reported GECC - GREAT ELM CAP CORP - COM for Q4 2018. Use the holders table for investor-level position and value details.

GREAT ELM CAP CORP - COM (GECC)

CUSIP: 390320109

Q4 2018 13F Holders as of 31 Dec 2018

Security type / class: Equity / COM
Total 13F shares: 1,383,017
Total 13F value: $10,862,000
Share change: +818,539
SEC-reported price per share: $7.85
Number of holders: 19
Value change: +$6,415,428
Number of buys: 14
Number of sells: 4

Security key

390320109

Report period

Q4 2018

Institutions

Top holders

GECC full security history Ownership snapshot Full 13F holder table Great Elm Capital Corp. SEC filings Great Elm Capital Corp. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of GECC - GREAT ELM CAP CORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

QUANTUM CAPITAL MANAGEMENT

Disclosed value leader

QUANTUM CAPITAL MANAGEMENT

Comparable rows

0/14

Latest evidence

30 Sep 2018

13F Highest disclosed value: $1,687,000 14 rows are not safely comparable across share classes. Showing 1-6 of 14 holder rows.

Quick read

QUANTUM CAPITAL MANAGEMENT has the largest disclosed position value at $1.69M.

0 of 14 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens QUANTUM CAPITAL MANAGEMENT's linked filing trail.

Disclosed position value Top 5

QUANTUM CAPITAL MANAGEMENT $1.69M

Bulldog Investors, LLP $1.25M

CSS LLC/IL $824K

UBS Group AG $708K

MORGAN STANLEY $637K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 14 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
QUANTUM CAPITAL MANAGEMENT	13F Company 13F	— denominator unverified	$1,687,000 173,920 shares	—	30 Sep 2018
Bulldog Investors, LLP	13F Company 13F	— denominator unverified	$1,247,000 128,559 shares	—	30 Sep 2018
CSS LLC/IL	13F Company 13F	— denominator unverified	$824,000 84,994 shares	—	30 Sep 2018
UBS Group AG	13F Company 13F	— denominator unverified	$708,000 72,978 shares	—	30 Sep 2018
MORGAN STANLEY	13F Company 13F	— denominator unverified	$637,000 65,660 shares	—	30 Sep 2018
ACADIAN ASSET MANAGEMENT LLC	13F Company 13F	— denominator unverified	$164,000 16,885 shares	—	30 Sep 2018

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2018

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,383,017

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders

Q4 2018 holders

Holder diff

Investor	Q3 2018 Shares	Q4 2018 Shares	Share Diff	Share Chg %	Q3 2018 value	Q4 2018 value	Value change	Value Chg %