What does CUSIP 390320109 represent in this 13F holders report?

CUSIP 390320109 is the security identifier for GECC - GREAT ELM CAP CORP - COM used to aggregate holder disclosures.

How many institutions held GECC - GREAT ELM CAP CORP - COM in Q3 2020?

15 institutional investors reported GECC - GREAT ELM CAP CORP - COM for Q3 2020. Use the holders table for investor-level position and value details.

GREAT ELM CAP CORP - COM (GECC)

CUSIP: 390320109

Q3 2020 13F Holders as of 30 Sep 2020

Security type / class: Equity / COM
Total 13F shares: 932,310
Total 13F value: $3,147,000
Share change: -215,484
SEC-reported price per share: $3.38
Number of holders: 15
Value change: -$988,690
Number of buys: 10
Number of sells: 7

Security key

390320109

Report period

Q3 2020

Institutions

Top holders

GECC full security history Ownership snapshot Full 13F holder table Great Elm Capital Corp. SEC filings Great Elm Capital Corp. company facts

Broader feeds

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Ownership snapshot

Top reported holders of GECC - GREAT ELM CAP CORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Acuitas Investments, LLC

Disclosed value leader

Acuitas Investments, LLC

Comparable rows

0/13

Latest evidence

30 Jun 2020

13F Highest disclosed value: $1,396,000 13 rows are not safely comparable across share classes. Showing 1-6 of 13 holder rows.

Quick read

Acuitas Investments, LLC has the largest disclosed position value at $1.4M.

0 of 13 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Acuitas Investments, LLC's linked filing trail.

Disclosed position value Top 5

Acuitas Investments, LLC $1.4M

QUANTUM CAPITAL MANAGEMENT $1.26M

MORGAN STANLEY $1.01M

ARROWSTREET CAPITAL, LIMITED PART... $551K

TWO SIGMA ADVISERS, LP $208K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 13 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Acuitas Investments, LLC	13F Company 13F	— denominator unverified	$1,396,000 327,785 shares	—	30 Jun 2020
QUANTUM CAPITAL MANAGEMENT	13F Company 13F	— denominator unverified	$1,257,000 295,045 shares	—	30 Jun 2020
MORGAN STANLEY	13F Company 13F	— denominator unverified	$1,007,000 236,294 shares	—	30 Jun 2020
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	13F Company 13F	— denominator unverified	$551,000 129,320 shares	—	30 Jun 2020
TWO SIGMA ADVISERS, LP	13F Company 13F	— denominator unverified	$208,000 48,799 shares	—	30 Jun 2020
TWO SIGMA INVESTMENTS, LP	13F Company 13F	— denominator unverified	$144,000 33,850 shares	—	30 Jun 2020

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

932,310

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders

Q3 2020 holders

Holder diff

Investor	Q2 2020 Shares	Q3 2020 Shares	Share Diff	Share Chg %	Q2 2020 value	Q3 2020 value	Value change	Value Chg %