Security key
376535878
- Type / Class
- Equity / COM NEW
- Total 13F shares
- 1,872,917
- Share change
- -402,996
- Total reported value
- $53,291,156
- Put/Call ratio
- 45%
- Price per share
- $28.44
- Number of holders
- 74
- Value change
- -$11,209,437
- Number of buys
- 38
- Number of sells
- 27
Report period
Q4 2024
Institutions
74
Top holders
10
GLAD full security history
Newer quarter: Q1 2025
Previous quarter: Q3 2024
GLADSTONE CAPITAL CORP SEC filings
GLADSTONE CAPITAL CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 376535878
Recent filing periods:
Top shareholders of GLAD - GLADSTONE CAPITAL CORP - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
384,535
|
$15,989,000 | — | 30 Sep 2024 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
506,067
|
$12,287,000 | — | 30 Sep 2024 | |
| Bob Marcotte |
3/4/5
|
President |
—
class O/S missing
|
248,710
|
$6,802,219 | — | 11 Dec 2024 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
160,729
|
$3,865,532 | — | 30 Sep 2024 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
157,711
|
$3,794,527 | — | 30 Sep 2024 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
142,516
|
$3,427,511 | — | 30 Sep 2024 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
124,385
|
$2,991,459 | — | 30 Sep 2024 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
111,569
|
$2,683,244 | — | 30 Sep 2024 | |
| DnB Asset Management AS |
13F
|
Company |
—
class O/S missing
|
110,240
|
$2,651,272 | — | 30 Sep 2024 | |
| Trexquant Investment LP |
13F
|
Company |
—
class O/S missing
|
98,193
|
$2,361,542 | — | 30 Sep 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
94,640
|
$2,276,092 | — | 30 Sep 2024 | |
| BlackRock, Inc. |
13F
|
Company |
—
class O/S missing
|
79,282
|
$1,906,732 | — | 30 Sep 2024 | |
| Legacy Capital Wealth Partners, LLC |
13F
|
Company |
—
class O/S missing
|
70,534
|
$1,696,340 | — | 30 Sep 2024 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
64,275
|
$1,545,836 | — | 30 Sep 2024 | |
| DENALI ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
37,027
|
$890,499 | — | 30 Sep 2024 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
35,867
|
$862,604 | — | 30 Sep 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
32,138
|
$772,919 | — | 30 Sep 2024 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
29,999
|
$721,000 | — | 30 Sep 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
29,355
|
$705,989 | — | 30 Sep 2024 | |
| TrueMark Investments, LLC |
13F
|
Company |
—
class O/S missing
|
26,270
|
$631,794 | — | 30 Sep 2024 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
25,581
|
$615,223 | — | 30 Sep 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
25,068
|
$603,000 | — | 30 Sep 2024 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
—
class O/S missing
|
23,444
|
$563,828 | — | 30 Sep 2024 | |
| Ausdal Financial Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
22,835
|
$549,174 | — | 30 Sep 2024 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
22,324
|
$536,892 | — | 30 Sep 2024 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
20,551
|
$494,253 | — | 30 Sep 2024 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
20,176
|
$485,233 | — | 30 Sep 2024 | |
| Good Life Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
17,850
|
$429,270 | — | 30 Sep 2024 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
17,251
|
$414,876 | — | 30 Sep 2024 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
15,941
|
$383,381 | — | 30 Sep 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
14,544
|
$349,783 | — | 30 Sep 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
12,312
|
$296,000 | — | 30 Sep 2024 | |
| MARSHALL WACE, LLP |
13F
|
Company |
—
class O/S missing
|
12,140
|
$291,966 | — | 30 Sep 2024 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
10,181
|
$244,854 | — | 30 Sep 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
10,127
|
$243,567 | — | 30 Sep 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
9,657
|
$232,000 | — | 30 Sep 2024 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
9,509
|
$228,691 | — | 30 Sep 2024 | |
| XML Financial, LLC |
13F
|
Company |
—
class O/S missing
|
9,255
|
$222,587 | — | 30 Sep 2024 | |
| Quantbot Technologies LP |
13F
|
Company |
—
class O/S missing
|
4,367
|
$105,026 | — | 30 Sep 2024 | |
| NATIONAL BANK OF CANADA /FI/ |
13F
|
Company |
—
class O/S missing
|
4,200
|
$101,010 | — | 30 Sep 2024 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
3,376
|
$81,193 | — | 30 Sep 2024 | |
| PFS Partners, LLC |
13F
|
Company |
—
class O/S missing
|
1,969
|
$47,355 | — | 30 Sep 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,886
|
$45,357 | — | 30 Sep 2024 | |
| Farther Finance Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
1,813
|
$43,603 | — | 30 Sep 2024 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
1,250
|
$30,063 | — | 30 Sep 2024 | |
| PRIVATE TRUST CO NA |
13F
|
Company |
—
class O/S missing
|
948
|
$22,799 | — | 30 Sep 2024 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
914
|
$21,982 | — | 30 Sep 2024 | |
| Paula Novara |
3/4/5
|
Director |
—
class O/S missing
|
1,554
|
$16,861 | — | 11 Oct 2022 | |
| Larson Financial Group LLC |
13F
|
Company |
—
class O/S missing
|
500
|
$12,025 | — | 30 Sep 2024 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
250
|
$6,013 | — | 30 Sep 2024 |
Institutional Holders of GLADSTONE CAPITAL CORP - COM NEW (GLAD) as of Q4 2024
As of 31 Dec 2024,
GLADSTONE CAPITAL CORP - COM NEW (GLAD) was held by
74 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,872,917 shares.
The largest 10 holders included
LPL Financial LLC, Legal & General Group Plc, TWO SIGMA ADVISERS, LP, VAN ECK ASSOCIATES CORP, DnB Asset Management AS, D.A. DAVIDSON & CO., TWO SIGMA INVESTMENTS, LP, BlackRock, Inc., Advisors Asset Management, Inc., and MORGAN STANLEY.
This page lists
75
institutional shareholders reporting positions in this security
for the Q4 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2024 vs Q3 2024 Across Filers
Q3 2024 holders
57
Q4 2024 holders
74
Holder diff
17
| Investor | Q3 2024 Shares | Q4 2024 Shares | Share Diff | Share Chg % | Q3 2024 Value $ | Q4 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.