Q4 2016 13F Holders as of 31 Dec 2016
-
Type / Class
-
Equity / COM
-
Number of holders
-
64
-
Total 13F shares, excl. options
-
5.94M
-
Shares change
-
+1.12K
-
Total reported value, excl. options
-
$50.3M
-
Value change
-
-$74.7K
-
Number of buys
-
25
-
Number of sells
-
-32
-
Price
-
$8.46
Significant Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q4 2016
72 filings reported holding GAIN - GLADSTONE INVESTMENT CORPORATION\DE - COM as of Q4 2016.
GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) has 64 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 5.94M shares
.
Largest 10 shareholders include Advisors Asset Management, Inc. (741K shares), UBS Group AG (612K shares), LSV ASSET MANAGEMENT (472K shares), MORGAN STANLEY (413K shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (314K shares), DAVENPORT & Co LLC (310K shares), OUTFITTER ADVISORS, LTD. (245K shares), TWO SIGMA INVESTMENTS, LP (224K shares), CUE FINANCIAL GROUP, INC. (220K shares), and BlackRock Group LTD (205K shares).
This table shows the top 64 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.