GREAT ELM CAP CORP - COM (GECC)

Q4 2017 13F Holders as of 31 Dec 2017

Type / Class
Equity / COM
Total 13F shares
858,772
Share change
-25,171
Total reported value
$8,459,000
Price per share
$9.84
Number of holders
14
Value change
-$269,886
Number of buys
7
Number of sells
6

Institutional Holders of GREAT ELM CAP CORP - COM (GECC) as of Q4 2017

As of 31 Dec 2017, GREAT ELM CAP CORP - COM (GECC) was held by 14 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 858,772 shares. The largest 10 holders included Bulldog Investors, LLC, UBS Group AG, CSS LLC/IL, QUANTUM CAPITAL MANAGEMENT, Cambridge Investment Research Advisors, Inc., BASSO CAPITAL MANAGEMENT, L.P., Independent Advisor Alliance, SHEPHERD KAPLAN KROCHUK, LLC, OxFORD Asset Management LLP, and Moloney Securities Asset Management, LLC. This page lists 14 institutional shareholders reporting positions in this security for the Q4 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.