What does CUSIP 390320109 represent in this 13F holders report?

CUSIP 390320109 is the security identifier for GECC - GREAT ELM CAP CORP - COM used to aggregate holder disclosures.

How many institutions held GECC - GREAT ELM CAP CORP - COM in Q3 2017?

14 institutional investors reported GECC - GREAT ELM CAP CORP - COM for Q3 2017. Use the holders table for investor-level position and value details.

GREAT ELM CAP CORP - COM (GECC)

CUSIP: 390320109

Q3 2017 13F Holders as of 30 Sep 2017

Security type / class: Equity / COM
Total 13F shares: 883,943
Total 13F value: $9,229,000
Share change: +28,414
SEC-reported price per share: $10.44
Number of holders: 14
Value change: +$292,304
Number of buys: 4
Number of sells: 8

Security key

390320109

Report period

Q3 2017

Institutions

Top holders

GECC full security history Ownership snapshot Full 13F holder table Great Elm Capital Corp. SEC filings Great Elm Capital Corp. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of GECC - GREAT ELM CAP CORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Bulldog Investors, LLP

Disclosed value leader

Bulldog Investors, LLP

Comparable rows

0/15

Latest evidence

30 Jun 2017

13F Highest disclosed value: $4,408,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Bulldog Investors, LLP has the largest disclosed position value at $4.41M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Bulldog Investors, LLP's linked filing trail.

Disclosed position value Top 5

Bulldog Investors, LLP $4.41M

RIVERNORTH CAPITAL MANAGEMENT, LLC $4.23M

UBS Group AG $1.56M

CSS LLC/IL $935K

Cambridge Investment Research Adv... $538K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Bulldog Investors, LLP	13F Company 13F	— denominator unverified	$4,408,000 415,072 shares	—	30 Jun 2017
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F Company 13F	— denominator unverified	$4,233,000 166,870 shares	—	30 Jun 2017
UBS Group AG	13F Company 13F	— denominator unverified	$1,558,000 146,759 shares	—	30 Jun 2017
CSS LLC/IL	13F Company 13F	— denominator unverified	$935,000 88,043 shares	—	30 Jun 2017
Cambridge Investment Research Advisors, Inc.	13F Company 13F	— denominator unverified	$538,000 50,669 shares	—	30 Jun 2017
ROYAL BANK OF CANADA	13F Company 13F	— denominator unverified	$512,000 48,245 shares	—	30 Jun 2017

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

883,943

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders

Q3 2017 holders

Holder diff

-4

Investor	Q2 2017 Shares	Q3 2017 Shares	Share Diff	Share Chg %	Q2 2017 value	Q3 2017 value	Value change	Value Chg %