How many institutions held FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share in Q4 2016?

144 institutional investors reported FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share for Q4 2016. Use the holders table for investor-level position and value details.

FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK)

Q: What does CUSIP 343389102 represent in this 13F holders report?

CUSIP 343389102 is the security identifier for FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

CUSIP: 343389102

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class: Equity / Common Stock, par value $0.0001 per share
Shares outstanding: 38,043,733
Total 13F shares: 58,559,344
Share change: +1,077,331
Total reported value: $549,934,417
Put/Call ratio: 197%
Price per share: $9.39
Number of holders: 144
Value change: -$8,552,577
Number of buys: 78
Number of sells: 58

Quarterly Holders Quick Answers

What is CUSIP 343389102?
CUSIP 343389102 identifies FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.

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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2017
Previous quarter: Q3 2016

Recent filing periods for CUSIP 343389102:

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Top shareholders of FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	16%	6,047,080	$87,925,000	—	30 Sep 2016	13F
Gates Capital Management, Inc.	13F	Company	15%	5,589,491	$81,271,000	—	30 Sep 2016	13F
VANGUARD GROUP INC	13F	Company	12%	4,468,046	$64,966,000	—	30 Sep 2016	13F
WADDELL & REED FINANCIAL INC	13F	Company	11%	4,280,766	$62,242,000	—	30 Sep 2016	13F
BlackRock Fund Advisors	13F	Company	9.9%	3,783,947	$55,019,000	—	30 Sep 2016	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	9.7%	3,692,044	$53,682,000	—	30 Sep 2016	13F
Invesco Ltd.	13F	Company	6.9%	2,633,906	$38,297,000	—	30 Sep 2016	13F
BARROW HANLEY MEWHINNEY & STRAUSS LLC	13F	Company	6.5%	2,477,433	$36,023,000	—	30 Sep 2016	13F
BAMCO INC /NY/	13F	Company	6.4%	2,419,252	$35,176,000	—	30 Sep 2016	13F
GW&K Investment Management, LLC	13F	Company	3.8%	1,452,708	$21,122,000	—	30 Sep 2016	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	3.6%	1,384,489	$20,130,000	—	30 Sep 2016	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	3.6%	1,350,678	$19,639,000	—	30 Sep 2016	13F
Bank of New York Mellon Corp	13F	Company	3%	1,132,738	$16,469,000	—	30 Sep 2016	13F
NORTHPOINTE CAPITAL LLC	13F	Company	2.9%	1,088,986	$15,834,000	—	30 Sep 2016	13F
STATE STREET CORP	13F	Company	2.7%	1,039,237	$15,115,000	—	30 Sep 2016	13F
Stephens Investment Management Group LLC	13F	Company	2.5%	954,929	$13,885,000	—	30 Sep 2016	13F
EAGLE ASSET MANAGEMENT INC	13F	Company	2.3%	861,089	$12,520,000	—	30 Sep 2016	13F
Epoch Investment Partners, Inc.	13F	Company	2%	773,908	$11,253,000	—	30 Sep 2016	13F
PECONIC PARTNERS LLC	13F	Company	2%	754,511	$10,971,000	—	30 Sep 2016	13F
AMERIPRISE FINANCIAL INC	13F	Company	1.9%	710,000	$10,324,000	—	30 Sep 2016	13F
NORTHERN TRUST CORP	13F	Company	1.8%	689,287	$10,022,000	—	30 Sep 2016	13F
Bruce & Co., Inc.	13F	Company	1.7%	664,335	$9,772,000	—	30 Sep 2016	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	0.97%	369,964	$5,379,000	—	30 Sep 2016	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.94%	358,015	$5,205,000	—	30 Sep 2016	13F
Folger Hill Asset Management LP	13F	Company	0.93%	352,034	$5,119,000	—	30 Sep 2016	13F
BROADVIEW ADVISORS LLC	13F	Company	0.92%	349,600	$5,083,000	—	30 Sep 2016	13F
Energy Opportunities Capital Management, LLC	13F	Company	0.89%	339,175	$4,932,000	—	30 Sep 2016	13F
South Dakota Investment Council	13F	Company	0.85%	323,700	$4,707,000	—	30 Sep 2016	13F
AMUNDI ASSET MANAGEMENT US, INC.	13F	Company	0.8%	304,138	$4,422,000	—	30 Sep 2016	13F
Cortina Asset Management, LLC	13F	Company	0.71%	271,388	$3,946,000	—	30 Sep 2016	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.64%	243,683	$3,543,000	—	30 Sep 2016	13F
WHITEBOX ADVISORS LLC	13F	Company	0.63%	239,617	$3,484,000	—	30 Sep 2016	13F
BlackRock Investment Management, LLC	13F	Company	0.6%	229,396	$3,335,000	—	30 Sep 2016	13F
Piermont Capital Management Inc.	13F	Company	0.53%	202,916	$2,950,000	—	30 Sep 2016	13F
ArrowMark Colorado Holdings LLC	13F	Company	0.51%	195,790	$2,847,000	—	30 Sep 2016	13F
UNITED SERVICES AUTOMOBILE ASSOCIATION	13F	Company	0.5%	190,700	$2,773,000	—	30 Sep 2016	13F
NBW CAPITAL LLC	13F	Company	0.48%	183,935	$2,674,000	—	30 Sep 2016	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.48%	183,140	$2,663,000	—	30 Sep 2016	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.48%	181,900	$2,645,000	—	30 Sep 2016	13F
ARGENT CAPITAL MANAGEMENT LLC	13F	Company	0.46%	175,175	$2,547,000	—	30 Sep 2016	13F
BALYASNY ASSET MANAGEMENT L.P.	13F	Company	0.39%	150,000	$2,181,000	—	30 Sep 2016	13F
CITADEL ADVISORS LLC	13F	Company	0.35%	133,571	$1,942,000	—	30 Sep 2016	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.34%	131,012	$1,905,000	—	30 Sep 2016	13F
LORD, ABBETT & CO. LLC	13F	Company	0.34%	128,000	$1,861,000	—	30 Sep 2016	13F
Arosa Capital Management LP	13F	Company	0.33%	127,236	$1,850,000	—	30 Sep 2016	13F
Allianz Asset Management GmbH	13F	Company	0.32%	122,589	$1,782,000	—	30 Sep 2016	13F
Creative Planning	13F	Company	0.32%	120,978	$1,759,000	—	30 Sep 2016	13F
WASATCH ADVISORS LP	13F	Company	0.31%	118,000	$1,716,000	—	30 Sep 2016	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.3%	115,878	$1,685,000	—	30 Sep 2016	13F
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)	13F	Company	0.3%	115,000	$1,672,000	—	30 Sep 2016	13F

Institutional Holders of FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) as of Q4 2016

As of 31 Dec 2016, FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) was held by 144 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 58,559,344 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, Gates Capital Management, Inc., VANGUARD GROUP INC, BlackRock Fund Advisors, MILLENNIUM MANAGEMENT LLC, Invesco Ltd., BARROW HANLEY MEWHINNEY & STRAUSS LLC, BAMCO INC /NY/, WADDELL & REED FINANCIAL INC, and BALYASNY ASSET MANAGEMENT LLC. This page lists 144 institutional shareholders reporting positions in this security for the Q4 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders

147

Q4 2016 holders

144

Holder diff

-3

Investor	Q3 2016 Shares	Q4 2016 Shares	Share Diff	Share Chg %	Q3 2016 Value $	Q4 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.