GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class
Equity / COM
Total 13F shares
5,631,029
Share change
+917,474
Total reported value
$74,608,405
Put/Call ratio
91%
Price per share
$13.25
Number of holders
75
Value change
+$12,166,272
Number of buys
40
Number of sells
23

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q4 2019

As of 31 Dec 2019, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 75 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,631,029 shares. The largest 10 holders included UBS Group AG, VAN ECK ASSOCIATES CORP, LADENBURG THALMANN FINANCIAL SERVICES INC., ARROWSTREET CAPITAL, LIMITED PARTNERSHIP, Advisors Asset Management, Inc., DAVENPORT & Co LLC, Virtus ETF Advisers LLC, MORGAN STANLEY, MARSHALL WACE, LLP, and BlackRock Inc.. This page lists 75 institutional shareholders reporting positions in this security for the Q4 2019 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.