GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q1 2020 13F Holders as of 31 Mar 2020

Type / Class
Equity / COM
Total 13F shares
4,900,724
Share change
-568,312
Total reported value
$38,465,191
Put/Call ratio
181%
Price per share
$7.85
Number of holders
69
Value change
-$5,717,543
Number of buys
36
Number of sells
34

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q1 2020

As of 31 Mar 2020, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 69 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,900,724 shares. The largest 10 holders included VAN ECK ASSOCIATES CORP, Advisor Group Holdings, Inc., DAVENPORT & Co LLC, Advisors Asset Management, Inc., MARSHALL WACE, LLP, Aurora Private Wealth, Inc., ARROWSTREET CAPITAL, LIMITED PARTNERSHIP, TWO SIGMA ADVISERS, LP, Legal & General Group Plc, and Virtus ETF Advisers LLC. This page lists 69 institutional shareholders reporting positions in this security for the Q1 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.