Security key
390320109
- Security type / class
- Equity / COM
- Total 13F shares
- 3,311,993
- Total 13F value
- $10,200,000
- Share change
- -181,543
- SEC-reported price per share
- $3.08
- Number of holders
- 16
- Value change
- -$561,276
- Number of buys
- 6
- Number of sells
- 6
Report period
Q4 2021
Institutions
16
Top holders
10
GECC full security history
Ownership snapshot
Full 13F holder table
Great Elm Capital Corp. SEC filings
Great Elm Capital Corp. company facts
Broader feeds
Ownership snapshot
Top reported holders of GECC - GREAT ELM CAP CORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Lenders Funding LLC /Cali...
Disclosed value leader
Lenders Funding LLC /Cali...
Comparable rows
0/14
Latest evidence
30 Sep 2021
3/4/5
13F
Highest disclosed value: $34,144,232
14 rows are not safely comparable across share classes.
Showing 1-6 of 14 holder rows.
Quick read
Lenders Funding LLC /California has the largest disclosed position value at $34.14M.
0 of 14 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Lenders Funding LLC /California's linked filing trail.
Disclosed position value
Top 5
Lenders Funding LLC /California
$34.14M
Northern Right Capital Management...
$4.74M
Peter A. Reed
$3.53M
Alden Global Capital LLC
$3.15M
Acuitas Investments, LLC
$1.24M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 14 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Lenders Funding LLC /California |
3/4/5
10%+ Owner
|
—
denominator unverified
|
$34,144,232
3,397,436 shares
|
— | 20 Sep 2021 |
| Northern Right Capital Management, L.P. |
13F
Company
|
—
denominator unverified
|
$4,735,000
1,356,819 shares
|
— | 30 Sep 2021 |
| Peter A. Reed |
3/4/5
President and CEO, Director
|
—
denominator unverified
|
$3,533,942
351,636 shares
|
— | 24 Sep 2021 |
| Alden Global Capital LLC |
13F
Company
|
—
denominator unverified
|
$3,149,000
902,292 shares
|
— | 30 Sep 2021 |
| Acuitas Investments, LLC |
13F
Company
|
—
denominator unverified
|
$1,235,000
353,929 shares
|
— | 30 Sep 2021 |
| TWO SIGMA INVESTMENTS, LP |
13F
Company
|
—
denominator unverified
|
$829,000
237,650 shares
|
— | 30 Sep 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
16
Shares
3,311,993
Rows available
16
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
12
Q4 2021 holders
16
Holder diff
4
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 value | Q4 2021 value | Value change | Value Chg % |
|---|