SEC ownership of GLADSTONE CAPITAL CORP

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001143513.

Comparable stake leader

Bob Marcotte

Disclosed value leader

Bob Marcotte

Comparable rows

0/50

Latest evidence

31 Mar 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 1 signal
Latest parsed ownership date
31 Mar 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001143513
Issuer location
Mclean, VA

Ownership snapshot

Top shareholders of GLADSTONE CAPITAL CORP (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Bob Marcotte
Disclosed value leader
Bob Marcotte
Comparable rows
0/50
Latest evidence
31 Mar 2026
3/4/5 13F Highest disclosed value: $6,802,219 50 rows are not safely comparable across share classes. Showing 1-8 of 50 holder rows.

Quick read

Bob Marcotte has the largest disclosed position value at $6.8M.

0 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Bob Marcotte's linked filing trail.
Disclosed position value Top 5
Bob Marcotte $6.8M
VAN ECK ASSOCIATES CORP $5.66M
UBS Group AG $4.44M
Legal & General Group Plc $3.05M
TWO SIGMA INVESTMENTS, LP $2.61M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Bob Marcotte
3/4/5
President
class O/S missing
$6,802,219
248,710 shares
11 Dec 2024
VAN ECK ASSOCIATES CORP
13F
Company
13F
class O/S missing
$5,662,000
326,346 shares
31 Mar 2026
UBS Group AG
13F
Company
13F
class O/S missing
$4,444,706
256,179 shares
31 Mar 2026
Legal & General Group Plc
13F
Company
13F
class O/S missing
$3,048,881
175,728 shares
31 Mar 2026
TWO SIGMA INVESTMENTS, LP
13F
Company
13F
class O/S missing
$2,607,427
150,284 shares
31 Mar 2026
North Ground Capital
13F
Company
13F
class O/S missing
$2,479,246
142,896 shares
31 Mar 2026
MORGAN STANLEY
13F
Company
13F
class O/S missing
$2,352,333
135,580 shares
31 Mar 2026
LPL Financial LLC
13F
Company
13F
class O/S missing
$1,965,588
113,290 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to buying over the last 12 months. Net value: +$9,999.

Buys
$9,999
Insiders: 1
Sells
$0
Insiders: 0
Net
+$9,999
Shares: +496
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 496 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 496 0 $9,999 $0 +$9,999
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-10 of 10 reporting-owner rows connected to GLADSTONE CAPITAL CORP. Open a relationship link for the CIK-to-CIK filing trail.

Rows
10
Largest Forms 3/4/5 holder
Bob Marcotte
Net 12M change
+$9,999
Latest report
01 Jun 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Bob Marcotte President $6,802,219 Mixed 11 Dec 2024
John Sateri Chief Investment Officer $230,162 Mixed 20 Mar 2026
Andrew Paul Ahlberg Executive Vice President $77,494 Mixed 20 Mar 2026
Nicole Frances Dubas Schaltenbrand CFO and Treasurer $74,226 +$9,999 +16% Mixed 20 Nov 2025
Paula Novara Director $16,861 Mixed 11 Oct 2022
Michela A. English Director $13,480 Filing P/S 11 Apr 2025
Michael Jon McQuigg Executive Vice President $10,080 Mixed 20 Mar 2026
George Stelljes III Director Mixed 01 Jun 2026
Katharine C. Gorka Director Mixed 22 Aug 2024
Erich Michael Hellmold Co-General Counsel Mixed 10 Jul 2025

Recent insider transactions for GLADSTONE CAPITAL CORP

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Nicole Frances Dubas Schaltenbrand GLAD Common Stock Purchase 19.1% $9,999 $20.16 496 3,095 20 Nov 2025 Direct
* marks a reported price that did not pass the local price check.
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