Comparable stake leader
VAN ECK ASSOCIATES CORP
SEC ownership of GLADSTONE CAPITAL CORP
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001143513.
Disclosed value leader
VAN ECK ASSOCIATES CORP
Comparable rows
0/47
Latest evidence
26 Oct 2026
- Public ticker
- GLAD on Nasdaq
- Parsed ownership sources
-
13F and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
VAN ECK ASSOCIATES CORP
Ranking: Comparable ownership first, then disclosed value
- Latest parsed ownership date
-
26 Oct 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001143513
- Issuer location
- Mclean, VA
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
1 signal
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of GLADSTONE CAPITAL CORP (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
VAN ECK ASSOCIATES CORP
Disclosed value leader
VAN ECK ASSOCIATES CORP
Comparable rows
0/47
Latest evidence
26 Oct 2026
13F
3/4/5
Highest disclosed value: $7,767,612
47 rows are not safely comparable across share classes.
Showing 1-8 of 47 holder rows.
Quick read
VAN ECK ASSOCIATES CORP has the largest disclosed position value at $7.77M.
0 of 47 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens VAN ECK ASSOCIATES CORP's linked filing trail.
Disclosed position value
Top 5
VAN ECK ASSOCIATES CORP
$7.77M
Bob Marcotte
$6.8M
B. Riley Wealth Advisors, Inc.
$4.33M
LPL Financial LLC
$2.3M
MORGAN STANLEY
$2M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-8 of 47 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
denominator unverified
|
$7,767,612
403,932 shares
|
— | 30 Sep 2026 |
| Bob Marcotte |
3/4/5
President
|
—
denominator unverified
|
$6,802,219
248,710 shares
|
— | 11 Dec 2024 |
| B. Riley Wealth Advisors, Inc. |
13F
Company
|
—
denominator unverified
|
$4,327,273
225,027 shares
|
— | 30 Sep 2026 |
| LPL Financial LLC |
13F
Company
|
—
denominator unverified
|
$2,300,580
119,635 shares
|
— | 30 Sep 2026 |
| MORGAN STANLEY |
13F
Company
|
—
denominator unverified
|
$1,999,717
103,988 shares
|
— | 30 Sep 2026 |
| Legacy Capital Wealth Partners, LLC |
13F
Company
|
—
denominator unverified
|
$1,788,745
93,018 shares
|
— | 30 Sep 2026 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
denominator unverified
|
$1,595,648
82,977 shares
|
— | 30 Sep 2026 |
| DnB Asset Management AS |
13F
Company
|
—
denominator unverified
|
$1,230,071
63,933 shares
|
— | 30 Sep 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to buying over the last 12 months. Net value: +$9,999.
Buys
$9,999
Insiders: 1
Sells
$0
Insiders: 0
Net
+$9,999
Shares: +496
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 496
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 496 | 0 | $9,999 | $0 | +$9,999 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-11 of 11 reporting-owner rows connected to GLADSTONE CAPITAL CORP. Open a relationship link for the CIK-to-CIK filing trail.
Rows
11
Largest Forms 3/4/5 holder
Bob Marcotte
Net 12M change
+$10K
Full value: +$9,999 · USD · 12-month changeLatest report
26 Oct 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Bob Marcotte | President | $6,802,219 | Mixed | 11 Dec 2024 | ||
| Walter H. Wilkinson | Former Director | $288,742 | Median | 26 Oct 2026 | ||
| John Sateri | Chief Investment Officer | $230,162 | Mixed | 20 Mar 2026 | ||
| Andrew Paul Ahlberg | Executive Vice President | $77,494 | Mixed | 20 Mar 2026 | ||
| Nicole Frances Dubas Schaltenbrand | CFO and Treasurer | $74,226 | +$9,999 | +16% | Mixed | 20 Nov 2025 |
| Paula Novara | Director | $16,861 | Mixed | 11 Oct 2022 | ||
| Michela A. English | Director | $13,480 | Filing P/S | 11 Apr 2025 | ||
| Michael Jon McQuigg | Executive Vice President | $10,080 | Mixed | 20 Mar 2026 | ||
| Erich Michael Hellmold | Co-General Counsel | Mixed | 10 Jul 2025 | |||
| George Stelljes III | Director | Mixed | 01 Jun 2026 | |||
| Katharine C. Gorka | Director | Mixed | 22 Aug 2024 |
Recent insider transactions for GLADSTONE CAPITAL CORP
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Nicole Frances Dubas Schaltenbrand | GLAD | Common Stock | Purchase | 19.1% | $9,999 | $20.16 | 496 | 3,095 | 20 Nov 2025 | Direct |
* marks a reported price that did not pass the local price check.