How many institutions held FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share in Q4 2017?

121 institutional investors reported FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share for Q4 2017. Use the holders table for investor-level position and value details.

FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK)

Q: What does CUSIP 343389102 represent in this 13F holders report?

CUSIP 343389102 is the security identifier for FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

CUSIP: 343389102

Q4 2017 13F Holders as of 31 Dec 2017

Type / Class: Equity / Common Stock, par value $0.0001 per share
Shares outstanding: 38,043,733
Total 13F shares: 43,939,448
Share change: -4,234,088
Total reported value: $205,043,469
Put/Call ratio: 35%
Price per share: $4.66
Number of holders: 121
Value change: -$19,716,629
Number of buys: 48
Number of sells: 74

Quarterly Holders Quick Answers

What is CUSIP 343389102?
CUSIP 343389102 identifies FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2018
Previous quarter: Q3 2017

Recent filing periods for CUSIP 343389102:

Q3 2023 Q2 2023 Q1 2023 Q4 2022 Q3 2022 Q2 2022 Q1 2022 Q4 2021

Top shareholders of FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BlackRock Finance, Inc.	13F	Company	18%	6,937,013	$32,257,000	—	30 Sep 2017	13F
Gates Capital Management, Inc.	13F	Company	15%	5,696,416	$26,488,000	—	30 Sep 2017	13F
VANGUARD GROUP INC	13F	Company	9.7%	3,706,176	$17,234,000	—	30 Sep 2017	13F
Invesco Ltd.	13F	Company	6.9%	2,608,036	$12,127,000	—	30 Sep 2017	13F
BARROW HANLEY MEWHINNEY & STRAUSS LLC	13F	Company	6.6%	2,529,071	$11,761,000	—	30 Sep 2017	13F
BAMCO INC /NY/	13F	Company	6.4%	2,438,739	$11,340,000	—	30 Sep 2017	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	5.6%	2,142,172	$9,961,000	—	30 Sep 2017	13F
MORGAN STANLEY	13F	Company	4.5%	1,698,578	$7,898,000	—	30 Sep 2017	13F
NORTHPOINTE CAPITAL LLC	13F	Company	4.1%	1,556,516	$7,238,000	—	30 Sep 2017	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	3.6%	1,358,417	$6,317,000	—	30 Sep 2017	13F
STATE STREET CORP	13F	Company	3.4%	1,286,669	$5,982,000	—	30 Sep 2017	13F
Boston Partners	13F	Company	2.4%	916,580	$4,262,000	—	30 Sep 2017	13F
NORTHERN TRUST CORP	13F	Company	1.8%	683,551	$3,178,000	—	30 Sep 2017	13F
Bruce & Co., Inc.	13F	Company	1.7%	664,335	$3,089,000	—	30 Sep 2017	13F
STIFEL FINANCIAL CORP	13F	Company	1.8%	667,301	$3,054,000	—	30 Sep 2017	13F
BALYASNY ASSET MANAGEMENT L.P.	13F	Company	1.7%	639,550	$2,974,000	—	30 Sep 2017	13F
Bank of New York Mellon Corp	13F	Company	1.7%	631,222	$2,935,000	—	30 Sep 2017	13F
DEUTSCHE BANK AG\	13F	Company	1.4%	518,569	$2,410,000	—	30 Sep 2017	13F
BUCKINGHAM CAPITAL MANAGEMENT INC	13F	Company	1.3%	502,778	$2,338,000	—	30 Sep 2017	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	1.2%	444,105	$2,065,000	—	30 Sep 2017	13F
PECONIC PARTNERS LLC	13F	Company	1.2%	442,837	$2,059,000	—	30 Sep 2017	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	1.1%	432,369	$2,011,000	—	30 Sep 2017	13F
VIKING FUND MANAGEMENT LLC	13F	Company	1.1%	430,000	$2,000,000	—	30 Sep 2017	13F
CITIGROUP INC	13F	Company	1.1%	429,091	$1,995,000	—	30 Sep 2017	13F
Skylands Capital, LLC	13F	Company	1%	395,850	$1,841,000	—	30 Sep 2017	13F
Russell Investments Group, Ltd.	13F	Company	1%	383,883	$1,785,000	—	30 Sep 2017	13F
D. E. Shaw & Co., Inc.	13F	Company	0.93%	354,070	$1,646,000	—	30 Sep 2017	13F
JPMORGAN CHASE & CO	13F	Company	0.8%	305,473	$1,457,000	—	30 Sep 2017	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.78%	295,450	$1,374,000	—	30 Sep 2017	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.75%	285,453	$1,327,000	—	30 Sep 2017	13F
CONNORS INVESTOR SERVICES INC	13F	Company	0.75%	284,208	$1,322,000	—	30 Sep 2017	13F
CITADEL ADVISORS LLC	13F	Company	0.71%	269,423	$1,253,000	—	30 Sep 2017	13F
NBW CAPITAL LLC	13F	Company	0.68%	260,552	$1,212,000	—	30 Sep 2017	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	0.68%	259,578	$1,207,000	—	30 Sep 2017	13F
FRED ALGER MANAGEMENT, LLC	13F	Company	0.68%	256,928	$1,195,000	—	30 Sep 2017	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.66%	249,573	$1,161,000	—	30 Sep 2017	13F
A.R.T. Advisors, LLC	13F	Company	0.65%	248,721	$1,156,000	—	30 Sep 2017	13F
UBS Group AG	13F	Company	0.62%	237,503	$1,104,000	—	30 Sep 2017	13F
UNITED SERVICES AUTOMOBILE ASSOCIATION	13F	Company	0.62%	234,100	$1,089,000	—	30 Sep 2017	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.57%	214,967	$1,000,000	—	30 Sep 2017	13F
ARGENT CAPITAL MANAGEMENT LLC	13F	Company	0.46%	175,175	$815,000	—	30 Sep 2017	13F
WASATCH ADVISORS LP	13F	Company	0.46%	174,324	$811,000	—	30 Sep 2017	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.45%	169,500	$788,000	—	30 Sep 2017	13F
Baker Avenue Asset Management, LP	13F	Company	0.37%	139,732	$650,000	—	30 Sep 2017	13F
Paloma Partners Management Co	13F	Company	0.36%	137,783	$641,000	—	30 Sep 2017	13F
Marshall Wace North America L.P.	13F	Company	0.34%	127,736	$639,000	—	30 Sep 2017	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.35%	132,269	$615,000	—	30 Sep 2017	13F
Creative Planning	13F	Company	0.32%	120,778	$562,000	—	30 Sep 2017	13F
RHUMBLINE ADVISERS	13F	Company	0.31%	117,015	$544,000	—	30 Sep 2017	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.3%	114,691	$533,000	—	30 Sep 2017	13F

Institutional Holders of FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) as of Q4 2017

As of 31 Dec 2017, FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) was held by 121 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 43,939,448 shares. The largest 10 holders included BlackRock Inc., Gates Capital Management, Inc., Vanguard Group Inc, Invesco Ltd., BARROW HANLEY MEWHINNEY & STRAUSS LLC, DIMENSIONAL FUND ADVISORS LP, STATE STREET CORP, BUCKINGHAM CAPITAL MANAGEMENT INC, NORTHPOINTE CAPITAL LLC, and CITADEL ADVISORS LLC. This page lists 121 institutional shareholders reporting positions in this security for the Q4 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2017 vs Q3 2017 Across Filers

Q3 2017 holders

133

Q4 2017 holders

121

Holder diff

-12

Investor	Q3 2017 Shares	Q4 2017 Shares	Share Diff	Share Chg %	Q3 2017 Value $	Q4 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.