GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class
Equity / COM
Total 13F shares
5,631,029
Share change
+917,474
Total reported value
$74,608,405
Put/Call ratio
91%
Price per share
$13.25
Number of holders
75
Value change
+$12,166,272
Number of buys
40
Number of sells
23

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q4 2019

As of 31 Dec 2019 GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) had 75 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions held a total of 5,631,029 shares of stock of the company.
Largest 10 holders included UBS Group AG, VAN ECK ASSOCIATES CORP, LADENBURG THALMANN FINANCIAL SERVICES INC., ARROWSTREET CAPITAL, LIMITED PARTNERSHIP, Advisors Asset Management, Inc., DAVENPORT & Co LLC, Virtus ETF Advisers LLC, MORGAN STANLEY, MARSHALL WACE, LLP, and BlackRock Inc..
This table shows 75 institutional shareholders of the security as of 31 Dec 2019.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.