How many institutions held FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share in Q4 2019?

73 institutional investors reported FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share for Q4 2019. Use the holders table for investor-level position and value details.

FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK)

Q: What does CUSIP 343389102 represent in this 13F holders report?

CUSIP 343389102 is the security identifier for FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

CUSIP: 343389102

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class: Equity / Common Stock, par value $0.0001 per share
Shares outstanding: 38,043,733
Total 13F shares: 32,087,073
Share change: -263,641
Total reported value: $64,150,618
Put/Call ratio: 159%
Price per share: $2.00
Number of holders: 73
Value change: -$612,849
Number of buys: 34
Number of sells: 34

Quarterly Holders Quick Answers

What is CUSIP 343389102?
CUSIP 343389102 identifies FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2020
Previous quarter: Q3 2019

Recent filing periods for CUSIP 343389102:

Q3 2023 Q2 2023 Q1 2023 Q4 2022 Q3 2022 Q2 2022 Q1 2022 Q4 2021

Top shareholders of FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BlackRock Finance, Inc.	13F	Company	9.9%	3,776,811	$8,309,000	—	30 Sep 2019	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	9.9%	3,760,868	$8,274,000	—	30 Sep 2019	13F
VANGUARD GROUP INC	13F	Company	6.7%	2,530,121	$5,567,000	—	30 Sep 2019	13F
Invesco Ltd.	13F	Company	6.5%	2,474,771	$5,444,000	—	30 Sep 2019	13F
RUTABAGA CAPITAL MANAGEMENT LLC/MA	13F	Company	5.2%	1,963,335	$4,319,000	—	30 Sep 2019	13F
Fondren Management LP	13F	Company	4.9%	1,882,800	$4,142,000	—	30 Sep 2019	13F
D. E. Shaw & Co., Inc.	13F	Company	4.9%	1,865,237	$4,104,000	—	30 Sep 2019	13F
DISCIPLINED GROWTH INVESTORS INC /MN	13F	Company	4.1%	1,566,509	$3,446,000	—	30 Sep 2019	13F
AMERIPRISE FINANCIAL INC	13F	Company	3.2%	1,198,965	$2,637,000	—	30 Sep 2019	13F
Newtyn Management, LLC	13F	Company	3.1%	1,177,085	$2,590,000	—	30 Sep 2019	13F
STATE STREET CORP	13F	Company	2.7%	1,023,204	$2,251,000	—	30 Sep 2019	13F
Wilks Brothers, LLC	13F	Company	2.6%	979,600	$2,155,000	—	30 Sep 2019	13F
Bruce & Co., Inc.	13F	Company	1.9%	736,671	$1,620,000	—	30 Sep 2019	13F
FULLER & THALER ASSET MANAGEMENT, INC.	13F	Company	1.8%	702,568	$1,546,000	—	30 Sep 2019	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	1.8%	695,343	$1,529,000	—	30 Sep 2019	13F
STEPHENS INC /AR/	13F	Company	1.8%	687,092	$1,512,000	—	30 Sep 2019	13F
MORGAN STANLEY	13F	Company	1.8%	679,720	$1,496,000	—	30 Sep 2019	13F
NORTHERN TRUST CORP	13F	Company	1.7%	657,756	$1,447,000	—	30 Sep 2019	13F
JPMORGAN CHASE & CO	13F	Company	1.4%	546,540	$1,203,000	—	30 Sep 2019	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	1.3%	513,493	$1,129,000	—	30 Sep 2019	13F
WILEN INVESTMENT MANAGEMENT CORP.	13F	Company	1.2%	439,663	$945,000	—	30 Sep 2019	13F
WINTON GROUP Ltd	13F	Company	0.74%	282,328	$621,000	—	30 Sep 2019	13F
Bank of New York Mellon Corp	13F	Company	0.71%	270,477	$595,000	—	30 Sep 2019	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	0.68%	256,900	$565,000	—	30 Sep 2019	13F
Nuveen Asset Management, LLC	13F	Company	0.61%	231,734	$509,000	—	30 Sep 2019	13F
FRANKLIN RESOURCES INC	13F	Company	0.5%	189,800	$418,000	—	30 Sep 2019	13F
Creative Planning	13F	Company	0.46%	175,561	$386,000	—	30 Sep 2019	13F
BRC Group Holdings, Inc.	13F	Company	0.46%	175,000	$385,000	—	30 Sep 2019	13F
Minerva Advisors LLC	13F	Company	0.44%	166,154	$366,000	—	30 Sep 2019	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.36%	138,500	$305,000	—	30 Sep 2019	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.33%	127,199	$280,000	—	30 Sep 2019	13F
South Dakota Investment Council	13F	Company	0.3%	114,081	$251,000	—	30 Sep 2019	13F
DEUTSCHE BANK AG\	13F	Company	0.27%	101,762	$222,000	—	30 Sep 2019	13F
CITADEL ADVISORS LLC	13F	Company	0.23%	88,400	$194,000	—	30 Sep 2019	13F
RHUMBLINE ADVISERS	13F	Company	0.23%	85,832	$189,000	—	30 Sep 2019	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.22%	84,273	$185,000	—	30 Sep 2019	13F
JACOBS LEVY EQUITY MANAGEMENT, INC	13F	Company	0.17%	64,000	$141,000	—	30 Sep 2019	13F
Aperio Group, LLC	13F	Company	0.16%	61,723	$136,000	—	30 Sep 2019	13F
BANK OF MONTREAL /CAN/	13F	Company	0.15%	58,161	$128,000	—	30 Sep 2019	13F
FNY Investment Advisers, LLC	13F	Company	0.15%	57,200	$125,000	—	30 Sep 2019	13F
Engineers Gate Manager LP	13F	Company	0.14%	54,774	$121,000	—	30 Sep 2019	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.13%	48,844	$107,000	—	30 Sep 2019	13F
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	13F	Company	0.12%	45,794	$101,000	—	30 Sep 2019	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0.11%	42,100	$93,000	—	30 Sep 2019	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	0.1%	37,982	$84,000	—	30 Sep 2019	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.1%	36,268	$80,000	—	30 Sep 2019	13F
MACKENZIE FINANCIAL CORP	13F	Company	0.09%	34,000	$75,000	—	30 Sep 2019	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0.09%	33,949	$75,000	—	30 Sep 2019	13F
Ancora Advisors LLC	13F	Company	0.08%	31,000	$68,000	—	30 Sep 2019	13F
Alambic Investment Management, L.P.	13F	Company	0.08%	30,068	$66,000	—	30 Sep 2019	13F

Institutional Holders of FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) as of Q4 2019

As of 31 Dec 2019, FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) was held by 73 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 32,087,073 shares. The largest 10 holders included BlackRock Inc., DIMENSIONAL FUND ADVISORS LP, VANGUARD GROUP INC, Invesco Ltd., Newtyn Management, LLC, RUTABAGA CAPITAL MANAGEMENT LLC/MA, D. E. Shaw & Co., Inc., DISCIPLINED GROWTH INVESTORS INC /MN, AMERIPRISE FINANCIAL INC, and STATE STREET CORP. This page lists 73 institutional shareholders reporting positions in this security for the Q4 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

Q4 2019 holders

Holder diff

-3

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 Value $	Q4 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.