Security key
376535878
- Type / Class
- Equity / COM NEW
- Total 13F shares
- 2,232,429
- Share change
- +278,823
- Total reported value
- $53,806,784
- Put/Call ratio
- 16%
- Price per share
- $24.05
- Number of holders
- 57
- Value change
- +$6,932,628
- Number of buys
- 30
- Number of sells
- 34
Report period
Q3 2024
Institutions
57
Top holders
10
GLAD full security history
Newer quarter: Q4 2024
Previous quarter: Q2 2024
GLADSTONE CAPITAL CORP SEC filings
GLADSTONE CAPITAL CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 376535878
Recent filing periods:
Top shareholders of GLAD - GLADSTONE CAPITAL CORP - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
214,029
|
$4,980,455 | — | 30 Jun 2024 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
171,551
|
$3,991,992 | — | 30 Jun 2024 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
171,523
|
$3,988,768 | — | 30 Jun 2024 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
168,464
|
$3,920,150 | — | 30 Jun 2024 | |
| DnB Asset Management AS |
13F
|
Company |
—
class O/S missing
|
110,240
|
$2,565,285 | — | 30 Jun 2024 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
102,678
|
$2,389,337 | — | 30 Jun 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
97,661
|
$2,272,571 | — | 30 Jun 2024 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
81,541
|
$1,897,459 | — | 30 Jun 2024 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
77,995
|
$1,814,961 | — | 30 Jun 2024 | |
| Legacy Capital Wealth Partners, LLC |
13F
|
Company |
—
class O/S missing
|
74,039
|
$1,722,891 | — | 30 Jun 2024 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
63,790
|
$1,484,393 | — | 30 Jun 2024 | |
| TrueMark Investments, LLC |
13F
|
Company |
—
class O/S missing
|
62,334
|
$1,450,512 | — | 30 Jun 2024 | |
| MARSHALL WACE, LLP |
13F
|
Company |
—
class O/S missing
|
60,472
|
$1,407,182 | — | 30 Jun 2024 | |
| Trexquant Investment LP |
13F
|
Company |
—
class O/S missing
|
55,529
|
$1,292,160 | — | 30 Jun 2024 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
41,559
|
$967,000 | — | 30 Jun 2024 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
37,887
|
$881,630 | — | 30 Jun 2024 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
—
class O/S missing
|
37,750
|
$878,442 | — | 30 Jun 2024 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
35,165
|
$818,300 | — | 30 Jun 2024 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
33,608
|
$782,058 | — | 30 Jun 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
29,925
|
$696,355 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
29,815
|
$693,795 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
23,091
|
$537,000 | — | 30 Jun 2024 | |
| Ausdal Financial Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
22,643
|
$526,910 | — | 30 Jun 2024 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
16,972
|
$404,616 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
17,316
|
$402,943 | — | 30 Jun 2024 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
15,989
|
$372,064 | — | 30 Jun 2024 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
15,842
|
$368,649 | — | 30 Jun 2024 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
15,549
|
$361,825 | — | 30 Jun 2024 | |
| GRIMES & Co WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
15,196
|
$353,612 | — | 30 Jun 2024 | |
| Connor, Clark & Lunn Investment Management Ltd. |
13F
|
Company |
—
class O/S missing
|
12,574
|
$292,597 | — | 30 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
11,820
|
$275,000 | — | 30 Jun 2024 | |
| Jump Financial, LLC |
13F
|
Company |
—
class O/S missing
|
10,649
|
$247,802 | — | 30 Jun 2024 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
10,290
|
$239,447 | — | 30 Jun 2024 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
9,917
|
$230,760 | — | 30 Jun 2024 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
9,509
|
$221,274 | — | 30 Jun 2024 | |
| XML Financial, LLC |
13F
|
Company |
—
class O/S missing
|
9,105
|
$211,862 | — | 30 Jun 2024 | |
| Good Life Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
8,871
|
$206,418 | — | 30 Jun 2024 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
8,658
|
$201,000 | — | 30 Jun 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
8,657
|
$201,000 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
mixed-class rows
|
10,533
mixed-class rows
|
$109,160 | — | 30 Jun 2024 | |
| NATIONAL BANK OF CANADA /FI/ |
13F
|
Company |
—
class O/S missing
|
4,200
|
$97,960 | — | 30 Jun 2024 | |
| Aquatic Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
3,600
|
$83,772 | — | 30 Jun 2024 | |
| Register Financial Advisors LLC |
13F
|
Company |
—
class O/S missing
|
3,228
|
$75,116 | — | 30 Jun 2024 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
2,629
|
$61,000 | — | 30 Jun 2024 | |
| nVerses Capital, LLC |
13F
|
Company |
—
class O/S missing
|
1,600
|
$37,232 | — | 30 Jun 2024 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
1,499
|
$34,881 | — | 30 Jun 2024 | |
| NFSG Corp |
13F
|
Company |
—
class O/S missing
|
1,377
|
$32,043 | — | 30 Jun 2024 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
1,250
|
$29,088 | — | 30 Jun 2024 | |
| Ashton Thomas Private Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
1,000
|
$23,270 | — | 30 Jun 2024 | |
| PRIVATE TRUST CO NA |
13F
|
Company |
—
class O/S missing
|
948
|
$22,060 | — | 30 Jun 2024 |
Institutional Holders of GLADSTONE CAPITAL CORP - COM NEW (GLAD) as of Q3 2024
As of 30 Sep 2024,
GLADSTONE CAPITAL CORP - COM NEW (GLAD) was held by
57 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,232,429 shares.
The largest 10 holders included
VAN ECK ASSOCIATES CORP, TWO SIGMA ADVISERS, LP, Legal & General Group Plc, LPL Financial LLC, TWO SIGMA INVESTMENTS, LP, D.A. DAVIDSON & CO., DnB Asset Management AS, Trexquant Investment LP, Advisors Asset Management, Inc., and BlackRock, Inc..
This page lists
58
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
66
Q3 2024 holders
57
Holder diff
-9
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.