Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / COM
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Number of holders
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67
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Total 13F shares, excl. options
-
6.02M
-
Shares change
-
+1.05M
-
Total reported value, excl. options
-
$53.5M
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Value change
-
+$9.37M
-
Number of buys
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41
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Number of sells
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-14
-
Price
-
$8.89
Significant Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q3 2016
70 filings reported holding GAIN - GLADSTONE INVESTMENT CORPORATION\DE - COM as of Q3 2016.
GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) has 67 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 6.02M shares
.
Largest 10 shareholders include Advisors Asset Management, Inc. (659K shares), UBS Group AG (571K shares), LSV ASSET MANAGEMENT (484K shares), MORGAN STANLEY (463K shares), DAVENPORT & Co LLC (318K shares), TWO SIGMA INVESTMENTS, LP (252K shares), OUTFITTER ADVISORS, LTD. (247K shares), MILLENNIUM MANAGEMENT LLC (232K shares), TWO SIGMA ADVISERS, LP (228K shares), and CUE FINANCIAL GROUP, INC. (212K shares).
This table shows the top 67 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.