Security key
343389102
FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK)
CUSIP: 343389102
Q1 2019 13F Holders as of 31 Mar 2019
- Type / Class
- Equity / Common Stock, par value $0.0001 per share
- Shares outstanding
- 38,043,733
- Total 13F shares
- 34,879,137
- Share change
- -363,793
- Total reported value
- $112,987,529
- Put/Call ratio
- 82%
- Price per share
- $3.24
- Number of holders
- 74
- Value change
- +$3,512,414
- Number of buys
- 32
- Number of sells
- 48
Report period
Q1 2019
Institutions
74
Top holders
10
FTK full security history
Newer quarter: Q2 2019
Previous quarter: Q4 2018
FLOTEK INDUSTRIES INC/CN/ SEC filings
FLOTEK INDUSTRIES INC/CN/ company facts
Broader feeds
Reporting periods
Holder history for CUSIP 343389102
Recent filing periods:
Top shareholders of FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
9.9%
|
3,770,085
|
$4,109,000 | — | 31 Dec 2018 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
8.3%
|
3,142,950
|
$3,426,000 | — | 31 Dec 2018 | |
| Wilks Brothers, LLC |
13F
|
Company |
7.1%
|
2,706,000
|
$2,950,000 | — | 31 Dec 2018 | |
| Invesco Ltd. |
13F
|
Company |
6.6%
|
2,498,579
|
$2,724,000 | — | 31 Dec 2018 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
5.5%
|
2,099,662
|
$2,289,000 | — | 31 Dec 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
5%
|
1,902,026
|
$2,073,000 | — | 31 Dec 2018 | |
| RUTABAGA CAPITAL MANAGEMENT LLC/MA |
13F
|
Company |
4.6%
|
1,752,622
|
$1,910,000 | — | 31 Dec 2018 | |
| DISCIPLINED GROWTH INVESTORS INC /MN |
13F
|
Company |
4.1%
|
1,552,536
|
$1,692,000 | — | 31 Dec 2018 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
3.6%
|
1,378,642
|
$1,502,000 | — | 31 Dec 2018 | |
| STEPHENS INC /AR/ |
13F
|
Company |
3.5%
|
1,347,636
|
$1,469,000 | — | 31 Dec 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
3.2%
|
1,218,601
|
$1,328,000 | — | 31 Dec 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.8%
|
1,060,274
|
$1,156,000 | — | 31 Dec 2018 | |
| STATE STREET CORP |
13F
|
Company |
2.6%
|
989,771
|
$1,079,000 | — | 31 Dec 2018 | |
| FULLER & THALER ASSET MANAGEMENT, INC. |
13F
|
Company |
1.9%
|
707,300
|
$771,000 | — | 31 Dec 2018 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
1.8%
|
684,867
|
$747,000 | — | 31 Dec 2018 | |
| Bruce & Co., Inc. |
13F
|
Company |
1.7%
|
664,335
|
$724,000 | — | 31 Dec 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.7%
|
647,849
|
$706,000 | — | 31 Dec 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.5%
|
566,382
|
$617,000 | — | 31 Dec 2018 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
427,696
|
$466,000 | — | 31 Dec 2018 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
0.95%
|
361,125
|
$394,000 | — | 31 Dec 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.89%
|
337,286
|
$366,000 | — | 31 Dec 2018 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.83%
|
314,015
|
$342,000 | — | 31 Dec 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.72%
|
274,418
|
$299,000 | — | 31 Dec 2018 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.71%
|
271,987
|
$296,000 | — | 31 Dec 2018 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
0.68%
|
258,276
|
$282,000 | — | 31 Dec 2018 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.63%
|
239,609
|
$261,000 | — | 31 Dec 2018 | |
| PECONIC PARTNERS LLC |
13F
|
Company |
0.59%
|
225,627
|
$246,000 | — | 31 Dec 2018 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.56%
|
212,150
|
$231,000 | — | 31 Dec 2018 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.53%
|
200,000
|
$218,000 | — | 31 Dec 2018 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.51%
|
194,912
|
$212,000 | — | 31 Dec 2018 | |
| Creative Planning |
13F
|
Company |
0.47%
|
178,146
|
$194,000 | — | 31 Dec 2018 | |
| A.R.T. Advisors, LLC |
13F
|
Company |
0.47%
|
177,280
|
$193,000 | — | 31 Dec 2018 | |
| ARGENT CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.46%
|
175,175
|
$191,000 | — | 31 Dec 2018 | |
| IPG Investment Advisors LLC |
13F
|
Company |
0.41%
|
156,501
|
$170,586 | — | 31 Dec 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.4%
|
150,527
|
$164,000 | — | 31 Dec 2018 | |
| Alpine Global Management, LLC |
13F
|
Company |
0.4%
|
150,494
|
$164,000 | — | 31 Dec 2018 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.36%
|
138,500
|
$151,000 | — | 31 Dec 2018 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.36%
|
135,668
|
$148,000 | — | 31 Dec 2018 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.34%
|
130,941
|
$143,000 | — | 31 Dec 2018 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.31%
|
117,776
|
$128,000 | — | 31 Dec 2018 | |
| South Dakota Investment Council |
13F
|
Company |
0.3%
|
114,081
|
$124,000 | — | 31 Dec 2018 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.29%
|
110,660
|
$121,000 | — | 31 Dec 2018 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.27%
|
101,134
|
$110,000 | — | 31 Dec 2018 | |
| LOS ANGELES CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.24%
|
93,106
|
$101,000 | — | 31 Dec 2018 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.23%
|
88,062
|
$96,000 | — | 31 Dec 2018 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.22%
|
84,273
|
$92,000 | — | 31 Dec 2018 | |
| Walleye Trading LLC |
13F
|
Company |
0.21%
|
81,264
|
$89,000 | — | 31 Dec 2018 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.2%
|
76,622
|
$84,000 | — | 31 Dec 2018 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
0.2%
|
75,000
|
$82,000 | — | 31 Dec 2018 | |
| Aperio Group, LLC |
13F
|
Company |
0.17%
|
63,314
|
$69,000 | — | 31 Dec 2018 |
Institutional Holders of FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) as of Q1 2019
As of 31 Mar 2019,
FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) was held by
74 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
34,879,137 shares.
The largest 10 holders included
BlackRock Inc., DIMENSIONAL FUND ADVISORS LP, Wilks Brothers, LLC, Invesco Ltd., D. E. Shaw & Co., Inc., VANGUARD GROUP INC, RUTABAGA CAPITAL MANAGEMENT LLC/MA, Fondren Management LP, DISCIPLINED GROWTH INVESTORS INC /MN, and STEPHENS INC /AR/.
This page lists
74
institutional shareholders reporting positions in this security
for the Q1 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2019 vs Q4 2018 Across Filers
Q4 2018 holders
86
Q1 2019 holders
74
Holder diff
-12
| Investor | Q4 2018 Shares | Q1 2019 Shares | Share Diff | Share Chg % | Q4 2018 Value $ | Q1 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.