GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class
Equity / COM
Total 13F shares
6,022,602
Share change
+1,046,193
Total reported value
$53,542,454
Price per share
$8.89
Number of holders
67
Value change
+$9,372,497
Number of buys
41
Number of sells
14

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q3 2016

As of 30 Sep 2016, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 67 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,022,602 shares. The largest 10 holders included Advisors Asset Management, Inc., UBS Group AG, LSV ASSET MANAGEMENT, MORGAN STANLEY, DAVENPORT & Co LLC, TWO SIGMA INVESTMENTS, LP, OUTFITTER ADVISORS, LTD., MILLENNIUM MANAGEMENT LLC, TWO SIGMA ADVISERS, LP, and CUE FINANCIAL GROUP, INC.. This page lists 67 institutional shareholders reporting positions in this security for the Q3 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.